Q1 2024 · 13F-HR
Sargent Investment Group, LLCholdings as filed
Filed 2024-05-10 · accession 0001951757-24-000459
$456.1M
Reported value
201
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78468R523 | BILS | SPDR SER TR | $45.0M | 9.86% | 452,318 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $26.2M | 5.74% | 152,624 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $20.3M | 4.45% | 48,225 | Common | NONE |
| 14316J108 | CG | CARLYLE GROUP INC | $13.6M | 2.99% | 290,235 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $12.8M | 2.81% | 227,161 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $12.8M | 2.81% | 556,387 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $12.4M | 2.72% | 144,918 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $11.8M | 2.59% | 61,795 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $11.7M | 2.58% | 89,441 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $11.6M | 2.55% | 158,724 | Common | NONE |
| 46284V101 | IRM | IRON MTN INC DEL | $10.9M | 2.39% | 135,926 | Common | NONE |
| 91347P105 | OLED | UNIVERSAL DISPLAY CORP | $10.7M | 2.35% | 63,590 | Common | NONE |
| 138103106 | UTE0 | CANTALOUPE INC | $10.4M | 2.28% | 1,615,633 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $9.1M | 2.00% | 50,490 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $8.7M | 1.90% | 172,829 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $7.9M | 1.72% | 18,674 | Common | NONE |
| 92647N527 | UITB | VICTORY PORTFOLIOS II | $7.3M | 1.60% | 157,306 | Common | NONE |
| 78468R663 | BIL | SPDR SER TR | $7.0M | 1.53% | 75,884 | Common | NONE |
| 30161Q104 | EXEL | EXELIXIS INC | $6.6M | 1.45% | 278,470 | Common | NONE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $5.8M | 1.27% | 330,187 | Common | NONE |
| 29270J100 | ERII | ENERGY RECOVERY INC | $5.4M | 1.17% | 339,095 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $5.3M | 1.17% | 256,945 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $5.0M | 1.10% | 33,310 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $4.8M | 1.06% | 31,749 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $4.6M | 1.02% | 23,191 | Common | NONE |
| 05368M106 | PPHMEUR | AVID BIOSERVICES INC | $4.6M | 1.01% | 690,455 | Common | NONE |
| 606710200 | MITK | MITEK SYS INC | $4.5M | 0.98% | 317,405 | Common | NONE |
| 931142103 | WMT | WALMART INC | $4.0M | 0.88% | 66,526 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $3.7M | 0.80% | 180,084 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $3.6M | 0.79% | 21,356 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $3.5M | 0.77% | 7,256 | Common | NONE |
| 33739H101 | FTGC | FIRST TR EXCHANGE TRAD FD VI | $3.4M | 0.75% | 143,783 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $3.4M | 0.74% | 21,343 | Common | NONE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $3.4M | 0.74% | 20,317 | Common | NONE |
| 98421M106 | XRX | XEROX HOLDINGS CORP | $3.2M | 0.70% | 178,930 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $3.0M | 0.66% | 59,799 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $2.9M | 0.63% | 16,373 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.7M | 0.60% | 3,039 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $2.7M | 0.59% | 203,435 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.7M | 0.59% | 7,035 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.7M | 0.59% | 3,668 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $2.6M | 0.56% | 44,189 | Common | NONE |
| 336917109 | FDL | FIRST TR MORNINGSTAR DIVID L | $2.5M | 0.55% | 65,432 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.3M | 0.51% | 14,691 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $2.3M | 0.50% | 188,680 | Common | NONE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRADED FD | $2.2M | 0.48% | 48,755 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $2.2M | 0.47% | 8,617 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $2.1M | 0.46% | 12,956 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $2.1M | 0.45% | 4,431 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $2.0M | 0.43% | 17,329 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.9M | 0.42% | 16,597 | Common | NONE |
| 69344A107 | PULS | PGIM ETF TR | $1.9M | 0.41% | 37,500 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $1.8M | 0.40% | 7,258 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $1.8M | 0.39% | 2,299 | Common | NONE |
| M68830112 | MDWD | MEDIWOUND LTD | $1.8M | 0.39% | 124,408 | Common | NONE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $1.8M | 0.39% | 124,580 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $1.7M | 0.38% | 4,694 | Common | NONE |
| 262037104 | DRQEUR | DRIL-QUIP INC | $1.7M | 0.37% | 74,944 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.7M | 0.37% | 12,757 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $1.6M | 0.36% | 8,025 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $1.6M | 0.36% | 3,418 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $1.6M | 0.35% | 12,615 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.6M | 0.34% | 40,983 | Common | NONE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $1.5M | 0.33% | 64,785 | Common | NONE |
| 577081102 | MAT | MATTEL INC | $1.5M | 0.33% | 76,900 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $1.5M | 0.33% | 4,937 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.4M | 0.32% | 2,926 | Common | NONE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $1.3M | 0.28% | 1,366,319 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.3M | 0.28% | 69,434 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $1.3M | 0.28% | 5,589 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $1.3M | 0.28% | 2 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $1.2M | 0.26% | 5,250 | Common | NONE |
| 983793100 | XPO | XPO INC | $1.2M | 0.26% | 9,684 | Common | NONE |
| 461202103 | INTU | INTUIT | $1.1M | 0.24% | 1,714 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $1.1M | 0.24% | 238,130 | Common | NONE |
| 015564107 | FRTY | THE ALGER ETF TRUST | $1.1M | 0.24% | 68,997 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $1.1M | 0.24% | 3,757 | Common | NONE |
| 22530J309 | CREX | CREATIVE REALITIES INC | $1.1M | 0.24% | 284,400 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $1.0M | 0.23% | 8,244 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $1.0M | 0.22% | 6,765 | Common | NONE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $987,817 | 0.22% | 1,671,150 | Common | NONE |
| 576810105 | MTNBEUR | MATINAS BIOPHARMA HLDGS INC | $978,446 | 0.21% | 3,610,500 | Common | NONE |
| 03743Q108 | APA | APA CORPORATION | $963,156 | 0.21% | 28,015 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $956,255 | 0.21% | 5,464 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $911,407 | 0.20% | 18,012 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $905,268 | 0.20% | 3,681 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $874,976 | 0.19% | 1,734 | Common | NONE |
| 27616P103 | — | EASTERLY GOVT PPTYS INC | $864,056 | 0.19% | 75,070 | Common | NONE |
| 097023105 | BA | BOEING CO | $863,630 | 0.19% | 4,475 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $854,621 | 0.19% | 1,760 | Common | NONE |
| 98149E303 | GLDM | WORLD GOLD TR | $840,518 | 0.18% | 19,081 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $822,912 | 0.18% | 38,400 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $811,388 | 0.18% | 3,091 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $800,512 | 0.18% | 4,396 | Common | NONE |
| 33734H106 | FVD | FIRST TR VALUE LINE DIVID IN | $784,802 | 0.17% | 18,584 | Common | NONE |
| 04965B100 | ATOM | ATOMERA INC | $783,922 | 0.17% | 127,260 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $774,643 | 0.17% | 4,578 | Common | NONE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $774,076 | 0.17% | 40,170 | Common | NONE |
| 58733R102 | MELI | MERCADOLIBRE INC | $754,468 | 0.17% | 499 | Common | NONE |
| 88339J105 | TTD | THE TRADE DESK INC | $745,693 | 0.16% | 8,530 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $727,694 | 0.16% | 4,667 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $714,670 | 0.16% | 7,820 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $643,627 | 0.14% | 3,632 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $642,106 | 0.14% | 22,005 | Common | NONE |
| 17888H103 | CIVI | CIVITAS RESOURCES INC | $627,093 | 0.14% | 8,261 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $597,397 | 0.13% | 5,256 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $576,230 | 0.13% | 12,255 | Common | NONE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $576,214 | 0.13% | 1,102 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $561,999 | 0.12% | 4,593 | Common | NONE |
| 92826C839 | V | VISA INC | $538,903 | 0.12% | 1,931 | Common | NONE |
| 33738R605 | FV | FIRST TR EXCHANGE-TRADED FD | $536,417 | 0.12% | 9,373 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $535,105 | 0.12% | 3,044 | Common | NONE |
| 88080T104 | WULF | TERAWULF INC | $526,000 | 0.12% | 200,000 | Common | NONE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $508,565 | 0.11% | 5,768 | Common | NONE |
| 654106103 | NKE | NIKE INC | $502,981 | 0.11% | 5,352 | Common | NONE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $489,014 | 0.11% | 10,135 | Common | NONE |
| 464286822 | EWW | ISHARES INC | $480,318 | 0.11% | 6,930 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $469,901 | 0.10% | 1,125 | Common | NONE |
| 150185106 | — | CEDAR FAIR L P | $466,557 | 0.10% | 11,135 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $466,544 | 0.10% | 352 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $462,148 | 0.10% | 1,016 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $450,794 | 0.10% | 1,680 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $443,205 | 0.10% | 4,370 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $440,732 | 0.10% | 4,848 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LTD | $427,856 | 0.09% | 68,130 | Common | NONE |
| 33734K109 | FEX | FIRST TR LRGE CP CORE ALPHA | $413,335 | 0.09% | 4,165 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $402,230 | 0.09% | 5,043 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $401,284 | 0.09% | 9,085 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $398,627 | 0.09% | 2,930 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $398,538 | 0.09% | 4,200 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $393,479 | 0.09% | 677 | Common | NONE |
| 911363109 | URI | UNITED RENTALS INC | $393,005 | 0.09% | 545 | Common | NONE |
| 244199105 | DE | DEERE & CO | $389,792 | 0.09% | 949 | Common | NONE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $384,915 | 0.08% | 16,750 | Common | NONE |
| 33734X176 | FXL | FIRST TR EXCHANGE TRADED FD | $360,644 | 0.08% | 2,675 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $356,547 | 0.08% | 5,638 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $356,357 | 0.08% | 7,140 | Common | NONE |
| 97717W570 | EZM | WISDOMTREE TR | $348,119 | 0.08% | 5,705 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $347,537 | 0.08% | 8,017 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $347,082 | 0.08% | 1,923 | Common | NONE |
| 929160109 | VMC | VULCAN MATLS CO | $343,333 | 0.08% | 1,258 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $341,864 | 0.07% | 3,223 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $341,101 | 0.07% | 2,482 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $339,544 | 0.07% | 3,706 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD | $338,287 | 0.07% | 6,172 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $336,840 | 0.07% | 4,812 | Common | NONE |
| 38000Q102 | GLYCEUR | GLYCOMIMETICS INC | $324,000 | 0.07% | 108,000 | Common | NONE |
| 219350105 | GLW | CORNING INC | $318,394 | 0.07% | 9,660 | Common | NONE |
| 806407102 | HSIC | HENRY SCHEIN INC | $317,562 | 0.07% | 4,205 | Common | NONE |
| 337738108 | FISV | FISERV INC | $316,444 | 0.07% | 1,980 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $314,938 | 0.07% | 1,117 | Common | NONE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $313,824 | 0.07% | 3,245 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $313,174 | 0.07% | 1,254 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $311,974 | 0.07% | 649 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $309,722 | 0.07% | 1,509 | Common | NONE |
| 909907107 | UBSI | UNITED BANKSHARES INC WEST V | $309,405 | 0.07% | 8,645 | Common | NONE |
| 704326107 | PAYX | PAYCHEX INC | $307,614 | 0.07% | 2,505 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $305,277 | 0.07% | 1,545 | Common | NONE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $299,524 | 0.07% | 8,240 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $299,152 | 0.07% | 6,432 | Common | NONE |
| H1467J104 | CB | CHUBB LIMITED | $293,076 | 0.06% | 1,131 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $292,850 | 0.06% | 1,030 | Common | NONE |
| 743606105 | PB | PROSPERITY BANCSHARES INC | $286,801 | 0.06% | 4,360 | Common | NONE |
| 46641Q274 | JSCP | J P MORGAN EXCHANGE TRADED F | $285,694 | 0.06% | 6,140 | Common | NONE |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $284,443 | 0.06% | 7,921 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $280,204 | 0.06% | 3,631 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $275,317 | 0.06% | 1,335 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $271,981 | 0.06% | 760 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $268,729 | 0.06% | 3,365 | Common | NONE |
| 446413106 | HII | HUNTINGTON INGALLS INDS INC | $266,695 | 0.06% | 915 | Common | NONE |
| 87911L108 | THW | ABRDN WORLD HEALTHCARE FUND | $264,600 | 0.06% | 20,000 | Common | NONE |
| 33734X135 | FXO | FIRST TR EXCHANGE TRADED FD | $261,360 | 0.06% | 5,500 | Common | NONE |
| 37611X100 | DNA4EUR | GINKGO BIOWORKS HOLDINGS INC | $256,002 | 0.06% | 220,691 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $251,550 | 0.06% | 5,995 | Common | NONE |
| 670346105 | NUE | NUCOR CORP | $250,541 | 0.05% | 1,266 | Common | NONE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $246,523 | 0.05% | 13,340 | Common | NONE |
| 171484108 | CHDN | CHURCHILL DOWNS INC | $245,025 | 0.05% | 1,980 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $234,682 | 0.05% | 8,457 | Common | NONE |
| 804395101 | BFS | SAUL CTRS INC | $231,902 | 0.05% | 6,025 | Common | NONE |
| 67103H107 | ORLY | OREILLY AUTOMOTIVE INC | $229,163 | 0.05% | 203 | Common | NONE |
| 670100205 | NVO | NOVO-NORDISK A S | $228,038 | 0.05% | 1,776 | Common | NONE |
| 743315103 | PGR | PROGRESSIVE CORP | $224,400 | 0.05% | 1,085 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $223,514 | 0.05% | 860 | Common | NONE |
| 890516107 | TR | TOOTSIE ROLL INDS INC | $217,195 | 0.05% | 6,781 | Common | NONE |
| 260557103 | DOW | DOW INC | $213,472 | 0.05% | 3,685 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $210,460 | 0.05% | 1,416 | Common | NONE |
| 85254J102 | STAG | STAG INDL INC | $208,422 | 0.05% | 5,422 | Common | NONE |
| 46137V357 | RSP | INVESCO EXCHANGE TRADED FD T | $207,478 | 0.05% | 1,225 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $204,341 | 0.04% | 3,340 | Common | NONE |
| 750102105 | RXT | RACKSPACE TECHNOLOGY INC | $181,858 | 0.04% | 115,100 | Common | NONE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END OP | $176,344 | 0.04% | 15,085 | Common | NONE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $116,393 | 0.03% | 48,700 | Common | NONE |
| 75955J402 | RLMD | RELMADA THERAPEUTICS INC | $101,454 | 0.02% | 21,818 | Common | NONE |
| 670002401 | NVAX | NOVAVAX INC | $93,616 | 0.02% | 19,585 | Common | NONE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $63,443 | 0.01% | 12,895 | Common | NONE |
| 690145107 | OMGBP | OUTSET MED INC | $58,117 | 0.01% | 26,179 | Common | NONE |
| 04746L104 | — | ATHIRA PHARMA INC | $54,123 | 0.01% | 19,753 | Common | NONE |
| 09609G100 | — | BLUEBIRD BIO INC | $49,933 | 0.01% | 39,010 | Common | NONE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $43,038 | 0.01% | 44,864 | Common | NONE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $41,400 | 0.01% | 10,000 | Common | NONE |
| 87968A104 | TELLEUR | TELLURIAN INC NEW | $9,921 | 0.00% | 15,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.