Q4 2023 · 13F-HR
Sargent Investment Group, LLCholdings as filed
Filed 2024-02-05 · accession 0001951757-24-000207
$456.6M
Reported value
212
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78468R523 | BILS | SPDR SER TR | $38.8M | 8.50% | 391,674 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $33.6M | 7.35% | 174,395 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $15.4M | 3.38% | 41,036 | Common | NONE |
| 33734X846 | CIBR | FIRST TR EXCHANGE TRADED FD | $12.9M | 2.83% | 240,301 | Common | NONE |
| 138103106 | UTE0 | CANTALOUPE INC | $12.8M | 2.81% | 1,731,549 | Common | NONE |
| 91347P105 | OLED | UNIVERSAL DISPLAY CORP | $12.8M | 2.81% | 67,085 | Common | NONE |
| 09260D107 | BX | BLACKSTONE INC | $12.8M | 2.80% | 97,781 | Common | NONE |
| 14316J108 | CG | CARLYLE GROUP INC | $12.6M | 2.76% | 309,455 | Common | NONE |
| 33733E104 | FTCS | FIRST TR EXCHANGE-TRADED FD | $12.0M | 2.62% | 149,699 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $10.7M | 2.35% | 623,560 | Common | NONE |
| 78464A409 | SPYG | SPDR SER TR | $10.7M | 2.34% | 164,554 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $10.4M | 2.28% | 63,613 | Common | NONE |
| 46284V101 | IRM | IRON MTN INC DEL | $10.2M | 2.24% | 146,357 | Common | NONE |
| 78464A508 | SPYV | SPDR SER TR | $8.2M | 1.80% | 176,198 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $7.4M | 1.63% | 49,015 | Common | NONE |
| 30161Q104 | EXEL | EXELIXIS INC | $7.1M | 1.56% | 296,350 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $6.8M | 1.50% | 19,182 | Common | NONE |
| 78468R663 | BIL | SPDR SER TR | $6.8M | 1.48% | 74,019 | Common | NONE |
| 29270J100 | ERII | ENERGY RECOVERY INC | $6.4M | 1.39% | 337,070 | Common | NONE |
| 04010L103 | ARCC | ARES CAPITAL CORP | $5.5M | 1.21% | 274,975 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $5.4M | 1.17% | 38,009 | Common | NONE |
| 04523Y105 | ASPN | ASPEN AEROGELS INC | $5.3M | 1.17% | 337,281 | Common | NONE |
| 46641Q837 | JPST | J P MORGAN EXCHANGE TRADED F | $4.9M | 1.08% | 98,127 | Common | NONE |
| 47103U845 | JAAA | JANUS DETROIT STR TR | $4.8M | 1.06% | 96,098 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $4.8M | 1.05% | 34,324 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $4.7M | 1.03% | 27,689 | Common | NONE |
| 05368M106 | PPHMEUR | AVID BIOSERVICES INC | $4.6M | 1.01% | 712,505 | Common | NONE |
| 606710200 | MITK | MITEK SYS INC | $4.4M | 0.95% | 334,155 | Common | NONE |
| 98421M106 | XRX | XEROX HOLDINGS CORP | $4.2M | 0.93% | 231,500 | Common | NONE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $4.1M | 0.90% | 194,868 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $4.0M | 0.87% | 25,389 | Common | NONE |
| 33739H101 | FTGC | FIRST TR EXCHANGE TRAD FD VI | $3.6M | 0.79% | 160,287 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $3.4M | 0.76% | 23,852 | Common | NONE |
| 33767E202 | FSV | FIRSTSERVICE CORP NEW | $3.0M | 0.67% | 18,757 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $2.8M | 0.62% | 232,515 | Common | NONE |
| 931142103 | WMT | WALMART INC | $2.7M | 0.59% | 17,020 | Common | NONE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $2.6M | 0.58% | 45,789 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $2.6M | 0.56% | 17,558 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $2.5M | 0.56% | 16,991 | Common | NONE |
| 336917109 | FDL | FIRST TR MORNINGSTAR DIVID L | $2.5M | 0.54% | 69,082 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $2.4M | 0.53% | 7,042 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $2.4M | 0.53% | 198,680 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.4M | 0.53% | 3,664 | Common | NONE |
| 235851102 | DHR | DANAHER CORPORATION | $2.4M | 0.52% | 10,280 | Common | NONE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRADED FD | $2.4M | 0.52% | 51,665 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $2.3M | 0.51% | 18,395 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $2.2M | 0.49% | 22,232 | Common | NONE |
| 577081102 | MAT | MATTEL INC | $2.2M | 0.48% | 117,255 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $2.2M | 0.48% | 7,394 | Common | NONE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $2.2M | 0.48% | 4 | Common | NONE |
| 291011104 | EMR | EMERSON ELEC CO | $2.1M | 0.47% | 21,844 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.9M | 0.42% | 4,513 | Common | NONE |
| 69344A107 | PULS | PGIM ETF TR | $1.9M | 0.41% | 37,500 | Common | NONE |
| G54950103 | LIN | LINDE PLC | $1.8M | 0.40% | 4,418 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $1.7M | 0.37% | 15,941 | Common | NONE |
| 262037104 | DRQEUR | DRIL-QUIP INC | $1.7M | 0.36% | 71,064 | Common | NONE |
| 060505104 | BAC | BANK AMERICA CORP | $1.6M | 0.36% | 48,873 | Common | NONE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $1.6M | 0.35% | 3,416 | Common | NONE |
| 097023105 | BA | BOEING CO | $1.6M | 0.34% | 6,017 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.6M | 0.34% | 14,363 | Common | NONE |
| 33733E302 | FDN | FIRST TR EXCHANGE-TRADED FD | $1.5M | 0.33% | 8,070 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.5M | 0.33% | 2,857 | Common | NONE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $1.5M | 0.32% | 83,404 | Common | NONE |
| 23283X206 | CTSO | CYTOSORBENTS CORP | $1.5M | 0.32% | 1,308,747 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $1.4M | 0.31% | 8,437 | Common | NONE |
| 19248A109 | UTF | COHEN & STEERS INFRASTRUCTUR | $1.4M | 0.31% | 66,213 | Common | NONE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $1.4M | 0.31% | 6,225 | Common | NONE |
| 11135E203 | BNL | BROADSTONE NET LEASE INC | $1.3M | 0.29% | 77,775 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $1.3M | 0.29% | 8,569 | Common | NONE |
| 881624209 | TEVA | TEVA PHARMACEUTICAL INDS LTD | $1.3M | 0.29% | 127,100 | Common | NONE |
| 79466L302 | CRM | SALESFORCE INC | $1.3M | 0.28% | 4,896 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $1.3M | 0.28% | 2,161 | Common | NONE |
| 03945R102 | ACHR | ARCHER AVIATION INC | $1.2M | 0.27% | 203,130 | Common | NONE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $1.2M | 0.27% | 9,423 | Common | NONE |
| 015564107 | FRTY | THE ALGER ETF TRUST | $1.2M | 0.27% | 91,062 | Common | NONE |
| 461202103 | INTU | INTUIT | $1.1M | 0.25% | 1,805 | Common | NONE |
| M68830112 | MDWD | MEDIWOUND LTD | $1.1M | 0.24% | 109,194 | Common | NONE |
| 31428X106 | FDX | FEDEX CORP | $1.1M | 0.24% | 4,340 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.1M | 0.24% | 2,212 | Common | NONE |
| 00724F101 | ADBE | ADOBE INC | $1.1M | 0.24% | 1,801 | Common | NONE |
| 27616P103 | — | EASTERLY GOVT PPTYS INC | $1.1M | 0.23% | 79,795 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $1.1M | 0.23% | 20,974 | Common | NONE |
| 464287523 | SOXX | ISHARES TR | $1.0M | 0.22% | 1,750 | Common | NONE |
| 03743Q108 | APA | APA CORPORATION | $1.0M | 0.22% | 28,045 | Common | NONE |
| 00973N102 | AKTSQ | AKOUSTIS TECHNOLOGIES INC | $988,665 | 0.22% | 1,185,450 | Common | NONE |
| 126650100 | CVS | CVS HEALTH CORP | $979,736 | 0.21% | 12,408 | Common | NONE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $973,419 | 0.21% | 5,196 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $951,005 | 0.21% | 8,640 | Common | NONE |
| 83012A109 | TSLX | SIXTH STREET SPECIALTY LENDI | $937,440 | 0.21% | 43,400 | Common | NONE |
| 983793100 | XPO | XPO INC | $935,111 | 0.20% | 10,676 | Common | NONE |
| 04965B100 | ATOM | ATOMERA INC | $929,105 | 0.20% | 132,540 | Common | NONE |
| 872540109 | TJX | TJX COS INC NEW | $926,843 | 0.20% | 9,880 | Common | NONE |
| G0751N103 | ABYEUR | ATLANTICA SUSTAINABLE INFR P | $922,458 | 0.20% | 42,905 | Common | NONE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $914,812 | 0.20% | 4,068 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $907,551 | 0.20% | 7,819 | Common | NONE |
| 98978V103 | ZTS | ZOETIS INC | $904,941 | 0.20% | 4,585 | Common | NONE |
| 907818108 | UNP | UNION PAC CORP | $901,425 | 0.20% | 3,670 | Common | NONE |
| 92826C839 | V | VISA INC | $845,877 | 0.19% | 3,249 | Common | NONE |
| 576810105 | MTNBEUR | MATINAS BIOPHARMA HLDGS INC | $825,452 | 0.18% | 3,818,000 | Common | NONE |
| 25401T603 | DBRG | DIGITALBRIDGE GROUP INC | $796,667 | 0.17% | 45,420 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $790,632 | 0.17% | 30,005 | Common | NONE |
| 58733R102 | MELI | MERCADOLIBRE INC | $782,627 | 0.17% | 498 | Common | NONE |
| 33734H106 | FVD | FIRST TR VALUE LINE DIVID IN | $781,956 | 0.17% | 19,279 | Common | NONE |
| 98149E303 | GLDM | WORLD GOLD TR | $780,604 | 0.17% | 19,081 | Common | NONE |
| 922908512 | VOE | VANGUARD INDEX FDS | $777,254 | 0.17% | 5,360 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $767,803 | 0.17% | 3,090 | Common | NONE |
| 855244109 | SBUX | STARBUCKS CORP | $766,544 | 0.17% | 7,984 | Common | NONE |
| 464287721 | IYW | ISHARES TR | $748,775 | 0.16% | 6,100 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $723,446 | 0.16% | 14,320 | Common | NONE |
| 260557103 | DOW | DOW INC | $704,859 | 0.15% | 12,853 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $656,950 | 0.14% | 1,856 | Common | NONE |
| 22530J309 | CREX | CREATIVE REALITIES INC | $640,032 | 0.14% | 271,200 | Common | NONE |
| 88339J105 | TTD | THE TRADE DESK INC | $633,248 | 0.14% | 8,800 | Common | NONE |
| 33739Q200 | LMBS | FIRST TR EXCHANGE-TRADED FD | $632,026 | 0.14% | 13,080 | Common | NONE |
| 11135F101 | AVGO | BROADCOM INC | $621,751 | 0.14% | 557 | Common | NONE |
| 654106103 | NKE | NIKE INC | $606,798 | 0.13% | 5,589 | Common | NONE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $563,171 | 0.12% | 2,150 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $562,046 | 0.12% | 11,185 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $549,780 | 0.12% | 1,213 | Common | NONE |
| 90384S303 | ULTA | ULTA BEAUTY INC | $540,459 | 0.12% | 1,103 | Common | NONE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $536,724 | 0.12% | 12,240 | Common | NONE |
| 87612E106 | TGT | TARGET CORP | $528,663 | 0.12% | 3,712 | Common | NONE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $516,374 | 0.11% | 12,130 | Common | NONE |
| 150185106 | — | CEDAR FAIR L P | $510,833 | 0.11% | 12,835 | Common | NONE |
| 33738R605 | FV | FIRST TR EXCHANGE-TRADED FD | $498,643 | 0.11% | 9,673 | Common | NONE |
| 36266G107 | GEHC | GE HEALTHCARE TECHNOLOGIES I | $475,982 | 0.10% | 6,156 | Common | NONE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC | $474,111 | 0.10% | 1,229 | Common | NONE |
| H8817H100 | RIG | TRANSOCEAN LTD | $470,726 | 0.10% | 74,130 | Common | NONE |
| 464286822 | EWW | ISHARES INC | $470,201 | 0.10% | 6,930 | Common | NONE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $462,318 | 0.10% | 871 | Common | NONE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $456,018 | 0.10% | 5,768 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $444,489 | 0.10% | 15,439 | Common | NONE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $423,643 | 0.09% | 5,849 | Common | NONE |
| 17888H103 | CIVI | CIVITAS RESOURCES INC | $412,400 | 0.09% | 6,031 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $408,999 | 0.09% | 1,387 | Common | NONE |
| 172967424 | C | CITIGROUP INC | $397,425 | 0.09% | 7,726 | Common | NONE |
| 46641Q159 | JPIE | J P MORGAN EXCHANGE TRADED F | $389,236 | 0.09% | 8,534 | Common | NONE |
| 78464A870 | XBI | SPDR SER TR | $381,268 | 0.08% | 4,270 | Common | NONE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $378,295 | 0.08% | 2,406 | Common | NONE |
| 33734K109 | FEX | FIRST TR LRGE CP CORE ALPHA | $375,533 | 0.08% | 4,165 | Common | NONE |
| 244199105 | DE | DEERE & CO | $374,678 | 0.08% | 937 | Common | NONE |
| 88579Y101 | MMM | 3M CO | $372,891 | 0.08% | 3,411 | Common | NONE |
| 909907107 | UBSI | UNITED BANKSHARES INC WEST V | $371,557 | 0.08% | 9,895 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $367,202 | 0.08% | 1,751 | Common | NONE |
| H1467J104 | CB | CHUBB LIMITED | $364,086 | 0.08% | 1,611 | Common | NONE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $362,470 | 0.08% | 16,750 | Common | NONE |
| 88080T104 | WULF | TERAWULF INC | $360,000 | 0.08% | 150,000 | Common | NONE |
| 26614N102 | DD | DUPONT DE NEMOURS INC | $357,494 | 0.08% | 4,647 | Common | NONE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $353,827 | 0.08% | 1,639 | Common | NONE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $351,483 | 0.08% | 3,736 | Common | NONE |
| 33734X176 | FXL | FIRST TR EXCHANGE TRADED FD | $346,429 | 0.08% | 2,705 | Common | NONE |
| 46641Q274 | JSCP | J P MORGAN EXCHANGE TRADED F | $338,179 | 0.07% | 7,265 | Common | NONE |
| 97717W570 | EZM | WISDOMTREE TR | $336,305 | 0.07% | 5,860 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $322,306 | 0.07% | 1,087 | Common | NONE |
| 806407102 | HSIC | HENRY SCHEIN INC | $318,361 | 0.07% | 4,205 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $314,525 | 0.07% | 2,449 | Common | NONE |
| 09247X101 | BLKCHF | BLACKROCK INC | $314,167 | 0.07% | 387 | Common | NONE |
| 806857108 | SLB | SCHLUMBERGER LTD | $308,805 | 0.07% | 5,934 | Common | NONE |
| 911363109 | URI | UNITED RENTALS INC | $308,500 | 0.07% | 538 | Common | NONE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $304,720 | 0.07% | 2,930 | Common | NONE |
| 92189H201 | ITM | VANECK ETF TRUST | $302,497 | 0.07% | 6,432 | Common | NONE |
| 852234103 | XYZ | BLOCK INC | $299,731 | 0.07% | 3,875 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $299,673 | 0.07% | 3,319 | Common | NONE |
| 704326107 | PAYX | PAYCHEX INC | $297,179 | 0.07% | 2,495 | Common | NONE |
| 743606105 | PB | PROSPERITY BANCSHARES INC | $295,303 | 0.06% | 4,360 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $294,571 | 0.06% | 5,741 | Common | NONE |
| 219350105 | GLW | CORNING INC | $292,929 | 0.06% | 9,620 | Common | NONE |
| 82509L107 | SHOP | SHOPIFY INC | $292,904 | 0.06% | 3,760 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $292,052 | 0.06% | 1,014 | Common | NONE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $287,252 | 0.06% | 1,233 | Common | NONE |
| 670100205 | NVO | NOVO-NORDISK A S | $287,177 | 0.06% | 2,776 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $284,794 | 0.06% | 652 | Common | NONE |
| 842587107 | SO | SOUTHERN CO | $281,672 | 0.06% | 4,017 | Common | NONE |
| 962166104 | WY | WEYERHAEUSER CO MTN BE | $278,890 | 0.06% | 8,021 | Common | NONE |
| 922908553 | VNQ | VANGUARD INDEX FDS | $273,563 | 0.06% | 3,096 | Common | NONE |
| 464287556 | IBB | ISHARES TR | $271,564 | 0.06% | 1,999 | Common | NONE |
| 171484108 | CHDN | CHURCHILL DOWNS INC | $265,812 | 0.06% | 1,970 | Common | NONE |
| 337738108 | FISV | FISERV INC | $259,702 | 0.06% | 1,955 | Common | NONE |
| 33734X135 | FXO | FIRST TR EXCHANGE TRADED FD | $255,411 | 0.06% | 5,900 | Common | NONE |
| 464287465 | EFA | ISHARES TR | $253,553 | 0.06% | 3,365 | Common | NONE |
| 03769M106 | APO | APOLLO GLOBAL MGMT INC | $252,079 | 0.06% | 2,705 | Common | NONE |
| 446413106 | HII | HUNTINGTON INGALLS INDS INC | $237,571 | 0.05% | 915 | Common | NONE |
| 804395101 | BFS | SAUL CTRS INC | $236,602 | 0.05% | 6,025 | Common | NONE |
| 969457100 | WMB | WILLIAMS COS INC | $236,322 | 0.05% | 6,785 | Common | NONE |
| 87911L108 | THW | ABRDN WORLD HEALTHCARE FUND | $233,400 | 0.05% | 20,000 | Common | NONE |
| 92204A504 | VHT | VANGUARD WORLD FDS | $229,391 | 0.05% | 915 | Common | NONE |
| 890516107 | TR | TOOTSIE ROLL INDS INC | $225,400 | 0.05% | 6,781 | Common | NONE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $225,119 | 0.05% | 11,117 | Common | NONE |
| 85254J102 | STAG | STAG INDL INC | $224,057 | 0.05% | 5,707 | Common | NONE |
| 863667101 | SYK | STRYKER CORPORATION | $221,001 | 0.05% | 738 | Common | NONE |
| 670346105 | NUE | NUCOR CORP | $219,464 | 0.05% | 1,261 | Common | NONE |
| 10806X102 | BBIO | BRIDGEBIO PHARMA INC | $212,992 | 0.05% | 5,276 | Common | NONE |
| 12572Q105 | CME | CME GROUP INC | $211,021 | 0.05% | 1,002 | Common | NONE |
| 038222105 | AMAT | APPLIED MATLS INC | $209,070 | 0.05% | 1,290 | Common | NONE |
| 464287168 | DVY | ISHARES TR | $206,893 | 0.05% | 1,765 | Common | NONE |
| 922908769 | VTI | VANGUARD INDEX FDS | $204,009 | 0.04% | 860 | Common | NONE |
| 690145107 | OMGBP | OUTSET MED INC | $202,437 | 0.04% | 37,419 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $200,480 | 0.04% | 3,402 | Common | NONE |
| 19248P106 | XFOFX | COHEN & STEERS CLOSED-END OP | $168,952 | 0.04% | 15,085 | Common | NONE |
| 38000Q102 | GLYCEUR | GLYCOMIMETICS INC | $136,880 | 0.03% | 58,000 | Common | NONE |
| 039697107 | ARDX | ARDELYX INC | $122,878 | 0.03% | 19,819 | Common | NONE |
| 761330109 | RVNCEUR | REVANCE THERAPEUTICS INC | $121,495 | 0.03% | 13,822 | Common | NONE |
| 670002401 | NVAX | NOVAVAX INC | $97,656 | 0.02% | 20,345 | Common | NONE |
| 19249H103 | CHRS | COHERUS BIOSCIENCES INC | $86,780 | 0.02% | 26,060 | Common | NONE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $48,005 | 0.01% | 44,864 | Common | NONE |
| 04746L104 | — | ATHIRA PHARMA INC | $44,236 | 0.01% | 18,204 | Common | NONE |
| 09609G100 | — | BLUEBIRD BIO INC | $37,728 | 0.01% | 27,339 | Common | NONE |
| 86627T108 | SMMT | SUMMIT THERAPEUTICS INC | $26,100 | 0.01% | 10,000 | Common | NONE |
| 87968A104 | TELLEUR | TELLURIAN INC NEW | $11,334 | 0.00% | 15,000 | Common | NONE |
| 46121E205 | — | INTRUSION INC | $7,224 | 0.00% | 28,555 | Common | NONE |
| 00973N902 | — | AKOUSTIS TECHNOLOGIES INC | $1,750 | 0.00% | 70,000 | CALL | NONE |
| 345370900 | — | FORD MTR CO DEL | $1,000 | 0.00% | 50,000 | CALL | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.