Q4 2024 · 13F-HR
HARBERT FUND ADVISORS, INC.holdings as filed
Filed 2025-02-13 · accession 0000919574-25-001108
$192.5M
Reported value
95
Positions
2024-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $20.5M | 10.7% | 35,000 | CALL | SOLE |
| 707569109 | PENN | PENN ENTERTAINMENT INC | $10.3M | 5.34% | 518,272 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $8.4M | 4.39% | 38,500 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $7.6M | 3.97% | 18,125 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $7.2M | 3.75% | 52,500 | CALL | SOLE |
| 464287655 | IWM | ISHARES TR | $5.5M | 2.87% | 25,000 | CALL | SOLE |
| 45685K102 | INFU | INFUSYSTEM HLDGS INC | $5.0M | 2.62% | 597,613 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $4.4M | 2.28% | 20,000 | PUT | SOLE |
| 464287648 | IWO | ISHARES TR | $4.3M | 2.24% | 15,000 | CALL | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $4.0M | 2.09% | 30,000 | Common | SOLE |
| 53635D202 | LQDA | LIQUIDIA CORPORATION | $4.0M | 2.07% | 339,158 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $3.9M | 2.01% | 6,615 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $3.9M | 2.00% | 20,250 | Common | SOLE |
| 294100102 | ENZB | ENZO BIOCHEM INC | $3.7M | 1.92% | 5,175,913 | Common | SOLE |
| 004397105 | ARAY | ACCURAY INC | $3.7M | 1.90% | 1,849,184 | Common | SOLE |
| 78464A870 | XBI | SPDR SER TR | $3.4M | 1.75% | 37,500 | CALL | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $3.1M | 1.59% | 300,000 | Common | SOLE |
| 464287184 | FXI | ISHARES TR | $3.0M | 1.58% | 100,000 | CALL | SOLE |
| 31447P100 | FENC | FENNEC PHARMACEUTICALS INC | $3.0M | 1.53% | 466,869 | Common | SOLE |
| 46266C105 | IQV | IQVIA HLDGS INC | $2.9M | 1.53% | 15,000 | CALL | SOLE |
| 45170X205 | INVE | IDENTIV INC | $2.9M | 1.49% | 785,557 | Common | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $2.6M | 1.37% | 13,350 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $2.6M | 1.37% | 30,100 | CALL | SOLE |
| 892918103 | TACT | TRANSACT TECHNOLOGIES INC | $2.6M | 1.36% | 640,168 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $2.3M | 1.18% | 30,000 | CALL | SOLE |
| 92826C839 | V | VISA INC | $2.0M | 1.03% | 6,250 | Common | SOLE |
| 46571Y107 | IIIV | I3 VERTICALS INC | $1.9M | 0.98% | 81,606 | Common | SOLE |
| 852234103 | XYZ | BLOCK INC | $1.8M | 0.95% | 21,500 | Common | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $1.6M | 0.84% | 3,250 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.6M | 0.84% | 12,000 | PUT | SOLE |
| 907818108 | UNP | UNION PAC CORP | $1.6M | 0.83% | 7,000 | Common | SOLE |
| N97284108 | NBIS | NEBIUS GROUP N.V. | $1.6M | 0.83% | 57,500 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $1.6M | 0.82% | 7,000 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $1.6M | 0.82% | 4,750 | Common | SOLE |
| 776696106 | ROP | ROPER TECHNOLOGIES INC | $1.6M | 0.82% | 3,025 | Common | SOLE |
| 78464A888 | XHB | SPDR SER TR | $1.6M | 0.81% | 15,000 | CALL | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $1.6M | 0.81% | 17,500 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.5M | 0.80% | 11,500 | CALL | SOLE |
| 615369105 | MCO | MOODYS CORP | $1.5M | 0.80% | 3,250 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $1.5M | 0.78% | 2,850 | Common | SOLE |
| 46120E602 | ISRG | INTUITIVE SURGICAL INC | $1.5M | 0.78% | 2,875 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $1.5M | 0.77% | 8,125 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $1.5M | 0.76% | 2,500 | PUT | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $1.5M | 0.76% | 3,250 | Common | SOLE |
| 444859102 | HUM | HUMANA INC | $1.4M | 0.73% | 5,500 | CALL | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $1.4M | 0.71% | 2,700 | CALL | SOLE |
| 049468101 | TEAM | ATLASSIAN CORPORATION | $1.2M | 0.63% | 5,000 | Common | SOLE |
| 86323X205 | LV10 | STREAMLINE HEALTH SOLUTIONS | $1.2M | 0.63% | 321,614 | Common | SOLE |
| 29082A107 | EMBJ | EMBRAER S.A. | $1.2M | 0.62% | 32,500 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $1.1M | 0.59% | 4,500 | PUT | SOLE |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $1.1M | 0.58% | 30,000 | Common | SOLE |
| 94419L101 | W | WAYFAIR INC | $1.1M | 0.58% | 25,000 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.1M | 0.57% | 3,500 | PUT | SOLE |
| 244199105 | DE | DEERE & CO | $1.1M | 0.55% | 2,500 | Common | SOLE |
| 135086106 | GOOS | CANADA GOOSE HLDGS INC | $1.0M | 0.53% | 102,600 | CALL | SOLE |
| 63947X101 | NCNO | NCINO INC | $1.0M | 0.52% | 30,000 | CALL | SOLE |
| 020002101 | ALL | ALLSTATE CORP | $963,950 | 0.50% | 5,000 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $962,752 | 0.50% | 8,950 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $958,840 | 0.50% | 4,000 | Common | SOLE |
| 872657101 | TPG | TPG INC | $942,600 | 0.49% | 15,000 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $893,200 | 0.46% | 10,000 | PUT | SOLE |
| 131428104 | CLMT | CALUMET INC | $880,800 | 0.46% | 40,000 | Common | SOLE |
| 244199105 | DE | DEERE & CO | $847,400 | 0.44% | 2,000 | PUT | SOLE |
| 91332U101 | U | UNITY SOFTWARE INC | $842,625 | 0.44% | 37,500 | Common | SOLE |
| 98978V103 | ZTS | ZOETIS INC | $814,650 | 0.42% | 5,000 | CALL | SOLE |
| 743315103 | PGR | PROGRESSIVE CORP | $778,733 | 0.40% | 3,250 | Common | SOLE |
| 22266T109 | CPNG | COUPANG INC | $769,300 | 0.40% | 35,000 | Common | SOLE |
| 741623102 | PRMB | PRIMO BRANDS CORPORATION | $769,250 | 0.40% | 25,000 | Common | SOLE |
| 92840M102 | VST | VISTRA CORP | $741,051 | 0.39% | 5,375 | Common | SOLE |
| 36168Q104 | GFL | GFL ENVIRONMENTAL INC | $734,910 | 0.38% | 16,500 | Common | SOLE |
| 016255101 | ALGN | ALIGN TECHNOLOGY INC | $729,785 | 0.38% | 3,500 | Common | SOLE |
| 21037T109 | CEG | CONSTELLATION ENERGY CORP | $727,058 | 0.38% | 3,250 | Common | SOLE |
| 23804L103 | DDOG | DATADOG INC | $714,450 | 0.37% | 5,000 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $712,598 | 0.37% | 5,750 | Common | SOLE |
| 632307104 | NTRA | NATERA INC | $712,350 | 0.37% | 4,500 | Common | SOLE |
| 71385M107 | PRM | PERIMETER SOLUTIONS INC | $702,900 | 0.37% | 55,000 | Common | SOLE |
| 30063P105 | EXK | EXACT SCIENCES CORP | $702,375 | 0.36% | 12,500 | Common | SOLE |
| G1890L107 | CPRI | CAPRI HOLDINGS LIMITED | $608,634 | 0.32% | 28,900 | CALL | SOLE |
| 874039100 | TSM | TAIWAN SEMICONDUCTOR MFG LTD | $592,470 | 0.31% | 3,000 | PUT | SOLE |
| N97284108 | NBIS | NEBIUS GROUP N.V. | $556,770 | 0.29% | 20,100 | CALL | SOLE |
| 94419L101 | W | WAYFAIR INC | $554,000 | 0.29% | 12,500 | CALL | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $526,570 | 0.27% | 1,000 | PUT | SOLE |
| 615369105 | MCO | MOODYS CORP | $473,370 | 0.25% | 1,000 | PUT | SOLE |
| 931142103 | WMT | WALMART INC | $417,869 | 0.22% | 4,625 | Common | SOLE |
| 679295105 | OKTA | OKTA INC | $394,000 | 0.20% | 5,000 | CALL | SOLE |
| 253868103 | DLR | DIGITAL RLTY TR INC | $372,393 | 0.19% | 2,100 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $356,528 | 0.19% | 400 | PUT | SOLE |
| G29183103 | ETN | EATON CORP PLC | $331,870 | 0.17% | 1,000 | PUT | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $300,875 | 0.16% | 2,500 | CALL | SOLE |
| 78409V104 | SPGI | S&P GLOBAL INC | $249,015 | 0.13% | 500 | PUT | SOLE |
| 91332U101 | U | UNITY SOFTWARE INC | $224,700 | 0.12% | 10,000 | CALL | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $223,690 | 0.12% | 500 | PUT | SOLE |
| 895970101 | ILLR | TRILLER GROUP INC | $78,973 | 0.04% | 33,182 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $42,150 | 0.02% | 100 | PUT | SOLE |
| 52328E113 | LDTDF | LEDDARTECH HLDGS INC | $1,667 | 0.00% | 16,665 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.