Q2 2024 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2024-08-14 · accession 0000919574-24-004516
$140.7M
Reported value
100
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 707569109 | PENN | PENN ENTERTAINMENT INC | $11.8M | 8.37% | 608,272 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $8.3M | 5.90% | 43,000 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $7.9M | 5.64% | 17,750 | Common | SOLE |
| 900450206 | TBCH | TURTLE BEACH CORP | $7.5M | 5.32% | 522,259 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $7.2M | 5.11% | 15,000 | PUT | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $6.8M | 4.83% | 12,500 | PUT | SOLE |
| 294100102 | ENZB | ENZO BIOCHEM INC | $5.6M | 4.01% | 5,175,913 | Common | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $4.2M | 3.00% | 618,085 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $4.1M | 2.89% | 339,158 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $3.4M | 2.40% | 785,557 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $3.4M | 2.39% | 1,849,184 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $3.1M | 2.21% | 5,750 | Common | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $3.0M | 2.14% | 300,000 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $2.9M | 2.03% | 466,869 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $2.8M | 1.95% | 15,000 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $2.7M | 1.89% | 297,061 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $2.6M | 1.88% | 5,250 | Common | SOLE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $2.4M | 1.73% | 15,000 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $2.4M | 1.71% | 640,168 | Common | SOLE |
| 45782N108 | INSE | INSPIRED ENTMT INC | $2.4M | 1.69% | 259,537 | Common | SOLE |
| 86323X106 | — | STREAMLINE HEALTH SOLUTIONS | $2.2M | 1.58% | 4,824,212 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2.0M | 1.41% | 4,500 | Common | SOLE |
| 92826C839 | V | VISA INC | $2.0M | 1.40% | 7,500 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.8M | 1.28% | 81,606 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $1.5M | 1.09% | 7,250 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $1.4M | 1.02% | 8,250 | Common | SOLE |
| 81948W104 | SHCRUSD | SHARECARE INC | $1.2M | 0.84% | 873,488 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $1.1M | 0.79% | 2,500 | Common | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $1.1M | 0.75% | 50,000 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $1.1M | 0.75% | 2,500 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $1.0M | 0.74% | 2,350 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.0M | 0.72% | 1,825 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $791,520 | 0.56% | 4,000 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $763,890 | 0.54% | 1,500 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $761,738 | 0.54% | 11,250 | Common | SOLE |
| 92840M102 | VST | VISTRA CORP | $730,830 | 0.52% | 8,500 | Common | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $717,942 | 0.51% | 121,274 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $663,100 | 0.47% | 10,000 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $644,900 | 0.46% | 10,000 | Common | SOLE |
| 10576N102 | BRZE | BRAZE INC | $582,600 | 0.41% | 15,000 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $563,660 | 0.40% | 1,000 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $558,900 | 0.40% | 2,500 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $551,183 | 0.39% | 4,250 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $550,800 | 0.39% | 5,000 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $550,743 | 0.39% | 2,750 | Common | SOLE |
| 922475108 | VEEV | VEEVA SYS INC | $549,030 | 0.39% | 3,000 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $547,470 | 0.39% | 3,500 | Common | SOLE |
| 28176E108 | EW | EDWARDS LIFESCIENCES CORP | $531,128 | 0.38% | 5,750 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $530,933 | 0.38% | 2,625 | Common | SOLE |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $526,080 | 0.37% | 3,000 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $525,555 | 0.37% | 13,500 | Common | SOLE |
| L7579L106 | — | PERIMETER SOLUTIONS SA | $524,610 | 0.37% | 67,000 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST | $521,400 | 0.37% | 2,000 | PUT | SOLE |
| 743315103 | PGR | PROGRESSIVE CORP | $519,275 | 0.37% | 2,500 | Common | SOLE |
| 24703L202 | DELL | DELL TECHNOLOGIES INC | $517,163 | 0.37% | 3,750 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $513,741 | 0.37% | 1,375 | Common | SOLE |
| 13646K108 | CP | CANADIAN PACIFIC KANSAS CITY | $511,745 | 0.36% | 6,500 | Common | SOLE |
| N3167Y103 | RACE | FERRARI N V | $510,463 | 0.36% | 1,250 | Common | SOLE |
| 863667101 | SYK | STRYKER CORPORATION | $510,375 | 0.36% | 1,500 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $510,300 | 0.36% | 10,500 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $509,905 | 0.36% | 5,500 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $509,519 | 0.36% | 1,625 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $509,085 | 0.36% | 2,250 | Common | SOLE |
| 98419M100 | XYL | XYLEM INC | $508,613 | 0.36% | 3,750 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $508,515 | 0.36% | 1,500 | Common | SOLE |
| 92537N108 | VRT | VERTIV HOLDINGS CO | $506,435 | 0.36% | 5,850 | Common | SOLE |
| 235851102 | DHR | DANAHER CORPORATION | $504,697 | 0.36% | 2,020 | Common | SOLE |
| N72482149 | — | QIAGEN NV | $503,353 | 0.36% | 12,250 | Common | SOLE |
| 878742204 | TECK | TECK RESOURCES LTD | $502,950 | 0.36% | 10,500 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $502,490 | 0.36% | 6,525 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $485,200 | 0.34% | 5,000 | Common | SOLE |
| 29082A107 | EMBJ | EMBRAER S.A. | $477,300 | 0.34% | 18,500 | Common | SOLE |
| 79466L302 | CRM | SALESFORCE INC | $449,925 | 0.32% | 1,750 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $380,052 | 0.27% | 1,700 | CALL | SOLE |
| 654106103 | NKE | NIKE INC | $376,850 | 0.27% | 5,000 | CALL | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $340,165 | 0.24% | 1,750 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $337,440 | 0.24% | 500 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $336,930 | 0.24% | 3,000 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $322,450 | 0.23% | 5,000 | CALL | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $313,790 | 0.22% | 1,000 | Common | SOLE |
| 77543R102 | ROKU | ROKU INC | $299,650 | 0.21% | 5,000 | CALL | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $283,240 | 0.20% | 4,000 | Common | SOLE |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $257,648 | 0.18% | 6,750 | Common | SOLE |
| 464287556 | IBB | ISHARES TR | $253,931 | 0.18% | 1,850 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP | $248,217 | 0.18% | 425 | Common | SOLE |
| 88033G407 | THC | TENET HEALTHCARE CORP | $246,106 | 0.17% | 1,850 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $240,960 | 0.17% | 750 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $235,900 | 0.17% | 5,000 | Common | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $228,075 | 0.16% | 1,500 | Common | SOLE |
| 04963C209 | ATRC | ATRICURE INC | $227,700 | 0.16% | 10,000 | Common | SOLE |
| 88339P101 | REAL | THE REALREAL INC | $223,300 | 0.16% | 70,000 | Common | SOLE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORP NEW | $206,115 | 0.15% | 1,050 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $197,880 | 0.14% | 1,000 | PUT | SOLE |
| 92719V100 | VMEO* | VIMEO INC | $186,500 | 0.13% | 50,000 | Common | SOLE |
| 398182303 | AHR | AMERICAN HEALTHCARE REIT INC | $182,625 | 0.13% | 12,500 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $99,465 | 0.07% | 1,500 | CALL | SOLE |
| 10576N102 | BRZE | BRAZE INC | $77,680 | 0.06% | 2,000 | CALL | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $21,200 | 0.02% | 1,000 | CALL | SOLE |
| G50737124 | JWSWF | JAWS MUSTANG ACQUISITION COR | $1,000 | 0.00% | 10,000 | Common | SOLE |
| 52328E113 | LDTDF | LEDDARTECH HLDGS INC | $833 | 0.00% | 16,665 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.