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Advisors Asset Management, Inc.

Q3 2023 · 13F-HR

Advisors Asset Management, Inc.holdings as filed

Filed 2023-11-14 · accession 0002000324-23-000012

$4.64B
Reported value
1,404
Positions
2023-09-30
Period end
View analyzed profile →PRO

Holdings as filed

First 500 of 1404

CUSIPTickerIssuerValue% port.SharesClassVoting
023135106AMZNAMAZON COM INC$114.5M2.47%900,392CommonSOLE
594918104MSFTMICROSOFT CORP$102.7M2.22%325,347CommonSOLE
037833100AAPLAPPLE INC$95.4M2.06%557,281CommonSOLE
02079K305GOOGLALPHABET INC$83.7M1.81%639,674CommonSOLE
30303M102METAMETA PLATFORMS INC$76.3M1.65%254,186CommonSOLE
11135F101AVGOBROADCOM INC$50.4M1.09%60,718CommonSOLE
92826C839VVISA INC$49.8M1.07%216,352CommonSOLE
57636Q104MAMASTERCARD INCORPORATED$46.4M1.00%117,128CommonSOLE
166764100CVXCHEVRON CORP NEW$45.0M0.97%266,887CommonSOLE
17275R102CSCOCISCO SYS INC$44.0M0.95%819,000CommonSOLE
58933Y105MRKMERCK & CO INC$43.0M0.93%417,746CommonSOLE
92343V104VZVERIZON COMMUNICATIONS INC$42.2M0.91%1,300,900CommonSOLE
00287Y109ABBVABBVIE INC$41.6M0.90%278,975CommonSOLE
532457108LLYELI LILLY & CO$40.6M0.88%75,615CommonSOLE
459200101IBMINTERNATIONAL BUSINESS MACHS$40.4M0.87%288,138CommonSOLE
260557103DOWDOW INC$33.8M0.73%654,978CommonSOLE
911312106UPSUNITED PARCEL SERVICE INC$33.7M0.73%215,983CommonSOLE
88579Y101MMM3M CO$31.8M0.69%339,301CommonSOLE
31428X106FDXFEDEX CORP$30.1M0.65%113,752CommonSOLE
931142103WMTWALMART INC$28.1M0.61%175,658CommonSOLE
713448108PEPPEPSICO INC$26.7M0.58%157,839CommonSOLE
009158106APDAIR PRODS & CHEMS INC$26.2M0.57%92,572CommonSOLE
20030N101CMCSACOMCAST CORP NEW$25.5M0.55%575,051CommonSOLE
437076102HDHOME DEPOT INC$25.4M0.55%84,062CommonSOLE
539830109LMTLOCKHEED MARTIN CORP$24.8M0.53%60,538CommonSOLE
458140100INTCINTEL CORP$24.6M0.53%692,595CommonSOLE
882508104TXNTEXAS INSTRS INC$24.4M0.53%153,234CommonSOLE
742718109PGPROCTER AND GAMBLE CO$24.0M0.52%164,723CommonSOLE
031162100AMGNAMGEN INC$23.8M0.51%88,647CommonSOLE
375558103GILDGILEAD SCIENCES INC$23.7M0.51%316,739CommonSOLE
00206R102TAT&T INC$23.4M0.51%1,560,164CommonSOLE
46625H100JPMJPMORGAN CHASE & CO$23.1M0.50%159,212CommonSOLE
65339F101NEENEXTERA ENERGY INC$22.7M0.49%396,005CommonSOLE
855244109SBUXSTARBUCKS CORP$22.5M0.49%246,608CommonSOLE
82509L107SHOPSHOPIFY INC$22.5M0.49%412,015CommonSOLE
025816109AXPAMERICAN EXPRESS CO$22.0M0.47%147,269CommonSOLE
872590104TMUST-MOBILE US INC$21.1M0.45%150,516CommonSOLE
609207105MDLZMONDELEZ INTL INC$20.0M0.43%287,813CommonSOLE
931427108WFCWALGREENS BOOTS ALLIANCE INC$19.8M0.43%891,740CommonSOLE
91324P102UNHUNITEDHEALTH GROUP INC$19.6M0.42%38,962CommonSOLE
92840R101NFJVIRTUS DIVIDEND INTEREST & P$19.1M0.41%1,682,535CommonSOLE
03027X100AMTAMERICAN TOWER CORP NEW$18.7M0.40%113,916CommonSOLE
717081103PFEPFIZER INC$18.7M0.40%564,577CommonSOLE
580135101MCDMCDONALDS CORP$18.6M0.40%70,643CommonSOLE
09739D100BCCBOISE CASCADE CO DEL$18.5M0.40%180,002CommonSOLE
747525103QCOMQUALCOMM INC$16.9M0.36%152,021CommonSOLE
704326107PAYXPAYCHEX INC$16.8M0.36%146,015CommonSOLE
219350105GLWCORNING INC$16.7M0.36%548,900CommonSOLE
571748102MRSHMARSH & MCLENNAN COS INC$16.6M0.36%87,191CommonSOLE
22822V101CCICROWN CASTLE INC$15.8M0.34%172,004CommonSOLE
20825C104COPCONOCOPHILLIPS$15.8M0.34%131,491CommonSOLE
30231G102XOMEXXON MOBIL CORP$15.7M0.34%133,236CommonSOLE
G29183103ETNEATON CORP PLC$15.3M0.33%71,558CommonSOLE
053015103ADPAUTOMATIC DATA PROCESSING IN$14.7M0.32%61,095CommonSOLE
191216100KOCOCA COLA CO$14.5M0.31%258,857CommonSOLE
70450Y103PYPLPAYPAL HLDGS INC$14.3M0.31%244,740CommonSOLE
16119P108CHTRCHARTER COMMUNICATIONS INC N$14.2M0.31%32,297CommonSOLE
40434L105HPQHP INC$14.1M0.30%547,407CommonSOLE
02209S103MOALTRIA GROUP INC$14.0M0.30%332,456CommonSOLE
723787107PXDEURPIONEER NAT RES CO$13.9M0.30%60,401CommonSOLE
693475105PNCPNC FINL SVCS GROUP INC$13.8M0.30%112,570CommonSOLE
74340W103PLDPROLOGIS INC.$13.5M0.29%120,478CommonSOLE
697435105PANWPALO ALTO NETWORKS INC$13.5M0.29%57,495CommonSOLE
19239V302CCOICOGENT COMMUNICATIONS HLDGS$13.1M0.28%211,905CommonSOLE
478160104JNJJOHNSON & JOHNSON$12.7M0.27%81,353CommonSOLE
002824100ABTABBOTT LABS$12.6M0.27%129,883CommonSOLE
718546104PSXPHILLIPS 66$12.5M0.27%104,063CommonSOLE
22160K105COSTCOSTCO WHSL CORP NEW$12.5M0.27%22,071CommonSOLE
91913Y100VLOVALERO ENERGY CORP$12.4M0.27%87,832CommonSOLE
G5960L103MDTMEDTRONIC PLC$12.3M0.27%157,170CommonSOLE
G1151C101ACNACCENTURE PLC IRELAND$12.3M0.26%39,891CommonSOLE
452308109ITWILLINOIS TOOL WKS INC$12.2M0.26%52,967CommonSOLE
486606106KYNKAYNE ANDERSON ENERGY INFRST$12.0M0.26%1,424,964CommonSOLE
035710839NLYANNALY CAPITAL MANAGEMENT IN$11.8M0.25%627,213CommonSOLE
98421M106XRXXEROX HOLDINGS CORP$11.7M0.25%746,145CommonSOLE
09247X101BLKCHFBLACKROCK INC$11.7M0.25%18,037CommonSOLE
92841M101XNIEXVIRTUS EQUITY & CONV INCM FD$11.5M0.25%578,389CommonSOLE
902973304USBUS BANCORP DEL$11.2M0.24%338,974CommonSOLE
11133T103BRBROADRIDGE FINL SOLUTIONS IN$11.2M0.24%62,515CommonSOLE
92240M108VGREURVECTOR GROUP LTD$11.1M0.24%1,040,069CommonSOLE
913456109UVVUNIVERSAL CORP VA$10.9M0.24%231,671CommonSOLE
92556V106VTRSVIATRIS INC$10.9M0.23%1,103,099CommonSOLE
244199105DEDEERE & CO$10.8M0.23%28,660CommonSOLE
118440106BKEBUCKLE INC$10.7M0.23%321,421CommonSOLE
548661107LOWLOWES COS INC$10.7M0.23%51,548CommonSOLE
36242H104XGDVXGABELLI DIVID & INCOME TR$10.7M0.23%549,698CommonSOLE
883556102TMOTHERMO FISHER SCIENTIFIC INC$10.6M0.23%20,956CommonSOLE
69346N107PDXPIMCO ENERGY & TACTICAL CR O$10.6M0.23%534,190CommonSOLE
03940R107ARCH1USDARCH RESOURCES INC$10.6M0.23%62,030CommonSOLE
718172109PMPHILIP MORRIS INTL INC$10.4M0.22%112,260CommonSOLE
816851109SRESEMPRA$10.4M0.22%152,556CommonSOLE
89832Q109TFCTRUIST FINL CORP$10.3M0.22%361,189CommonSOLE
879433829TDSTELEPHONE & DATA SYS INC$10.3M0.22%564,306CommonSOLE
67073D102XJQCXNUVEEN CR STRATEGIES INCOME$10.2M0.22%2,019,656CommonSOLE
872540109TJXTJX COS INC NEW$10.2M0.22%114,446CommonSOLE
75513E101RTXRTX CORPORATION$10.1M0.22%140,481CommonSOLE
460146103IPINTERNATIONAL PAPER CO$10.1M0.22%283,498CommonSOLE
46982L108JJACOBS SOLUTIONS INC$10.0M0.22%73,195CommonSOLE
16934Q208CHIMERA INVT CORP$9.9M0.21%1,805,721CommonSOLE
00326L100XAODXABRDN TOTAL DYNAMIC DIVIDEND$9.9M0.21%1,303,651CommonSOLE
90187B804TWOTWO HBRS INVT CORP$9.8M0.21%741,848CommonSOLE
09255R202DSUBLACKROCK DEBT STRATEGIES FD$9.8M0.21%954,403CommonSOLE
370334104GISGENERAL MLS INC$9.7M0.21%151,682CommonSOLE
33739B104FIRST TR MLP & ENERGY INCOM$9.7M0.21%1,223,872CommonSOLE
703395103PDCOEURPATTERSON COS INC$9.6M0.21%322,346CommonSOLE
67072T108JFRNUVEEN FLOATING RATE INCOME$9.4M0.20%1,143,923CommonSOLE
12811L107CHWCALAMOS GBL DYN INCOME FUND$9.3M0.20%1,684,429CommonSOLE
404251100HNIHNI CORP$9.3M0.20%267,372CommonSOLE
852234103XYZBLOCK INC$9.1M0.20%205,731CommonSOLE
00724F101ADBEADOBE INC$9.1M0.20%17,786CommonSOLE
780915104RMTROYCE MICRO-CAP TR INC$8.9M0.19%1,075,888CommonSOLE
09260D107BXBLACKSTONE INC$8.9M0.19%82,855CommonSOLE
780910105RVTROYCE VALUE TR INC$8.7M0.19%675,222CommonSOLE
600544100MLKNMILLERKNOLL INC$8.7M0.19%355,046CommonSOLE
969457100WMBWILLIAMS COS INC$8.6M0.19%255,962CommonSOLE
001084102AGCOAGCO CORP$8.6M0.19%72,842CommonSOLE
959802109WUWESTERN UN CO$8.6M0.19%652,286CommonSOLE
651639106NEMNEWMONT CORP$8.6M0.18%231,661CommonSOLE
13462K109CWHCAMPING WORLD HLDGS INC$8.5M0.18%416,085CommonSOLE
723484101PNWPINNACLE WEST CAP CORP$8.4M0.18%113,384CommonSOLE
126650100CVSCVS HEALTH CORP$8.3M0.18%119,438CommonSOLE
92838Y100AIOVIRTUS ARTIFICIAL INTELLIGEN$8.3M0.18%502,275CommonSOLE
74762E102QUREQUANTA SVCS INC$8.3M0.18%44,216CommonSOLE
18469Q207CLEARBRIDGE MLP AND MIDSTRM$8.3M0.18%257,634CommonSOLE
756109104OREALTY INCOME CORP$8.2M0.18%164,836CommonSOLE
617446448MSMORGAN STANLEY$8.2M0.18%100,141CommonSOLE
00302M106XAGDXABRDN GLOBAL DYNAMIC DIVIDEN$8.1M0.17%934,014CommonSOLE
372460105GPCGENUINE PARTS CO$8.0M0.17%55,559CommonSOLE
92912R104IGAVOYA GLBL ADV & PREM OPP FD$8.0M0.17%961,142CommonSOLE
68622V106OGNORGANON & CO$7.9M0.17%456,415CommonSOLE
092501105XBOEXBLACKROCK ENHANCED GLOBAL DI$7.9M0.17%838,074CommonSOLE
18469P209EMOCLEARBRIDGE ENERGY MIDSTRM O$7.9M0.17%247,858CommonSOLE
25746U109DDOMINION ENERGY INC$7.8M0.17%175,617CommonSOLE
92939U106WECWEC ENERGY GROUP INC$7.8M0.17%97,046CommonSOLE
50105F105KROKRONOS WORLDWIDE INC$7.8M0.17%1,008,142CommonSOLE
885213108TBLDTHORNBURG INCM BUILDER OPP T$7.8M0.17%532,052CommonSOLE
75886F107REGNREGENERON PHARMACEUTICALS$7.7M0.17%9,395CommonSOLE
49456B101KMIKINDER MORGAN INC DEL$7.7M0.17%461,859CommonSOLE
12811P108XCHYXCALAMOS CONV & HIGH INCOME F$7.6M0.16%685,335CommonSOLE
001055102AFLAFLAC INC$7.5M0.16%98,325CommonSOLE
92838X102VIRTUS CONVERTIBLE & INCOME$7.5M0.16%2,420,720CommonSOLE
500255104KSSKOHLS CORP$7.5M0.16%357,989CommonSOLE
49271V100KDPKEURIG DR PEPPER INC$7.5M0.16%237,553CommonSOLE
681919106OMCOMNICOM GROUP INC$7.5M0.16%100,326CommonSOLE
78409V104SPGIS&P GLOBAL INC$7.4M0.16%20,203CommonSOLE
281020107EIXEDISON INTL$7.4M0.16%116,176CommonSOLE
682680103OKEONEOK INC NEW$7.3M0.16%115,541CommonSOLE
90384S303ULTAULTA BEAUTY INC$7.3M0.16%18,280CommonSOLE
64129H104NMLNEUBERGER BERMAN ENERGY INFR$7.3M0.16%1,060,417CommonSOLE
165167735EXECHESAPEAKE ENERGY CORP$7.2M0.16%83,940CommonSOLE
27829F108XEXGXEATON VANCE TAX-MANAGED GLOB$7.2M0.16%977,868CommonSOLE
46131H107VVRINVESCO SR INCOME TR$7.2M0.16%1,836,986CommonSOLE
04010L103ARCCARES CAPITAL CORP$7.1M0.15%367,212CommonSOLE
29786A106ETSYETSY INC$7.1M0.15%110,597CommonSOLE
67066G104NVDANVIDIA CORPORATION$7.1M0.15%16,343CommonSOLE
291011104EMREMERSON ELEC CO$7.0M0.15%72,889CommonSOLE
128125101CSQCALAMOS STRATEGIC TOTAL RETU$7.0M0.15%499,415CommonSOLE
09262F100ECATBLACKROCK ESG CAP ALLC TERM$7.0M0.15%473,449CommonSOLE
59156R108METMETLIFE INC$7.0M0.15%111,280CommonSOLE
460690100IPGINTERPUBLIC GROUP COS INC$7.0M0.15%244,028CommonSOLE
50208A102XSCDXLMP CAP & INCOME FD INC$7.0M0.15%558,118CommonSOLE
184692200CLEARBRIDGE MLP AND MIDSTRM$7.0M0.15%197,835CommonSOLE
060505104BACBANK AMERICA CORP$7.0M0.15%254,010CommonSOLE
773903109ROKROCKWELL AUTOMATION INC$7.0M0.15%24,324CommonSOLE
427096508HTGCHERCULES CAPITAL INC$6.9M0.15%420,971CommonSOLE
38141G104GSGOLDMAN SACHS GROUP INC$6.9M0.15%21,207CommonSOLE
14149Y108CAHCARDINAL HEALTH INC$6.8M0.15%78,770CommonSOLE
573284106MLMMARTIN MARIETTA MATLS INC$6.8M0.15%16,638CommonSOLE
82983N108SB9SITIO ROYALTIES CORP$6.8M0.15%281,746CommonSOLE
19247L106RQICOHEN & STEERS QUALITY INCOM$6.8M0.15%671,172CommonSOLE
461202103INTUINTUIT$6.7M0.15%13,179CommonSOLE
929160109VMCVULCAN MATLS CO$6.7M0.14%33,203CommonSOLE
69346H100ISDPGIM HIGH YIELD BOND FUND IN$6.7M0.14%565,649CommonSOLE
42824C109HPEHEWLETT PACKARD ENTERPRISE C$6.6M0.14%379,748CommonSOLE
369550108GDGENERAL DYNAMICS CORP$6.6M0.14%29,827CommonSOLE
907818108UNPUNION PAC CORP$6.6M0.14%32,267CommonSOLE
443510607HUBBHUBBELL INC$6.6M0.14%20,927CommonSOLE
89147L886TYGTORTOISE ENERGY INFRA CORP$6.5M0.14%224,356CommonSOLE
18539C105NY4BCLEARWAY ENERGY INC$6.4M0.14%322,146CommonSOLE
942622200WSOWATSCO INC$6.4M0.14%16,906CommonSOLE
810186106SMGSCOTTS MIRACLE-GRO CO$6.3M0.14%121,980CommonSOLE
33738G104FIRST TR ENERGY INCOME & GRO$6.2M0.13%473,593CommonSOLE
09250U101BGRBLACKROCK ENERGY & RES TR$6.2M0.13%474,470CommonSOLE
311900104FASTFASTENAL CO$6.2M0.13%113,052CommonSOLE
149123101CATCATERPILLAR INC$6.1M0.13%22,343CommonSOLE
92532F100VRTXVERTEX PHARMACEUTICALS INC$6.1M0.13%17,476CommonSOLE
02215L209KNTKKINETIK HOLDINGS INC$5.9M0.13%175,353CommonSOLE
620076307MSIMOTOROLA SOLUTIONS INC$5.9M0.13%21,671CommonSOLE
69346J106GHYPGIM GLOBAL HIGH YIELD FD FO$5.9M0.13%546,693CommonSOLE
670346105NUENUCOR CORP$5.9M0.13%37,684CommonSOLE
128117108CHICALAMOS CONV OPPORTUNITIES &$5.9M0.13%560,586CommonSOLE
806857108SLBSCHLUMBERGER LTD$5.9M0.13%100,564CommonSOLE
G25508105CRHCRH PLC$5.8M0.13%106,646CommonSOLE
74144T108TROWPRICE T ROWE GROUP INC$5.8M0.13%55,331CommonSOLE
56064K100MMDMAINSTAY MACKAY DEFINEDTERM$5.8M0.12%363,281CommonSOLE
767204100RIORIO TINTO PLC$5.7M0.12%90,110CommonSOLE
27828S101ETGEATON VANCE TX ADV GLBL DIV$5.7M0.12%369,722CommonSOLE
92912T100XIGDXVOYA GLBL EQTY DIV & PREM OP$5.7M0.12%1,157,797CommonSOLE
74834L100DGXQUEST DIAGNOSTICS INC$5.7M0.12%46,514CommonSOLE
530158104USALIBERTY ALL STAR EQUITY FD$5.7M0.12%956,730CommonSOLE
744320102PRUPRUDENTIAL FINL INC$5.7M0.12%59,635CommonSOLE
09251A104BDJBLACKROCK ENHANCED EQUITY DI$5.6M0.12%741,069CommonSOLE
670837103OGEOGE ENERGY CORP$5.6M0.12%168,857CommonSOLE
668074305NWENORTHWESTERN CORP$5.6M0.12%116,917CommonSOLE
911363109URIUNITED RENTALS INC$5.6M0.12%12,484CommonSOLE
759509102RSRELIANCE STEEL & ALUMINUM CO$5.5M0.12%21,126CommonSOLE
345370860FFORD MTR CO DEL$5.5M0.12%445,454CommonSOLE
863667101SYKSTRYKER CORPORATION$5.5M0.12%20,107CommonSOLE
918204108VFCV F CORP$5.4M0.12%308,170CommonSOLE
037636107APOLLO SR FLOATING RATE FD I$5.4M0.12%400,919CommonSOLE
127097103CTRACOTERRA ENERGY INC$5.4M0.12%197,920CommonSOLE
552676108MDC1USDM D C HLDGS INC$5.3M0.12%129,343CommonSOLE
58155Q103MCKMCKESSON CORP$5.3M0.11%12,230CommonSOLE
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27827X101EIMEATON VANCE MUN BD FD$5.3M0.11%588,628CommonSOLE
099502106BAHBOOZ ALLEN HAMILTON HLDG COR$5.2M0.11%47,778CommonSOLE
67066V101NADNUVEEN QUALITY MUNCP INCOME$5.2M0.11%514,550CommonSOLE
988498101YUMYUM BRANDS INC$5.2M0.11%41,742CommonSOLE
09254E103MYIBLACKROCK MUNIYIELD QUALITY$5.2M0.11%542,606CommonSOLE
892356106TSCOTRACTOR SUPPLY CO$5.2M0.11%25,458CommonSOLE
67070X101NZFNUVEEN MUNICIPAL CREDIT INC$5.2M0.11%494,515CommonSOLE
68389X105ORCLORACLE CORP$5.2M0.11%48,633CommonSOLE
09253N104MHDBLACKROCK MUNIHOLDINGS FD IN$5.1M0.11%496,665CommonSOLE
46132P108IIMINVESCO VALUE MUN INCOME TR$5.1M0.11%489,049CommonSOLE
31620M106FISFIDELITY NATL INFORMATION SV$5.0M0.11%90,611CommonSOLE
67071L106NVGNUVEEN AMT FREE MUN CR INC F$4.9M0.11%479,623CommonSOLE
67401P405OCSLOAKTREE SPECIALTY LENDING CO$4.9M0.11%244,796CommonSOLE
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039483102ADMARCHER DANIELS MIDLAND CO$4.9M0.11%64,947CommonSOLE
29977A105EVREVERCORE INC$4.9M0.11%35,307CommonSOLE
67066Y105NACNUVEEN CA QUALTY MUN INCOME$4.9M0.10%503,028CommonSOLE
088606108BHPBHP GROUP LTD$4.8M0.10%84,596CommonSOLE
808541106MATVMATIV HOLDINGS INC$4.8M0.10%337,327CommonSOLE
25278X109FANGDIAMONDBACK ENERGY INC$4.8M0.10%31,040CommonSOLE
67071B108JRSNUVEEN REAL ESTATE INCOME FD$4.8M0.10%716,102CommonSOLE
12514G108CDWCDW CORP$4.8M0.10%23,778CommonSOLE
666807102NOCNORTHROP GRUMMAN CORP$4.8M0.10%10,866CommonSOLE
056525108BMIBADGER METER INC$4.8M0.10%33,028CommonSOLE
67062F100NXPNUVEEN SELECT TAX-FREE INCOM$4.7M0.10%354,909CommonSOLE
89151E109TTENTOTALENERGIES SE$4.7M0.10%71,689CommonSOLE
00326W106ASGIABRDN GLOBAL INFRA INCOME FU$4.7M0.10%292,494CommonSOLE
H1467J104CBCHUBB LIMITED$4.7M0.10%22,482CommonSOLE
00764C109AVKADVENT CONV & INCOME FD$4.7M0.10%444,885CommonSOLE
316500107FDUSFIDUS INVT CORP$4.6M0.10%240,322CommonSOLE
647551100NMFCNEW MTN FIN CORP$4.6M0.10%355,491CommonSOLE
05351W103AGREURAVANGRID INC$4.6M0.10%152,462CommonSOLE
670928100NUVNUVEEN MUN VALUE FD INC$4.6M0.10%555,335CommonSOLE
025932104AFGAMERICAN FINL GROUP INC OHIO$4.6M0.10%40,935CommonSOLE
17888H103CIVICIVITAS RESOURCES INC$4.6M0.10%56,485CommonSOLE
67075F105XDIAXNUVEEN DOW 30 DYNMC OVERWRT$4.6M0.10%332,446CommonSOLE
G02602103DOXAMDOCS LTD$4.5M0.10%53,852CommonSOLE
084670702BRK/BBERKSHIRE HATHAWAY INC DEL$4.5M0.10%12,918CommonSOLE
038222105AMATAPPLIED MATLS INC$4.5M0.10%32,625CommonSOLE
184496107CLHCLEAN HARBORS INC$4.5M0.10%26,760CommonSOLE
55272X607MFAMFA FINL INC$4.5M0.10%465,254CommonSOLE
693483109PKXPOSCO HOLDINGS INC$4.5M0.10%43,599CommonSOLE
140501107CSWCCAPITAL SOUTHWEST CORP$4.5M0.10%195,122CommonSOLE
294600101ETRNUSDEQUITRANS MIDSTREAM CORP$4.5M0.10%476,789CommonSOLE
69526K105PTVEUSDPACTIV EVERGREEN INC$4.5M0.10%548,081CommonSOLE
125269100CFCF INDS HLDGS INC$4.4M0.10%51,779CommonSOLE
097023105BABOEING CO$4.4M0.10%23,148CommonSOLE
67062C107NCANUVEEN CALIFORNIA MUNI VLU F$4.4M0.10%538,181CommonSOLE
26969P108EXPEAGLE MATLS INC$4.4M0.09%26,435CommonSOLE
48661E108KAYNE ANDERSON NEXTGEN ENRGY$4.4M0.09%618,245CommonSOLE
83012A109TSLXSIXTH STREET SPECIALTY LENDI$4.4M0.09%215,204CommonSOLE
26875P101EOGEOG RES INC$4.4M0.09%34,596CommonSOLE
09248E102XBFZXBLACKROCK CALIF MUN INCOME T$4.4M0.09%423,566CommonSOLE
33739M100FST TR NEW OPPORT MLP & ENE$4.3M0.09%694,812CommonSOLE
920253101VMIVALMONT INDS INC$4.3M0.09%18,105CommonSOLE
708062104PNNTPENNANTPARK INVT CORP$4.3M0.09%660,874CommonSOLE
842587107SOSOUTHERN CO$4.3M0.09%66,960CommonSOLE
902494103TSNTYSON FOODS INC$4.3M0.09%84,685CommonSOLE
92838U108VIRTUS CONVERTIBLE & INC FD$4.3M0.09%1,548,085CommonSOLE
12812C106CPZCALAMOS LNG SHR EQT DYNAMIC$4.3M0.09%288,874CommonSOLE
440452100HRLHORMEL FOODS CORP$4.3M0.09%112,024CommonSOLE
681936100OHIOMEGA HEALTHCARE INVS INC$4.2M0.09%127,332CommonSOLE
968223206WLYWILEY JOHN & SONS INC$4.2M0.09%112,943CommonSOLE
09254L107MUCBLACKROCK MUNIHLDNGS CALI QL$4.2M0.09%438,977CommonSOLE
64110D104NTAPNETAPP INC$4.2M0.09%55,276CommonSOLE
74251V102PFGPRINCIPAL FINANCIAL GROUP IN$4.2M0.09%58,168CommonSOLE
84265V105SCCOSOUTHERN COPPER CORP$4.2M0.09%55,234CommonSOLE
670100205NVONOVO-NORDISK A S$4.1M0.09%45,625CommonSOLE
670657105XNEAXNUVEEN AMT FREE QLTY MUN INC$4.1M0.09%427,472CommonSOLE
25179M103DVNDEVON ENERGY CORP NEW$4.1M0.09%86,523CommonSOLE
37733W204GSKGSK PLC$4.1M0.09%113,806CommonSOLE
651229106NWLNEWELL BRANDS INC$4.1M0.09%456,808CommonSOLE
09255X100XFRAXBLACKROCK FLOATING RATE INCO$4.1M0.09%325,694CommonSOLE
110122108BMYBRISTOL-MYERS SQUIBB CO$4.1M0.09%70,640CommonSOLE
27828A100XEVMXEATON VANCE CALIF MUN BD FD$4.1M0.09%504,183CommonSOLE
03676B102AMANTERO MIDSTREAM CORP$4.1M0.09%341,402CommonSOLE
833034101SNASNAP ON INC$4.1M0.09%15,991CommonSOLE
337318109FFAFIRST TR ENHANCED EQUITY INC$4.1M0.09%235,372CommonSOLE
482480100KLACKLA CORP$4.1M0.09%8,837CommonSOLE
12504G100IGRCBRE GBL REAL ESTATE INC FD$4.0M0.09%892,598CommonSOLE
893641100TDGTRANSDIGM GROUP INC$4.0M0.09%4,759CommonSOLE
75574U101RCREADY CAPITAL CORP$4.0M0.09%395,437CommonSOLE
27829C105ETWEATON VANCE TAX-MANAGED GLOB$4.0M0.09%522,720CommonSOLE
89417E109TRVTRAVELERS COMPANIES INC$4.0M0.09%24,428CommonSOLE
902681105UGIUGI CORP NEW$3.9M0.08%170,236CommonSOLE
46284V101IRMIRON MTN INC DEL$3.9M0.08%65,102CommonSOLE
69121K104OBDCBLUE OWL CAPITAL CORPORATION$3.9M0.08%279,415CommonSOLE
854502101SWKSTANLEY BLACK & DECKER INC$3.9M0.08%46,092CommonSOLE
552738106MFMMFS MUN INCOME TR$3.8M0.08%844,822CommonSOLE
09253R105XMVFXBLACKROCK MUNIVEST FD INC$3.8M0.08%634,139CommonSOLE
09253W104XMYDXBLACKROCK MUNIYIELD FD INC$3.8M0.08%418,202CommonSOLE
88160R101TSLATESLA INC$3.8M0.08%15,305CommonSOLE
859241101STRLSTERLING INFRASTRUCTURE INC$3.8M0.08%51,936CommonSOLE
27826U108EVNEATON VANCE MUNI INCOME TRUS$3.8M0.08%427,814CommonSOLE
04014F102ARDCARES DYNAMIC CR ALLOCATION F$3.8M0.08%293,508CommonSOLE
007903107AMDADVANCED MICRO DEVICES INC$3.8M0.08%36,801CommonSOLE
29250N105ENBENBRIDGE INC$3.8M0.08%113,186CommonSOLE
682189105ONON SEMICONDUCTOR CORP$3.7M0.08%40,257CommonSOLE
95040Q104WELLWELLTOWER INC$3.7M0.08%45,600CommonSOLE
14888U101CPRXCATALYST PHARMACEUTICALS INC$3.7M0.08%318,980CommonSOLE
679580100ODFLOLD DOMINION FREIGHT LINE IN$3.7M0.08%9,098CommonSOLE
032654105ADIANALOG DEVICES INC$3.7M0.08%21,250CommonSOLE
26441C204DUKDUKE ENERGY CORP NEW$3.7M0.08%42,145CommonSOLE
74348T102PSECPROSPECT CAP CORP$3.7M0.08%614,524CommonSOLE
670651108XNCMXNUVEEN CALIFORNIA AMT QLT MU$3.7M0.08%361,941CommonSOLE
858119100STLDSTEEL DYNAMICS INC$3.7M0.08%34,619CommonSOLE
05464C101AXONAXON ENTERPRISE INC$3.7M0.08%18,650CommonSOLE
670663103NMCONUVEEN MUN CR OPPORTUNITIES$3.7M0.08%382,925CommonSOLE
72201C109XPZCXPIMCO CALIF MUN INCOME FD II$3.7M0.08%541,139CommonSOLE
046353108AZNNASTRAZENECA PLC$3.7M0.08%54,699CommonSOLE
22052L104CTVACORTEVA INC$3.7M0.08%72,086CommonSOLE
406216101HALHALLIBURTON CO$3.7M0.08%90,945CommonSOLE
172967424CCITIGROUP INC$3.6M0.08%88,650CommonSOLE
091941104BGTBLACKROCK FLOATING RATE INC$3.6M0.08%302,293CommonSOLE
30040W108ESEVERSOURCE ENERGY$3.6M0.08%62,693CommonSOLE
874039100TSMTAIWAN SEMICONDUCTOR MFG LTD$3.6M0.08%41,674CommonSOLE
70959W103PAGPENSKE AUTOMOTIVE GRP INC$3.6M0.08%21,558CommonSOLE
80349A208SARSARATOGA INVT CORP$3.6M0.08%140,051CommonSOLE
37892E102GICGLOBAL INDUSTRIAL COMPANY$3.6M0.08%107,268CommonSOLE
64133Q108NBXGNEUBERGER BERMAN NEXT GENERA$3.6M0.08%344,843CommonSOLE
96524V106WHFWHITEHORSE FIN INC$3.6M0.08%280,450CommonSOLE
67077M108NTRNUTRIEN LTD$3.6M0.08%57,974CommonSOLE
278279104EFTEATON VANCE FLTING RATE INC$3.6M0.08%289,364CommonSOLE
58470H101MEDMEDIFAST INC$3.6M0.08%47,508CommonSOLE
688239201OSKOSHKOSH CORP$3.5M0.08%37,182CommonSOLE
06759L103BBDCBARINGS BDC INC$3.5M0.08%395,948CommonSOLE
72200M108XPCKXPIMCO CALIF MUN INCOME FD II$3.5M0.08%701,956CommonSOLE
02553E106AEOAMERICAN EAGLE OUTFITTERS IN$3.5M0.08%211,483CommonSOLE
70806A106PFLTPENNANTPARK FLOATING RATE CA$3.5M0.07%324,900CommonSOLE
67103B100OFSOFS CAP CORP$3.4M0.07%306,045CommonSOLE
142339100CSLCARLISLE COS INC$3.4M0.07%13,114CommonSOLE
829242106SBGISINCLAIR INC$3.3M0.07%298,506CommonSOLE
87612E106TGTTARGET CORP$3.3M0.07%30,074CommonSOLE
896522109TRNTRINITY INDS INC$3.3M0.07%136,089CommonSOLE
48249T106KIOKKR INCOME OPPORTUNITIES FD$3.3M0.07%276,967CommonSOLE
858155203GJBSTEELCASE INC$3.3M0.07%295,403CommonSOLE
05379B107AVAAVISTA CORP$3.3M0.07%101,634CommonSOLE
879360105TDYTELEDYNE TECHNOLOGIES INC$3.3M0.07%8,044CommonSOLE
502431109LHXL3HARRIS TECHNOLOGIES INC$3.3M0.07%18,799CommonSOLE
29084Q100EMEEMCOR GROUP INC$3.3M0.07%15,466CommonSOLE
006212104ADXADAMS DIVERSIFIED EQUITY FD$3.3M0.07%195,526CommonSOLE
055622104BPBP PLC$3.2M0.07%83,908CommonSOLE
364760108GAPGAP INC$3.2M0.07%305,424CommonSOLE
29364G103ETRENTERGY CORP NEW$3.2M0.07%34,985CommonSOLE
90353T100UBERUBER TECHNOLOGIES INC$3.2M0.07%70,364CommonSOLE
376535100GLADUSDGLADSTONE CAPITAL CORP$3.2M0.07%334,461CommonSOLE
92840N100ACVVIRTUS DIVERSIFIED INCM & CO$3.2M0.07%170,449CommonSOLE
G16962105BGUSDBUNGE LIMITED$3.2M0.07%29,141CommonSOLE
780259305SHELSHELL PLC$3.2M0.07%48,982CommonSOLE
65473P105NINISOURCE INC$3.1M0.07%126,826CommonSOLE
871607107SNPSSYNOPSYS INC$3.1M0.07%6,787CommonSOLE
65336K103NXSTNEXSTAR MEDIA GROUP INC$3.1M0.07%21,617CommonSOLE
579780206MKCMCCORMICK & CO INC$3.1M0.07%40,720CommonSOLE
94106L109WMWASTE MGMT INC DEL$3.1M0.07%20,198CommonSOLE
512807108LRCXEURLAM RESEARCH CORP$3.1M0.07%4,901CommonSOLE
73688F201BCICPORTMAN RIDGE FIN CORP$3.1M0.07%159,568CommonSOLE
458334109IPARINTER PARFUMS INC$3.1M0.07%22,842CommonSOLE
09259E108TCPCBLACKROCK TCP CAPITAL CORP$3.0M0.07%259,543CommonSOLE
33733U108FCTFIRST TR SR FLTG RATE INCOME$3.0M0.07%303,075CommonSOLE
680223104ORIOLD REP INTL CORP$3.0M0.07%112,111CommonSOLE
336433107FSLRFIRST SOLAR INC$3.0M0.06%18,634CommonSOLE
832696405SJMSMUCKER J M CO$3.0M0.06%24,439CommonSOLE
872280102CGBDCARLYLE SECURED LENDING INC$3.0M0.06%206,779CommonSOLE
443201108HWMHOWMET AEROSPACE INC$3.0M0.06%64,381CommonSOLE
231561101CWCURTISS WRIGHT CORP$3.0M0.06%15,160CommonSOLE
01741R102ATIATI INC$2.9M0.06%71,680CommonSOLE
216648402COOPER COS INC$2.9M0.06%9,242CommonSOLE
78440X887SLGSL GREEN RLTY CORP$2.9M0.06%78,588CommonSOLE
127190304CACICACI INTL INC$2.9M0.06%9,278CommonSOLE
125523100CITHE CIGNA GROUP$2.9M0.06%9,979CommonSOLE
018522300AEBAALLETE INC$2.8M0.06%53,844CommonSOLE
09249N101BLEBLACKROCK MUNI INCOME TR II$2.8M0.06%310,955CommonSOLE
438516106HONHONEYWELL INTL INC$2.8M0.06%15,371CommonSOLE
092524107XBGYXBLACKROCK ENHANCED INTL DIV$2.8M0.06%568,556CommonSOLE
09256A109CIIBLACKROCK ENHANCD CAP & INM$2.8M0.06%152,007CommonSOLE
74460D109PSAPUBLIC STORAGE$2.8M0.06%10,729CommonSOLE
67103H107ORLYOREILLY AUTOMOTIVE INC$2.8M0.06%3,100CommonSOLE
56585A102MPCMARATHON PETE CORP$2.8M0.06%18,609CommonSOLE
701094104PHPARKER-HANNIFIN CORP$2.8M0.06%7,204CommonSOLE
78573L106SBRASABRA HEALTH CARE REIT INC$2.8M0.06%199,379CommonSOLE
803607100SRPTSAREPTA THERAPEUTICS INC$2.8M0.06%22,704CommonSOLE
034164103ANDEANDERSONS INC$2.7M0.06%53,250CommonSOLE
16359R103CHECHEMED CORP NEW$2.7M0.06%5,277CommonSOLE
833635105SQMSOCIEDAD QUIMICA Y MINERA DE$2.7M0.06%45,930CommonSOLE
726503105PAAPLAINS ALL AMERN PIPELINE L$2.7M0.06%178,884CommonSOLE
09254G108XMQTXBLACKROCK MUNIYIELD QUALITY$2.7M0.06%304,020CommonSOLE
376546107GAINGLADSTONE INVT CORP$2.7M0.06%214,241CommonSOLE
00790R104WMSADVANCED DRAIN SYS INC DEL$2.7M0.06%23,974CommonSOLE
235851102DHRDANAHER CORPORATION$2.7M0.06%10,983CommonSOLE
29273V100ETENERGY TRANSFER L P$2.7M0.06%193,819CommonSOLE
410345102HN9HANESBRANDS INC$2.7M0.06%686,093CommonSOLE
571903202MARMARRIOTT INTL INC NEW$2.7M0.06%13,669CommonSOLE
253868103DLRDIGITAL RLTY TR INC$2.7M0.06%22,125CommonSOLE
92838R105VIRTUS CONVERTIBLE & INC 202$2.7M0.06%304,415CommonSOLE
038923108ABRARBOR REALTY TRUST INC$2.7M0.06%175,978CommonSOLE
042315507ARMOUR RESIDENTIAL REIT INC$2.7M0.06%628,499CommonSOLE
302635206FSKFS KKR CAP CORP$2.7M0.06%135,538CommonSOLE
671044105OSISOSI SYSTEMS INC$2.7M0.06%22,588CommonSOLE
89148B200NTGTORTOISE MIDSTRM ENERGY FD I$2.7M0.06%77,911CommonSOLE
98978V103ZTSZOETIS INC$2.6M0.06%15,176CommonSOLE
904767704UNILEVER PLC$2.6M0.06%53,353CommonSOLE
67090X107JCENUVEEN CORE EQUITY ALPHA FD$2.6M0.06%211,872CommonSOLE
012653101ALBALBEMARLE CORP$2.6M0.06%15,457CommonSOLE
46187W107INVHINVITATION HOMES INC$2.6M0.06%82,674CommonSOLE
422806109HEIHEICO CORP NEW$2.6M0.06%16,040CommonSOLE
009066101ABNBAIRBNB INC$2.6M0.06%18,854CommonSOLE
94987C103EODALLSPRING GLOBAL DIVIDEND OP$2.6M0.06%638,499CommonSOLE
29446M102EQNREQUINOR ASA$2.5M0.05%77,708CommonSOLE
7591EP100RFREGIONS FINANCIAL CORP NEW$2.5M0.05%148,053CommonSOLE
494368103KMBKIMBERLY-CLARK CORP$2.5M0.05%20,952CommonSOLE
44045A102HRZNHORIZON TECHNOLOGY FIN CORP$2.5M0.05%213,030CommonSOLE
49338L103KEYSKEYSIGHT TECHNOLOGIES INC$2.5M0.05%19,115CommonSOLE
33738C103FIRST TR ENERGY INFRASTRCTR$2.5M0.05%166,957CommonSOLE
N6596X109NXPINXP SEMICONDUCTORS N V$2.5M0.05%12,587CommonSOLE
465741106ITRIITRON INC$2.5M0.05%41,337CommonSOLE
98389B100XELXCEL ENERGY INC$2.5M0.05%43,733CommonSOLE
6706EW100XSSPXNUVEEN S&P 500 DYNAMIC OVERW$2.5M0.05%168,653CommonSOLE
71654V408PBRPETROLEO BRASILEIRO SA PETRO$2.5M0.05%165,819CommonSOLE
35671D857FCXFREEPORT-MCMORAN INC$2.5M0.05%65,822CommonSOLE
053611109AVYAVERY DENNISON CORP$2.4M0.05%13,387CommonSOLE
64125C109NBIXNEUROCRINE BIOSCIENCES INC$2.4M0.05%21,728CommonSOLE
89677Y100TPVGTRIPLEPOINT VENTURE GROWTH B$2.4M0.05%233,690CommonSOLE
81181C104SEAGEN INC$2.4M0.05%11,521CommonSOLE
16411R208LNGCHENIERE ENERGY INC$2.4M0.05%14,727CommonSOLE
226344208CRESTWOOD EQUITY PARTNERS LP$2.4M0.05%83,223CommonSOLE
23331A109DHID R HORTON INC$2.4M0.05%22,562CommonSOLE
79466L302CRMSALESFORCE INC$2.4M0.05%11,824CommonSOLE
444859102HUMHUMANA INC$2.4M0.05%4,919CommonSOLE
293792107EPDENTERPRISE PRODS PARTNERS L$2.4M0.05%87,321CommonSOLE
27829G106ETJEATON VANCE RISK-MANAGED DIV$2.4M0.05%311,152CommonSOLE
46133G107IQIINVESCO QUALITY MUN INCOME T$2.4M0.05%284,768CommonSOLE
55336V100MPLXMPLX LP$2.4M0.05%66,993CommonSOLE
337738108FISVFISERV INC$2.4M0.05%21,085CommonSOLE
955306105WSTWEST PHARMACEUTICAL SVSC INC$2.4M0.05%6,346CommonSOLE
74164F103PRIMPRIMORIS SVCS CORP$2.4M0.05%72,551CommonSOLE
91912E105VALEVALE S A$2.4M0.05%177,165CommonSOLE
55303J106MGPIMGP INGREDIENTS INC NEW$2.4M0.05%22,417CommonSOLE
018802108LNTALLIANT ENERGY CORP$2.4M0.05%48,776CommonSOLE
67058H102NSUSDNUSTAR ENERGY LP$2.4M0.05%134,989CommonSOLE
151290889CXCEMEX SAB DE CV$2.4M0.05%361,775CommonSOLE
446150104HBANHUNTINGTON BANCSHARES INC$2.3M0.05%225,043CommonSOLE
09260U109BCATBLACKROCK CAP ALLOCATION TER$2.3M0.05%161,247CommonSOLE
26874R108EENI S P A$2.3M0.05%72,960CommonSOLE
384802104GWWGRAINGER W W INC$2.3M0.05%3,364CommonSOLE
09254F100MQYBLACKROCK MUNIYILD QULT FD I$2.3M0.05%227,082CommonSOLE
363576109AJGGALLAGHER ARTHUR J & CO$2.3M0.05%10,173CommonSOLE
278277108EOSEATON VANCE ENHANCED EQUITY$2.3M0.05%134,610CommonSOLE
27828Q105XEFRXEATON VANCE SR FLTNG RTE TR$2.3M0.05%190,794CommonSOLE
289074106ECFELLSWORTH GROWTH & INCOME FD$2.3M0.05%286,184CommonSOLE
749685103RPMRPM INTL INC$2.3M0.05%24,293CommonSOLE
03762U105ARIAPOLLO COML REAL EST FIN INC$2.3M0.05%225,056CommonSOLE
00130H105AESAES CORP$2.3M0.05%149,678CommonSOLE
759530108RELXRELX PLC$2.3M0.05%67,374CommonSOLE
67074Y105JRINUVEEN REAL ASSET INCOME & G$2.3M0.05%213,015CommonSOLE
21044C107ROADCONSTRUCTION PARTNERS INC$2.2M0.05%61,262CommonSOLE
09257R101BGBBLACKSTONE STRATEGIC CRED 20$2.2M0.05%203,597CommonSOLE
46120E602ISRGINTUITIVE SURGICAL INC$2.2M0.05%7,649CommonSOLE
64110L106NFLXNETFLIX INC$2.2M0.05%5,915CommonSOLE
55405W104MYRGMYR GROUP INC DEL$2.2M0.05%16,545CommonSOLE
00766T100ACMAECOM$2.2M0.05%26,838CommonSOLE
87911J103HQHTEKLA HEALTHCARE INVS$2.2M0.05%143,245CommonSOLE
880779103TEXTEREX CORP NEW$2.2M0.05%38,586CommonSOLE
958669103WESWESTERN MIDSTREAM PARTNERS L$2.2M0.05%81,407CommonSOLE
56064Q107MEGIMAINSTAY CBRE GBL INFRA MEG$2.2M0.05%187,724CommonSOLE
69351T106PPLPPL CORP$2.2M0.05%93,213CommonSOLE
N53745100LYBLYONDELLBASELL INDUSTRIES N$2.2M0.05%23,034CommonSOLE
313855108FSSFEDERAL SIGNAL CORP$2.2M0.05%36,373CommonSOLE
595017104MCHPMICROCHIP TECHNOLOGY INC.$2.2M0.05%27,752CommonSOLE
00123Q104AGNCAGNC INVT CORP$2.2M0.05%229,005CommonSOLE
343412102FLRFLUOR CORP NEW$2.1M0.05%58,134CommonSOLE
30225T102EXREXTRA SPACE STORAGE INC$2.1M0.05%17,510CommonSOLE
85472N109STNSTANTEC INC$2.1M0.05%32,813CommonSOLE
G54950103LINLINDE PLC$2.1M0.05%5,700CommonSOLE
397624107GEFGREIF INC$2.1M0.05%31,766CommonSOLE
942749102WTSWATTS WATER TECHNOLOGIES INC$2.1M0.05%12,207CommonSOLE
421906108HCSGHEALTHCARE SVCS GROUP INC$2.1M0.05%200,591CommonSOLE
G8060N102STSENSATA TECHNOLOGIES HLDG PL$2.1M0.05%55,227CommonSOLE
66987V109NVSNOVARTIS AG$2.1M0.04%20,444CommonSOLE
03073E105CORCENCORA INC$2.1M0.04%11,540CommonSOLE
039653100ACAARCOSA INC$2.0M0.04%28,497CommonSOLE
29355A107ENPHENPHASE ENERGY INC$2.0M0.04%17,012CommonSOLE
387328107GVAGRANITE CONSTR INC$2.0M0.04%53,585CommonSOLE
71943U104DOCUSDPHYSICIANS RLTY TR$2.0M0.04%167,068CommonSOLE
72369H106XPHTXPIONEER HIGH INCOME FUND INC$2.0M0.04%300,398CommonSOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.