Q4 2023 · 13F-HR
BARINGS LLCholdings as filed
Filed 2024-02-08 · accession 0000009015-24-000006
$3.14B
Reported value
145
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR | $825.1M | 26.3% | 1,727,406 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $384.8M | 12.3% | 939,645 | Common | SOLE |
| 464287648 | IWO | ISHARES TR | $379.7M | 12.1% | 1,505,250 | Common | SOLE |
| 06759L103 | BBDC | BARINGS BDC, INC. | $117.0M | 3.73% | 13,639,681 | Common | SOLE |
| 722304102 | PDD | PDD HOLDINGS INC | $103.0M | 3.28% | 704,130 | Common | SOLE |
| 464287226 | AGG | ISHARES TR | $90.5M | 2.88% | 911,537 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $82.5M | 2.63% | 745,446 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $75.1M | 2.39% | 157,933 | Common | SOLE |
| G25508105 | CRH | CRH PLC | $70.0M | 2.23% | 1,012,435 | Common | SOLE |
| 46432F339 | QUAL | ISHARES TR | $54.2M | 1.73% | 368,064 | Common | SOLE |
| 46429B655 | FLOT | ISHARES TR | $44.7M | 1.43% | 884,000 | Common | SOLE |
| 464287440 | IEF | ISHARES TR | $43.5M | 1.39% | 451,067 | Common | SOLE |
| 867224107 | SU | SUNCOR ENERGY INC NEW | $40.2M | 1.28% | 1,254,515 | Common | SOLE |
| 464287309 | IVW | ISHARES TR | $39.1M | 1.25% | 520,665 | Common | SOLE |
| 464286392 | URTH | ISHARES INC | $37.0M | 1.18% | 278,266 | Common | SOLE |
| 922042742 | VT | VANGUARD INTL EQUITY INDEX F | $35.0M | 1.11% | 339,731 | Common | SOLE |
| 67077M108 | NTR | NUTRIEN LTD | $30.1M | 0.96% | 533,688 | Common | SOLE |
| 464286251 | CEMB | ISHARES INC | $29.7M | 0.95% | 673,412 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $27.8M | 0.89% | 67,671 | Common | SOLE |
| 98850P109 | YUMC | YUM CHINA HLDGS INC | $23.0M | 0.73% | 543,013 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $21.3M | 0.68% | 212,728 | Common | SOLE |
| 647581206 | EDU | NEW ORIENTAL ED & TECHNOLOGY | $18.0M | 0.57% | 246,181 | Common | SOLE |
| 22052L104 | CTVA | CORTEVA INC | $17.1M | 0.55% | 357,083 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS | $16.3M | 0.52% | 202,755 | Common | SOLE |
| 20825C104 | COP | CONOCOPHILLIPS | $15.2M | 0.48% | 130,986 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $14.9M | 0.48% | 99,991 | Common | SOLE |
| 55272XAA0 | — | MFA FINL INC | $14.7M | 0.47% | 15,000,000 | Common | SOLE |
| 46435U549 | EAGG | ISHARES TR | $14.5M | 0.46% | 303,107 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $14.4M | 0.46% | 181,580 | Common | SOLE |
| 81141R100 | SE | SEA LTD | $14.2M | 0.45% | 350,830 | Common | SOLE |
| 46435G193 | SUSC | ISHARES TR | $13.1M | 0.42% | 563,514 | Common | SOLE |
| 44332N106 | HTHT | H WORLD GROUP LTD | $12.3M | 0.39% | 368,836 | Common | SOLE |
| 07725L102 | ONC | BEIGENE LTD | $10.9M | 0.35% | 60,379 | Common | SOLE |
| 464286608 | EZU | ISHARES INC | $10.8M | 0.35% | 228,625 | Common | SOLE |
| 344419106 | FMX | FOMENTO ECONOMICO MEXICANO S | $10.7M | 0.34% | 82,336 | Common | SOLE |
| 33739E108 | FPE | FIRST TR EXCH TRADED FD III | $10.7M | 0.34% | 633,195 | Common | SOLE |
| 71654V101 | PBR/A | PETROLEO BRASILEIRO SA PETRO | $9.9M | 0.32% | 648,301 | Common | SOLE |
| 78464A359 | CWB | SPDR SER TR | $9.9M | 0.31% | 136,798 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC | $9.8M | 0.31% | 81,368 | Common | SOLE |
| 465562106 | ITUB | ITAU UNIBANCO HLDG S A | $9.6M | 0.30% | 1,376,861 | Common | SOLE |
| 97717W315 | DEM | WISDOMTREE TR | $9.5M | 0.30% | 232,724 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $9.4M | 0.30% | 30,198 | Common | SOLE |
| 91912E105 | VALE | VALE S A | $9.0M | 0.29% | 567,687 | Common | SOLE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $8.8M | 0.28% | 81,369 | Common | SOLE |
| 237266101 | DAR | DARLING INGREDIENTS INC | $8.7M | 0.28% | 174,278 | Common | SOLE |
| 46434V639 | HEZU | ISHARES TR | $8.6M | 0.27% | 257,688 | Common | SOLE |
| 92189F643 | MOAT | VANECK ETF TRUST | $8.4M | 0.27% | 98,601 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $7.8M | 0.25% | 19,538 | Common | SOLE |
| 61945C103 | MOS | MOSAIC CO NEW | $7.7M | 0.24% | 214,158 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $7.6M | 0.24% | 20,126 | Common | SOLE |
| H11356104 | BG | BUNGE GLOBAL SA | $7.4M | 0.24% | 73,727 | Common | SOLE |
| 91680MAB3 | UPST 0.25 08/15/26 | UPSTART HLDGS INC | $7.4M | 0.24% | 10,000,000 | Common | SOLE |
| 001084102 | AGCO | AGCO CORP | $7.3M | 0.23% | 59,728 | Common | SOLE |
| 670346105 | NUE | NUCOR CORP | $7.0M | 0.22% | 40,218 | Common | SOLE |
| 37954Y350 | EMBD | GLOBAL X FDS | $6.6M | 0.21% | 295,300 | Common | SOLE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $6.5M | 0.21% | 90,132 | Common | SOLE |
| 059460303 | BBD | BANCO BRADESCO S A | $6.5M | 0.21% | 1,850,828 | Common | SOLE |
| 50202M102 | LI | LI AUTO INC | $6.3M | 0.20% | 167,386 | Common | SOLE |
| 25470MAB5 | DISH 3.375 08/15/26 | DISH NETWORK CORPORATION | $6.2M | 0.20% | 11,517,000 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $6.2M | 0.20% | 47,451 | Common | SOLE |
| 464286871 | EWH | ISHARES INC | $6.1M | 0.19% | 349,598 | Common | SOLE |
| 84265V105 | SCCO | SOUTHERN COPPER CORP | $5.5M | 0.17% | 63,563 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $5.5M | 0.17% | 35,930 | Common | SOLE |
| 260557103 | DOW | DOW INC | $5.4M | 0.17% | 98,560 | Common | SOLE |
| G3323L100 | FN | FABRINET | $5.3M | 0.17% | 27,642 | Common | SOLE |
| 20441A102 | SBS | COMPANHIA DE SANEAMENTO BASI | $5.2M | 0.17% | 341,293 | Common | SOLE |
| 892356106 | TSCO | TRACTOR SUPPLY CO | $5.1M | 0.16% | 23,808 | Common | SOLE |
| 09259E108 | TCPC | BLACKROCK TCP CAPITAL CORP | $5.1M | 0.16% | 439,638 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $5.1M | 0.16% | 53,262 | Common | SOLE |
| 46434V738 | IEUR | ISHARES TR | $5.0M | 0.16% | 91,496 | Common | SOLE |
| 05968L102 | CIBEUR | BANCOLOMBIA S A | $4.8M | 0.15% | 155,940 | Common | SOLE |
| 090043AB6 | BILL 0 12/01/25 | BILL HOLDINGS INC | $4.7M | 0.15% | 5,000,000 | Common | SOLE |
| 98980A105 | ZTO | ZTO EXPRESS CAYMAN INC | $4.6M | 0.15% | 217,890 | Common | SOLE |
| 465741AN6 | ITRI 0 03/15/26 | ITRON INC | $4.6M | 0.15% | 5,000,000 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $4.6M | 0.15% | 32,786 | Common | SOLE |
| 42809H107 | HES | HESS CORP | $4.5M | 0.14% | 31,055 | Common | SOLE |
| 81689T104 | ASAIY | SENDAS DISTRIBUIDORA S A | $4.3M | 0.14% | 312,759 | Common | SOLE |
| G0378L100 | AU | ANGLOGOLD ASHANTI PLC | $4.3M | 0.14% | 227,538 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $4.1M | 0.13% | 7,769 | Common | SOLE |
| 72147K108 | PPC | PILGRIMS PRIDE CORP | $4.1M | 0.13% | 146,876 | Common | SOLE |
| 05617K109 | — | BARINGS CORPORATE INVS | $4.0M | 0.13% | 219,664 | Common | SOLE |
| N20944109 | CNH | CNH INDL N V | $4.0M | 0.13% | 327,440 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR | $3.9M | 0.13% | 76,800 | Common | SOLE |
| 464288257 | ACWI | ISHARES TR | $3.6M | 0.11% | 35,199 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETRO | $3.4M | 0.11% | 214,013 | Common | SOLE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $3.3M | 0.11% | 6,917 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $3.1M | 0.10% | 6,259 | Common | SOLE |
| G0403H108 | AON | AON PLC | $3.0M | 0.10% | 10,251 | Common | SOLE |
| 02319V103 | ABEV | AMBEV SA | $2.8M | 0.09% | 1,006,832 | Common | SOLE |
| 68213NAD1 | OMCL 0.25 09/15/25 | OMNICELL COM | $2.8M | 0.09% | 3,000,000 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS | $2.7M | 0.09% | 35,256 | Common | SOLE |
| 15234Q207 | AXIA | CENTRAIS ELETRICAS BRASILEIR | $2.6M | 0.08% | 304,293 | Common | SOLE |
| 92189F411 | BIZD | VANECK ETF TRUST | $2.6M | 0.08% | 163,313 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.5M | 0.08% | 13,194 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $2.3M | 0.07% | 8,667 | Common | SOLE |
| 05616B100 | — | BARINGS PARTN INVS TRUST | $2.2M | 0.07% | 143,404 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $2.2M | 0.07% | 7,480 | Common | SOLE |
| 92837L109 | VIST | VISTA ENERGY S.A.B. DE C.V. | $2.0M | 0.06% | 67,764 | Common | SOLE |
| 70438V106 | PCTY | PAYLOCITY HLDG CORP | $1.8M | 0.06% | 10,649 | Common | SOLE |
| 872540109 | TJX | TJX COS INC NEW | $1.6M | 0.05% | 17,227 | Common | SOLE |
| 09062W204 | BLFS | BIOLIFE SOLUTIONS INC | $1.5M | 0.05% | 91,316 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.5M | 0.05% | 5,615 | Common | SOLE |
| G2519Y108 | BAP | CREDICORP LTD | $1.4M | 0.04% | 9,193 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.4M | 0.04% | 3,215 | Common | SOLE |
| 06761A103 | MPV | BARINGS PARTN INVS | $1.3M | 0.04% | 86,128 | Common | SOLE |
| 29415C101 | EOSE | EOS ENERGY ENTERPRISES INC | $1.3M | 0.04% | 1,204,430 | Common | SOLE |
| 23292B104 | HEPS | D MARKET ELECTR SVCS & TRADI | $1.3M | 0.04% | 708,286 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.3M | 0.04% | 8,994 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.3M | 0.04% | 3,579 | Common | SOLE |
| 911363109 | URI | UNITED RENTALS INC | $1.2M | 0.04% | 2,082 | Common | SOLE |
| 635309206 | NCMI | NATIONAL CINEMEDIA INC | $1.2M | 0.04% | 287,749 | Common | SOLE |
| 18915M107 | NET | CLOUDFLARE INC | $1.1M | 0.03% | 12,978 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS | $979,560 | 0.03% | 28,426 | Common | SOLE |
| 46429B663 | HDV | ISHARES TR | $978,084 | 0.03% | 9,590 | Common | SOLE |
| 31620M106 | FIS | FIDELITY NATL INFORMATION SV | $893,061 | 0.03% | 14,867 | Common | SOLE |
| 833635105 | SQM | SOCIEDAD QUIMICA Y MINERA DE | $862,290 | 0.03% | 14,319 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $799,437 | 0.03% | 4,707 | Common | SOLE |
| 464288588 | MBB | ISHARES TR | $762,048 | 0.02% | 8,100 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $706,467 | 0.02% | 10,527 | Common | SOLE |
| 609839105 | MPWR | MONOLITHIC PWR SYS INC | $682,504 | 0.02% | 1,082 | Common | SOLE |
| G0250X107 | AMCR | AMCOR PLC | $634,890 | 0.02% | 65,860 | Common | SOLE |
| 40609P105 | HNRG | HALLADOR ENERGY COMPANY | $612,073 | 0.02% | 69,239 | Common | SOLE |
| 05464C101 | AXON | AXON ENTERPRISE INC | $558,509 | 0.02% | 2,162 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $551,428 | 0.02% | 494 | Common | SOLE |
| 46434V100 | SLQD | ISHARES TR | $534,017 | 0.02% | 10,854 | Common | SOLE |
| 075887109 | BDX | BECTON DICKINSON & CO | $530,574 | 0.02% | 2,176 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $526,281 | 0.02% | 2,118 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $498,900 | 0.02% | 1,666 | Common | SOLE |
| 98978V103 | ZTS | ZOETIS INC | $490,859 | 0.02% | 2,487 | Common | SOLE |
| 45104G104 | IBN | ICICI BANK LIMITED | $394,218 | 0.01% | 16,536 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $390,431 | 0.01% | 4,575 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $367,505 | 0.01% | 2,541 | Common | SOLE |
| 456788108 | INFY | INFOSYS LTD | $366,901 | 0.01% | 19,962 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $327,018 | 0.01% | 561 | Common | SOLE |
| 871607107 | SNPS | SYNOPSYS INC | $316,670 | 0.01% | 615 | Common | SOLE |
| 052769106 | ADSK | AUTODESK INC | $288,767 | 0.01% | 1,186 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $267,760 | 0.01% | 379 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $267,277 | 0.01% | 448 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $206,149 | 0.01% | 578 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $204,722 | 0.01% | 1,201 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $204,065 | 0.01% | 4,061 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATION | $169,006 | 0.01% | 12,575 | Common | SOLE |
| 05591L107 | — | BM TECHNOLOGIES INC | $65,170 | 0.00% | 31,790 | Common | SOLE |
| 23130Q107 | CURI | CURIOSITYSTREAM INC | $15,086 | 0.00% | 27,931 | Common | SOLE |
| N97284108 | NBIS | YANDEX N V | $0 | — | 1,002,695 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.