Q2 2023 · 13F-HR
BARINGS LLCholdings as filed
Filed 2023-08-08 · accession 0000009015-23-000016
$2.96B
Reported value
167
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR | $818.1M | 27.6% | 1,835,422 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $382.4M | 12.9% | 1,035,131 | Common | SOLE |
| 464287648 | IWO | ISHARES TR | $342.9M | 11.6% | 1,412,950 | Common | SOLE |
| 06759L103 | BBDC | BARINGS BDC, INC. | $106.9M | 3.61% | 13,639,681 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $86.5M | 2.92% | 799,592 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $78.0M | 2.64% | 796,596 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $72.2M | 2.44% | 744,315 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $59.1M | 2.00% | 611,380 | Common | SOLE |
| 46429B655 | FLOT | ISHARES TR | $52.4M | 1.77% | 1,031,000 | Common | SOLE |
| 867224107 | SU | SUNCOR ENERGY INC NEW | $50.9M | 1.72% | 1,735,649 | Common | SOLE |
| 44332N106 | HTHT | H WORLD GROUP LTD | $41.6M | 1.40% | 1,071,681 | Common | SOLE |
| 722304102 | PDD | PDD HOLDINGS INC | $35.8M | 1.21% | 517,941 | Common | SOLE |
| 464286251 | CEMB | ISHARES INC | $32.7M | 1.10% | 753,688 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $30.0M | 1.01% | 78,688 | Common | SOLE |
| 98850P109 | YUMC | YUM CHINA HLDGS INC | $25.8M | 0.87% | 457,024 | Common | SOLE |
| 81141R100 | SE | SEA LTD | $24.8M | 0.84% | 427,056 | Common | SOLE |
| 67077M108 | NTR | NUTRIEN LTD | $23.8M | 0.80% | 402,938 | Common | SOLE |
| 22052L104 | CTVA | CORTEVA INC | $21.4M | 0.72% | 372,893 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $21.0M | 0.71% | 195,640 | Common | SOLE |
| 464286392 | URTH | ISHARES INC | $19.9M | 0.67% | 160,000 | Common | SOLE |
| 33737A108 | GRID | FIRST TR EXCHANGE TRADED FD | $19.9M | 0.67% | 189,040 | Common | SOLE |
| 97717W315 | DEM | WISDOMTREE TR | $19.8M | 0.67% | 518,204 | Common | SOLE |
| 366505105 | GTX | GARRETT MOTION INC | $19.7M | 0.67% | 2,602,247 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $17.7M | 0.60% | 251,496 | Common | SOLE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CORP | $17.5M | 0.59% | 1,603,372 | Common | SOLE |
| 70932AAD5 | — | PENNYMAC CORP | $16.5M | 0.56% | 17,000,000 | Common | SOLE |
| 464287861 | IEV | ISHARES TR | $16.3M | 0.55% | 321,656 | Common | SOLE |
| 464288679 | SHV | ISHARES TR | $15.7M | 0.53% | 142,354 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS | $15.0M | 0.51% | 190,989 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $15.0M | 0.51% | 144,311 | Common | SOLE |
| 55272XAA0 | — | MFA FINL INC | $14.8M | 0.50% | 15,000,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $14.0M | 0.47% | 34,561 | Common | SOLE |
| 46435U549 | EAGG | ISHARES TR | $13.0M | 0.44% | 276,077 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $12.9M | 0.43% | 201,635 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $12.5M | 0.42% | 28,221 | Common | SOLE |
| 46137V431 | SPGP | INVESCO EXCHANGE TRADED FD T | $12.1M | 0.41% | 133,744 | Common | SOLE |
| 892356106 | TSCO | TRACTOR SUPPLY CO | $12.0M | 0.41% | 54,315 | Common | SOLE |
| 393222104 | GPRE | GREEN PLAINS INC | $11.4M | 0.38% | 352,630 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $11.0M | 0.37% | 69,616 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $10.8M | 0.37% | 94,388 | Common | SOLE |
| 71654V101 | PBR/A | PETROLEO BRASILEIRO SA PETRO | $10.4M | 0.35% | 838,739 | Common | SOLE |
| G16962105 | BGUSD | BUNGE LIMITED | $10.2M | 0.35% | 108,297 | Common | SOLE |
| 464286608 | EZU | ISHARES INC | $10.0M | 0.34% | 217,834 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $9.7M | 0.33% | 71,550 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $9.6M | 0.33% | 138,783 | Common | SOLE |
| 001084102 | AGCO | AGCO CORP | $9.0M | 0.30% | 68,430 | Common | SOLE |
| 302491303 | FMC | FMC CORP | $8.7M | 0.29% | 83,403 | Common | SOLE |
| 465562106 | ITUB | ITAU UNIBANCO HLDG S A | $8.1M | 0.27% | 1,376,861 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $8.0M | 0.27% | 30,198 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $7.7M | 0.26% | 22,492 | Common | SOLE |
| N20944109 | CNH | CNH INDL N V | $7.4M | 0.25% | 516,025 | Common | SOLE |
| 50202M102 | LI | LI AUTO INC | $7.1M | 0.24% | 201,709 | Common | SOLE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $6.9M | 0.23% | 91,642 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $6.9M | 0.23% | 15,511 | Common | SOLE |
| 233051879 | ASHR | DBX ETF TR | $6.9M | 0.23% | 256,113 | Common | SOLE |
| 464286871 | EWH | ISHARES INC | $6.8M | 0.23% | 352,374 | Common | SOLE |
| 37954Y350 | EMBD | GLOBAL X FDS | $6.7M | 0.23% | 306,800 | Common | SOLE |
| 91912E105 | VALE | VALE S A | $6.5M | 0.22% | 483,225 | Common | SOLE |
| 059460303 | BBD | BANCO BRADESCO S A | $6.4M | 0.22% | 1,850,828 | Common | SOLE |
| 833635105 | SQM | SOCIEDAD QUIMICA Y MINERA DE | $6.4M | 0.22% | 87,628 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $6.2M | 0.21% | 27,645 | Common | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $5.9M | 0.20% | 11,517,000 | Common | SOLE |
| 670346105 | NUE | NUCOR CORP | $5.8M | 0.20% | 35,525 | Common | SOLE |
| 98980A105 | ZTO | ZTO EXPRESS CAYMAN INC | $5.5M | 0.19% | 219,334 | Common | SOLE |
| 46432F339 | QUAL | ISHARES TR | $5.4M | 0.18% | 40,251 | Common | SOLE |
| 260557103 | DOW | DOW INC | $5.2M | 0.18% | 98,560 | Common | SOLE |
| 29415C101 | EOSE | EOS ENERGY ENTERPRISES INC | $5.2M | 0.18% | 1,204,430 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $4.9M | 0.17% | 53,702 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $4.7M | 0.16% | 36,226 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $4.7M | 0.16% | 62,366 | Common | SOLE |
| 05968L102 | CIBEUR | BANCOLOMBIA S A | $4.4M | 0.15% | 166,457 | Common | SOLE |
| 33739E108 | FPE | FIRST TR EXCH TRADED FD III | $4.0M | 0.14% | 252,741 | Common | SOLE |
| G0403H108 | AON | AON PLC | $4.0M | 0.13% | 11,463 | Common | SOLE |
| 464288257 | ACWI | ISHARES TR | $3.9M | 0.13% | 40,234 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $3.9M | 0.13% | 76,800 | Common | SOLE |
| 81689T104 | ASAIY | SENDAS DISTRIBUIDORA S A | $3.8M | 0.13% | 265,941 | Common | SOLE |
| 464288182 | AAXJ | ISHARES TR | $3.6M | 0.12% | 54,303 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $3.5M | 0.12% | 7,360 | Common | SOLE |
| 87190U100 | — | TDCX INC | $3.4M | 0.12% | 433,217 | Common | SOLE |
| 035128206 | AUUSD | ANGLOGOLD ASHANTI LIMITED | $3.4M | 0.12% | 162,252 | Common | SOLE |
| 05617K109 | — | BARINGS CORPORATE INVS | $3.3M | 0.11% | 219,664 | Common | SOLE |
| 02319V103 | ABEV | AMBEV SA | $3.2M | 0.11% | 1,006,832 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $3.1M | 0.10% | 15,776 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $3.0M | 0.10% | 214,013 | Common | SOLE |
| 78464A359 | CWB | SPDR SER TR | $2.9M | 0.10% | 41,112 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $2.7M | 0.09% | 3,000,000 | Common | SOLE |
| 46435G102 | ICVT | ISHARES TR | $2.6M | 0.09% | 33,764 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE FDS | $2.5M | 0.08% | 42,826 | Common | SOLE |
| 46434V738 | IEUR | ISHARES TR | $2.5M | 0.08% | 46,871 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $2.4M | 0.08% | 8,183 | Common | SOLE |
| L44385109 | GLOB | GLOBANT S A | $2.1M | 0.07% | 11,806 | Common | SOLE |
| 09062W204 | BLFS | BIOLIFE SOLUTIONS INC | $2.0M | 0.07% | 91,316 | Common | SOLE |
| 90214JAB7 | TWOU 2.25 05/01/25 | 2U INC | $2.0M | 0.07% | 3,000,000 | Common | SOLE |
| 20441A102 | SBS | COMPANHIA DE SANEAMENTO BASI | $1.9M | 0.06% | 161,760 | Common | SOLE |
| 05616B100 | — | BARINGS PARTN INVS TRUST | $1.9M | 0.06% | 143,404 | Common | SOLE |
| G3323L100 | FN | FABRINET | $1.8M | 0.06% | 13,893 | Common | SOLE |
| G48833118 | WFRD | WEATHERFORD INTL PLC | $1.8M | 0.06% | 26,861 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.7M | 0.06% | 3,921 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $1.6M | 0.05% | 18,862 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.5M | 0.05% | 5,110 | Common | SOLE |
| 92189F411 | BIZD | VANECK ETF TRUST | $1.4M | 0.05% | 90,596 | Common | SOLE |
| G0250X107 | AMCR | AMCOR PLC | $1.4M | 0.05% | 138,850 | Common | SOLE |
| 91680MAB3 | UPST 0.25 08/15/26 | UPSTART HLDGS INC | $1.4M | 0.05% | 2,000,000 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $1.4M | 0.05% | 11,438 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.4M | 0.05% | 5,724 | Common | SOLE |
| G2519Y108 | BAP | CREDICORP LTD | $1.4M | 0.05% | 9,193 | Common | SOLE |
| 23292B104 | HEPS | D MARKET ELECTR SVCS & TRADI | $1.3M | 0.05% | 795,836 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.3M | 0.04% | 3,320 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.3M | 0.04% | 10,787 | Common | SOLE |
| G9460G101 | VAL | VALARIS LIMITED | $1.2M | 0.04% | 19,835 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.2M | 0.04% | 6,400 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.1M | 0.04% | 2,204 | Common | SOLE |
| 922042858 | VWO | VANGUARD INTL EQUITY INDEX F | $1.1M | 0.04% | 27,836 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.1M | 0.04% | 86,128 | Common | SOLE |
| 46434V100 | SLQD | ISHARES TR | $919,895 | 0.03% | 19,081 | Common | SOLE |
| 911363109 | URI | UNITED RENTALS INC | $840,859 | 0.03% | 1,888 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $763,060 | 0.03% | 2,915 | Common | SOLE |
| 18915M107 | NET | CLOUDFLARE INC | $762,802 | 0.03% | 11,669 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $755,447 | 0.03% | 8,100 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $725,180 | 0.02% | 8,944 | Common | SOLE |
| 971378104 | WSC | WILLSCOT MOBIL MINI HLDNG CO | $696,874 | 0.02% | 14,582 | Common | SOLE |
| 40609P105 | HNRG | HALLADOR ENERGY COMPANY | $593,378 | 0.02% | 69,239 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $575,246 | 0.02% | 3,791 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $574,486 | 0.02% | 2,176 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $569,908 | 0.02% | 1,868 | Common | SOLE |
| 874054109 | TTWO | TAKE-TWO INTERACTIVE SOFTWAR | $507,261 | 0.02% | 3,447 | Common | SOLE |
| 580589109 | MGRC | MCGRATH RENTCORP | $498,837 | 0.02% | 5,394 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $488,849 | 0.02% | 908 | Common | SOLE |
| 98978V103 | ZTS | ZOETIS INC | $485,116 | 0.02% | 2,817 | Common | SOLE |
| 459506101 | IFF | INTERNATIONAL FLAVORS&FRAGRA | $472,048 | 0.02% | 5,931 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $454,533 | 0.02% | 524 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $448,294 | 0.02% | 2,122 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $441,265 | 0.01% | 3,034 | Common | SOLE |
| 00724F101 | ADBE | ADOBE SYSTEMS INCORPORATED | $403,906 | 0.01% | 826 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $402,866 | 0.01% | 5,780 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $394,923 | 0.01% | 6,558 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $380,574 | 0.01% | 592 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $373,303 | 0.01% | 2,375 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $339,859 | 0.01% | 2,855 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $333,089 | 0.01% | 765 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $328,723 | 0.01% | 1,986 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $317,988 | 0.01% | 2,200 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $315,304 | 0.01% | 6,094 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $311,261 | 0.01% | 1,002 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $300,786 | 0.01% | 1,544 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $277,949 | 0.01% | 631 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $276,936 | 0.01% | 2,400 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $276,019 | 0.01% | 1,349 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $273,391 | 0.01% | 4,998 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO | $272,946 | 0.01% | 582 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $272,005 | 0.01% | 2,495 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $269,101 | 0.01% | 4,264 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $264,616 | 0.01% | 776 | Common | SOLE |
| 92532F100 | VRTX | VERTEX PHARMACEUTICALS INC | $260,061 | 0.01% | 739 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $259,532 | 0.01% | 759 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $244,080 | 0.01% | 1,017 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $238,532 | 0.01% | 773 | Common | SOLE |
| 68559A208 | CIJ | ORBITAL INFRASTRUCTURE GRP I | $224,704 | 0.01% | 105,002 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $216,924 | 0.01% | 2,974 | Common | SOLE |
| 482480100 | KLAC | KLA CORP | $211,954 | 0.01% | 437 | Common | SOLE |
| 955306105 | WST | WEST PHARMACEUTICAL SVSC INC | $206,916 | 0.01% | 541 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $201,662 | 0.01% | 7,029 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $200,882 | 0.01% | 1,491 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATION | $154,308 | 0.01% | 11,833 | Common | SOLE |
| 05591L107 | — | BM TECHNOLOGIES INC | $94,734 | 0.00% | 31,790 | Common | SOLE |
| 23130Q107 | CURI | CURIOSITYSTREAM INC | $26,046 | 0.00% | 27,931 | Common | SOLE |
| N97284108 | NBIS | YANDEX N V | $0 | — | 1,002,695 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.