Q3 2023 · 13F-HR
BARINGS LLCholdings as filed
Filed 2023-11-13 · accession 0000009015-23-000021
$2.93B
Reported value
150
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR | $757.9M | 25.8% | 1,764,845 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $343.2M | 11.7% | 958,045 | Common | SOLE |
| 464287648 | IWO | ISHARES TR | $326.8M | 11.1% | 1,458,050 | Common | SOLE |
| 06759L103 | BBDC | BARINGS BDC, INC. | $121.5M | 4.15% | 13,639,681 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $77.6M | 2.65% | 825,014 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $77.6M | 2.65% | 760,323 | Common | SOLE |
| 867224107 | SU | SUNCOR ENERGY INC NEW | $58.2M | 1.99% | 1,694,078 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $56.4M | 1.92% | 616,147 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $53.9M | 1.84% | 984,305 | Common | SOLE |
| 46429B655 | FLOT | ISHARES TR | $52.5M | 1.79% | 1,031,000 | Common | SOLE |
| 722304102 | PDD | PDD HOLDINGS INC | $50.8M | 1.73% | 517,941 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $43.8M | 1.49% | 469,793 | Common | SOLE |
| 464288679 | SHV | ISHARES TR | $42.8M | 1.46% | 387,587 | Common | SOLE |
| 44332N106 | HTHT | H WORLD GROUP LTD | $39.6M | 1.35% | 1,004,035 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $38.1M | 1.30% | 557,119 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $37.4M | 1.28% | 87,468 | Common | SOLE |
| 464286251 | CEMB | ISHARES INC | $31.9M | 1.09% | 753,688 | Common | SOLE |
| 46429B663 | HDV | ISHARES TR | $31.4M | 1.07% | 317,248 | Common | SOLE |
| 464286392 | URTH | ISHARES INC | $31.2M | 1.07% | 259,892 | Common | SOLE |
| 33737A108 | GRID | FIRST TR EXCHANGE TRADED FD | $29.2M | 1.00% | 311,246 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $29.2M | 0.99% | 78,294 | Common | SOLE |
| 67077M108 | NTR | NUTRIEN LTD | $27.1M | 0.92% | 438,973 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $25.0M | 0.85% | 212,728 | Common | SOLE |
| 98850P109 | YUMC | YUM CHINA HLDGS INC | $23.8M | 0.81% | 427,513 | Common | SOLE |
| 81141R100 | SE | SEA LTD | $19.4M | 0.66% | 440,683 | Common | SOLE |
| 22052L104 | CTVA | CORTEVA INC | $19.1M | 0.65% | 372,893 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $17.7M | 0.61% | 206,966 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $15.8M | 0.54% | 131,533 | Common | SOLE |
| 55272XAA0 | — | MFA FINL INC | $14.7M | 0.50% | 15,000,000 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS | $14.1M | 0.48% | 196,996 | Common | SOLE |
| 46435U549 | EAGG | ISHARES TR | $12.5M | 0.43% | 276,077 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $11.8M | 0.40% | 69,754 | Common | SOLE |
| G16962105 | BGUSD | BUNGE LIMITED | $10.9M | 0.37% | 100,610 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $10.4M | 0.35% | 81,842 | Common | SOLE |
| 344419106 | FMX | FOMENTO ECONOMICO MEXICANO S | $10.1M | 0.35% | 92,806 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $9.6M | 0.33% | 63,021 | Common | SOLE |
| 61945C103 | MOS | MOSAIC CO NEW | $9.3M | 0.32% | 260,964 | Common | SOLE |
| 78464A359 | CWB | SPDR SER TR | $9.3M | 0.32% | 136,798 | Common | SOLE |
| 464286608 | EZU | ISHARES INC | $9.2M | 0.31% | 217,834 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $9.1M | 0.31% | 174,278 | Common | SOLE |
| 46137V431 | SPGP | INVESCO EXCHANGE TRADED FD T | $9.0M | 0.31% | 98,363 | Common | SOLE |
| 71654V101 | PBR/A | PETROLEO BRASILEIRO SA PETRO | $8.9M | 0.30% | 648,301 | Common | SOLE |
| 833635105 | SQM | SOCIEDAD QUIMICA Y MINERA DE | $8.6M | 0.29% | 143,399 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $8.2M | 0.28% | 21,758 | Common | SOLE |
| 46434V639 | HEZU | ISHARES TR | $7.9M | 0.27% | 257,688 | Common | SOLE |
| 464287341 | IXC | ISHARES TR | $7.8M | 0.27% | 189,971 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $7.7M | 0.26% | 30,198 | Common | SOLE |
| 91912E105 | VALE | VALE S A | $7.6M | 0.26% | 567,687 | Common | SOLE |
| 465562106 | ITUB | ITAU UNIBANCO HLDG S A | $7.4M | 0.25% | 1,376,861 | Common | SOLE |
| 001084102 | AGCO | AGCO CORP | $7.1M | 0.24% | 59,728 | Common | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $7.0M | 0.24% | 11,517,000 | Common | SOLE |
| 366505105 | GTX | GARRETT MOTION INC | $6.9M | 0.24% | 881,522 | Common | SOLE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $6.8M | 0.23% | 90,132 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $6.8M | 0.23% | 47,967 | Common | SOLE |
| 670346105 | NUE | NUCOR CORP | $6.4M | 0.22% | 40,686 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $6.2M | 0.21% | 19,793 | Common | SOLE |
| 37954Y350 | EMBD | GLOBAL X FDS | $6.0M | 0.21% | 289,300 | Common | SOLE |
| 50202M102 | LI | LI AUTO INC | $6.0M | 0.20% | 167,386 | Common | SOLE |
| 464286871 | EWH | ISHARES INC | $5.6M | 0.19% | 325,197 | Common | SOLE |
| 892356106 | TSCO | TRACTOR SUPPLY CO | $5.5M | 0.19% | 27,306 | Common | SOLE |
| 46432F339 | QUAL | ISHARES TR | $5.3M | 0.18% | 40,251 | Common | SOLE |
| 98980A105 | ZTO | ZTO EXPRESS CAYMAN INC | $5.3M | 0.18% | 219,334 | Common | SOLE |
| 059460303 | BBD | BANCO BRADESCO S A | $5.3M | 0.18% | 1,850,828 | Common | SOLE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CORP | $5.2M | 0.18% | 439,638 | Common | SOLE |
| 260557103 | DOW | DOW INC | $5.1M | 0.17% | 98,560 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $5.1M | 0.17% | 53,522 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $4.8M | 0.16% | 37,697 | Common | SOLE |
| 84265V105 | SCCO | SOUTHERN COPPER CORP | $4.8M | 0.16% | 63,563 | Common | SOLE |
| 012653101 | ALB | ALBEMARLE CORP | $4.7M | 0.16% | 27,763 | Common | SOLE |
| G3323L100 | FN | FABRINET | $4.6M | 0.16% | 27,642 | Common | SOLE |
| 97717W315 | DEM | WISDOMTREE TR | $4.5M | 0.16% | 121,312 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $4.2M | 0.14% | 32,279 | Common | SOLE |
| 20441A102 | SBS | COMPANHIA DE SANEAMENTO BASI | $4.1M | 0.14% | 341,293 | Common | SOLE |
| 46434V738 | IEUR | ISHARES TR | $4.1M | 0.14% | 82,246 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $3.9M | 0.13% | 7,824 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $3.8M | 0.13% | 76,800 | Common | SOLE |
| G0403H108 | AON | AON PLC | $3.7M | 0.12% | 11,286 | Common | SOLE |
| G0378L100 | AU | ANGLOGOLD ASHANTI PLC | $3.6M | 0.12% | 227,538 | Common | SOLE |
| 05617K109 | — | BARINGS CORPORATE INVS | $3.5M | 0.12% | 219,664 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $3.3M | 0.11% | 44,186 | Common | SOLE |
| 33739E108 | FPE | FIRST TR EXCH TRADED FD III | $3.3M | 0.11% | 205,862 | Common | SOLE |
| 81689T104 | ASAIY | SENDAS DISTRIBUIDORA S A | $3.2M | 0.11% | 265,941 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $3.2M | 0.11% | 214,013 | Common | SOLE |
| N20944109 | CNH | CNH INDL N V | $3.1M | 0.10% | 252,902 | Common | SOLE |
| 302491303 | FMC | FMC CORP | $3.0M | 0.10% | 44,074 | Common | SOLE |
| 05968L102 | CIBEUR | BANCOLOMBIA S A | $2.9M | 0.10% | 107,755 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $2.9M | 0.10% | 6,917 | Common | SOLE |
| 464288257 | ACWI | ISHARES TR | $2.8M | 0.10% | 30,277 | Common | SOLE |
| 68213NAD1 | OMCL 0.25 09/15/25 | OMNICELL COM | $2.7M | 0.09% | 3,000,000 | Common | SOLE |
| 92837L109 | VIST | VISTA ENERGY S.A.B. DE C.V. | $2.7M | 0.09% | 88,027 | Common | SOLE |
| 464287861 | IEV | ISHARES TR | $2.6M | 0.09% | 55,464 | Common | SOLE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $2.6M | 0.09% | 28,326 | Common | SOLE |
| 92189F411 | BIZD | VANECK ETF TRUST | $2.6M | 0.09% | 163,313 | Common | SOLE |
| 02319V103 | ABEV | AMBEV SA | $2.6M | 0.09% | 1,006,832 | Common | SOLE |
| 29415C101 | EOSE | EOS ENERGY ENTERPRISES INC | $2.6M | 0.09% | 1,204,430 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $2.6M | 0.09% | 3,000,000 | Common | SOLE |
| L44385109 | GLOB | GLOBANT S A | $2.3M | 0.08% | 11,806 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.3M | 0.08% | 5,355 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $2.2M | 0.08% | 8,453 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.1M | 0.07% | 12,389 | Common | SOLE |
| 05616B100 | — | BARINGS PARTN INVS TRUST | $1.9M | 0.07% | 143,404 | Common | SOLE |
| 90214JAB7 | TWOU 2.25 05/01/25 | 2U INC | $1.8M | 0.06% | 3,000,000 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $1.8M | 0.06% | 20,141 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $1.7M | 0.06% | 8,440 | Common | SOLE |
| 70438V106 | PCTY | PAYLOCITY HLDG CORP | $1.7M | 0.06% | 9,236 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.4M | 0.05% | 10,621 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.3M | 0.05% | 3,358 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.3M | 0.05% | 4,404 | Common | SOLE |
| 91680MAB3 | UPST 0.25 08/15/26 | UPSTART HLDGS INC | $1.3M | 0.04% | 2,000,000 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.3M | 0.04% | 5,684 | Common | SOLE |
| 635309206 | NCMI | NATIONAL CINEMEDIA INC | $1.3M | 0.04% | 287,749 | Common | SOLE |
| 09062W204 | BLFS | BIOLIFE SOLUTIONS INC | $1.3M | 0.04% | 91,316 | Common | SOLE |
| G2519Y108 | BAP | CREDICORP LTD | $1.2M | 0.04% | 9,193 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.2M | 0.04% | 86,128 | Common | SOLE |
| 23292B104 | HEPS | D MARKET ELECTR SVCS & TRADI | $1.1M | 0.04% | 795,836 | Common | SOLE |
| 40609P105 | HNRG | HALLADOR ENERGY COMPANY | $998,426 | 0.03% | 69,239 | Common | SOLE |
| 911363109 | URI | UNITED RENTALS INC | $932,708 | 0.03% | 2,098 | Common | SOLE |
| 18915M107 | NET | CLOUDFLARE INC | $804,642 | 0.03% | 12,764 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $800,096 | 0.03% | 4,722 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $719,280 | 0.02% | 8,100 | Common | SOLE |
| G0250X107 | AMCR | AMCOR PLC | $693,522 | 0.02% | 75,712 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $651,799 | 0.02% | 11,793 | Common | SOLE |
| 971378104 | WSC | WILLSCOT MOBIL MINI HLDNG CO | $606,465 | 0.02% | 14,582 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $562,561 | 0.02% | 2,176 | Common | SOLE |
| 46434V100 | SLQD | ISHARES TR | $520,938 | 0.02% | 10,854 | Common | SOLE |
| 609839105 | MPWR | MONOLITHIC PWR SYS INC | $499,884 | 0.02% | 1,082 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $455,268 | 0.02% | 1,666 | Common | SOLE |
| 98978V103 | ZTS | ZOETIS INC | $440,517 | 0.02% | 2,532 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS | $425,654 | 0.01% | 14,011 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $345,304 | 0.01% | 1,380 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $341,078 | 0.01% | 5,780 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $301,501 | 0.01% | 363 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $301,330 | 0.01% | 561 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $282,267 | 0.01% | 615 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $273,816 | 0.01% | 537 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $272,120 | 0.01% | 4,000 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $266,929 | 0.01% | 762 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $265,544 | 0.01% | 2,391 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $259,586 | 0.01% | 1,790 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $245,395 | 0.01% | 1,186 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $242,673 | 0.01% | 4,514 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $241,471 | 0.01% | 432 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $230,967 | 0.01% | 5,209 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $207,926 | 0.01% | 1,335 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $205,580 | 0.01% | 328 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC | $205,044 | 0.01% | 1,481 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATION | $155,786 | 0.01% | 12,267 | Common | SOLE |
| 05591L107 | — | BM TECHNOLOGIES INC | $63,580 | 0.00% | 31,790 | Common | SOLE |
| 23130Q107 | CURI | CURIOSITYSTREAM INC | $19,811 | 0.00% | 27,931 | Common | SOLE |
| N97284108 | NBIS | YANDEX N V | $0 | — | 1,002,695 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.