Q3 2024 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2024-11-14 · accession 0000919574-24-006531
$169.0M
Reported value
108
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 707569109 | PENN | PENN ENTERTAINMENT INC | $11.5M | 6.79% | 608,272 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $10.0M | 5.94% | 17,500 | PUT | SOLE |
| 900450206 | TBCH | TURTLE BEACH CORP | $8.0M | 4.74% | 522,259 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $7.5M | 4.41% | 40,000 | Common | SOLE |
| 294100102 | ENZB | ENZO BIOCHEM INC | $5.8M | 3.43% | 5,175,913 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $5.4M | 3.21% | 32,500 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.4M | 3.18% | 12,500 | PUT | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $5.1M | 2.99% | 11,750 | Common | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $4.1M | 2.45% | 618,085 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $3.5M | 2.05% | 55,000 | CALL | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $3.4M | 2.01% | 339,158 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $3.3M | 1.97% | 1,849,184 | Common | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $3.1M | 1.84% | 640,168 | Common | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $3.0M | 1.78% | 300,000 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $2.9M | 1.69% | 5,000 | Common | SOLE |
| 45170X205 | INVE | IDENTIV INC | $2.8M | 1.64% | 785,557 | Common | SOLE |
| 464287655 | IWM | ISHARES TR | $2.8M | 1.63% | 12,500 | CALL | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $2.7M | 1.62% | 5,250 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $2.6M | 1.52% | 4,500 | PUT | SOLE |
| 92826C839 | V | VISA INC | $2.5M | 1.50% | 9,250 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $2.5M | 1.48% | 10,750 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $2.5M | 1.47% | 10,500 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $2.4M | 1.44% | 5,000 | PUT | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.4M | 1.44% | 20,000 | Common | SOLE |
| 45782N108 | INSE | INSPIRED ENTMT INC | $2.4M | 1.42% | 259,537 | Common | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $2.3M | 1.38% | 466,869 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2.2M | 1.33% | 4,550 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $2.0M | 1.21% | 3,500 | Common | SOLE |
| 27923Q109 | ECVT | ECOVYST INC | $2.0M | 1.20% | 297,061 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $2.0M | 1.16% | 11,250 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.7M | 1.03% | 81,606 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1.7M | 0.99% | 10,000 | CALL | SOLE |
| 444859102 | HUM | HUMANA INC | $1.6M | 0.94% | 5,000 | CALL | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $1.5M | 0.89% | 8,750 | Common | SOLE |
| 135086106 | GOOS | CANADA GOOSE HLDGS INC | $1.3M | 0.76% | 102,600 | CALL | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.3M | 0.75% | 10,500 | PUT | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $1.3M | 0.75% | 2,575 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.3M | 0.74% | 15,000 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.2M | 0.73% | 2,500 | PUT | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $1.2M | 0.73% | 28,900 | CALL | SOLE |
| 037833100 | AAPL | APPLE INC | $1.2M | 0.69% | 5,000 | PUT | SOLE |
| 74623V103 | PCT | PURECYCLE TECHNOLOGIES INC | $1.2M | 0.68% | 121,274 | Common | SOLE |
| 86323X106 | — | STREAMLINE HEALTH SOLUTIONS | $1.1M | 0.66% | 4,824,212 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $1.0M | 0.61% | 2,000 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $1.0M | 0.60% | 1,650 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $1.0M | 0.60% | 2,150 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $1.0M | 0.59% | 11,850 | Common | SOLE |
| 629377508 | NRG | NRG ENERGY INC | $997,545 | 0.59% | 10,950 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $981,000 | 0.58% | 10,000 | CALL | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $931,650 | 0.55% | 5,000 | PUT | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $838,000 | 0.50% | 10,000 | PUT | SOLE |
| 674599105 | OXY | OCCIDENTAL PETE CORP | $773,100 | 0.46% | 15,000 | Common | SOLE |
| 907818108 | UNP | UNION PAC CORP | $757,926 | 0.45% | 3,075 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $730,328 | 0.43% | 1,750 | Common | SOLE |
| 88160R101 | TSLA | TESLA INC | $719,483 | 0.43% | 2,750 | Common | SOLE |
| 92826C839 | V | VISA INC | $687,375 | 0.41% | 2,500 | PUT | SOLE |
| G89479102 | TRMD | TORM PLC | $683,800 | 0.40% | 20,000 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $671,300 | 0.40% | 10,000 | CALL | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $586,100 | 0.35% | 5,000 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $584,680 | 0.35% | 1,000 | PUT | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $546,850 | 0.32% | 5,000 | Common | SOLE |
| 94106B101 | WCN | WASTE CONNECTIONS INC | $536,460 | 0.32% | 3,000 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $527,150 | 0.31% | 2,500 | Common | SOLE |
| 88033G407 | THC | TENET HEALTHCARE CORP | $519,375 | 0.31% | 3,125 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $517,780 | 0.31% | 1,000 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $517,770 | 0.31% | 4,500 | Common | SOLE |
| 05352A100 | AVTR | AVANTOR INC | $517,400 | 0.31% | 20,000 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $514,707 | 0.30% | 925 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $512,700 | 0.30% | 1,500 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $512,700 | 0.30% | 1,500 | PUT | SOLE |
| 464287556 | IBB | ISHARES TR | $509,600 | 0.30% | 3,500 | Common | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $509,190 | 0.30% | 8,250 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $508,820 | 0.30% | 5,150 | Common | SOLE |
| 743315103 | PGR | PROGRESSIVE CORP | $507,520 | 0.30% | 2,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $506,729 | 0.30% | 1,375 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $505,446 | 0.30% | 1,525 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $505,120 | 0.30% | 4,000 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $504,688 | 0.30% | 6,250 | Common | SOLE |
| 29082A107 | EMBJ | EMBRAER S.A. | $504,023 | 0.30% | 14,250 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $503,475 | 0.30% | 7,500 | Common | SOLE |
| 98138H101 | WDAY | WORKDAY INC | $502,263 | 0.30% | 2,055 | Common | SOLE |
| 10576N102 | BRZE | BRAZE INC | $501,270 | 0.30% | 15,500 | Common | SOLE |
| 893641100 | TDG | TRANSDIGM GROUP INC | $499,496 | 0.30% | 350 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $499,200 | 0.30% | 10,000 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $498,500 | 0.29% | 12,500 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $496,489 | 0.29% | 700 | Common | SOLE |
| 29355A107 | ENPH | ENPHASE ENERGY INC | $494,463 | 0.29% | 4,375 | Common | SOLE |
| 78410G104 | SBAC | SBA COMMUNICATIONS CORP NEW | $481,400 | 0.28% | 2,000 | Common | SOLE |
| 615369105 | MCO | MOODYS CORP | $474,590 | 0.28% | 1,000 | PUT | SOLE |
| 03027X100 | AMT | AMERICAN TOWER CORP NEW | $465,120 | 0.28% | 2,000 | Common | SOLE |
| 92189F106 | GDX | VANECK ETF TRUST | $398,200 | 0.24% | 10,000 | PUT | SOLE |
| 679295105 | OKTA | OKTA INC | $371,700 | 0.22% | 5,000 | CALL | SOLE |
| G29183103 | ETN | EATON CORP PLC | $331,440 | 0.20% | 1,000 | PUT | SOLE |
| 74275K108 | PCOR | PROCORE TECHNOLOGIES INC | $308,600 | 0.18% | 5,000 | CALL | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $283,708 | 0.17% | 400 | PUT | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $283,203 | 0.17% | 1,750 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $258,310 | 0.15% | 500 | PUT | SOLE |
| 031100100 | AME | AMETEK INC | $257,565 | 0.15% | 1,500 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $247,428 | 0.15% | 400 | PUT | SOLE |
| 78464A870 | XBI | SPDR SER TR | $247,000 | 0.15% | 2,500 | CALL | SOLE |
| N3167Y103 | RACE | FERRARI N V | $246,808 | 0.15% | 525 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $236,970 | 0.14% | 1,000 | PUT | SOLE |
| 88339P101 | REAL | THE REALREAL INC | $219,800 | 0.13% | 70,000 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $184,265 | 0.11% | 500 | PUT | SOLE |
| 88033G407 | THC | TENET HEALTHCARE CORP | $166,200 | 0.10% | 1,000 | PUT | SOLE |
| 10576N102 | BRZE | BRAZE INC | $80,850 | 0.05% | 2,500 | CALL | SOLE |
| 52328E113 | LDTDF | LEDDARTECH HLDGS INC | $435 | 0.00% | 16,665 | Common | SOLE |
| G50737124 | JWSWF | JAWS MUSTANG ACQUISITION COR | $231 | 0.00% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.