Q3 2023 · 13F-HR
CLOUGH CAPITAL PARTNERS L Pholdings as filed
Filed 2023-11-14 · accession 0000950123-23-010704
$931.9M
Reported value
202
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 02079K107 | GOOG | ALPHABET INC | $54.8M | 5.88% | 415,480 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $46.5M | 4.99% | 147,337 | Common | SOLE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $26.9M | 2.88% | 121,590 | Common | SOLE |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $26.8M | 2.87% | 909,838 | Common | SOLE |
| 097023105 | BA | BOEING CO | $23.4M | 2.51% | 122,085 | Common | SOLE |
| 165167735 | EXE | CHESAPEAKE ENERGY CORP | $21.6M | 2.32% | 250,932 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $20.4M | 2.18% | 118,870 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $20.1M | 2.16% | 158,365 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $19.8M | 2.13% | 3,072,800 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $19.0M | 2.04% | 30,340 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $18.3M | 1.97% | 41,630 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $16.0M | 1.72% | 270,995 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $15.9M | 1.70% | 135,005 | Common | SOLE |
| 893641100 | TDG | TRANSDIGM GROUP INC | $15.4M | 1.65% | 18,215 | Common | SOLE |
| 983134107 | WYNN | WYNN RESORTS LTD | $14.9M | 1.59% | 160,810 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $14.7M | 1.58% | 274,400 | Common | SOLE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $14.3M | 1.54% | 61,120 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $14.2M | 1.52% | 1,033,100 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC | $14.2M | 1.52% | 85,285 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $13.8M | 1.48% | 133,650 | Common | SOLE |
| H8817H100 | RIG | TRANSOCEAN LTD | $13.7M | 1.47% | 1,663,543 | Common | SOLE |
| 91912E105 | VALE | VALE S A | $13.2M | 1.42% | 987,600 | Common | SOLE |
| 032654105 | ADI | ANALOG DEVICES INC | $12.5M | 1.34% | 71,300 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $12.4M | 1.33% | 22,250 | Common | SOLE |
| 98956P102 | ZBH | ZIMMER BIOMET HOLDINGS INC | $12.0M | 1.29% | 106,860 | Common | SOLE |
| 45104G104 | IBN | ICICI BANK LIMITED | $11.4M | 1.23% | 494,160 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $10.2M | 1.10% | 41,580 | Common | SOLE |
| 252131107 | DXCM | DEXCOM INC | $10.0M | 1.08% | 107,580 | Common | SOLE |
| G65431127 | NE | NOBLE CORP PLC | $9.9M | 1.06% | 195,800 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $9.6M | 1.03% | 65,500 | Common | SOLE |
| 585464100 | MLCO | MELCO RESORTS AND ENTMNT LTD | $9.5M | 1.02% | 960,100 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $9.3M | 1.00% | 64,200 | Common | SOLE |
| 29261A100 | EHC | ENCOMPASS HEALTH CORP | $9.3M | 0.99% | 137,739 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $9.0M | 0.97% | 17 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $8.9M | 0.96% | 96,957 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $8.9M | 0.95% | 22,435 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $8.8M | 0.95% | 56,638 | Common | SOLE |
| 81619Q105 | SEM | SELECT MED HLDGS CORP | $8.8M | 0.95% | 348,900 | Common | SOLE |
| 04016X101 | ARGX | ARGENX SE | $8.6M | 0.93% | 17,550 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $8.4M | 0.91% | 10,170 | Common | SOLE |
| G76279101 | ROIV | ROIVANT SCIENCES LTD | $8.4M | 0.91% | 722,800 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $8.4M | 0.90% | 224,500 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $8.0M | 0.86% | 18,370 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $7.9M | 0.85% | 1,169,088 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $7.9M | 0.84% | 1,128,317 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $7.8M | 0.84% | 653,815 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $7.7M | 0.82% | 25,320 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $7.2M | 0.77% | 34,640 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $6.4M | 0.69% | 110,030 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $6.2M | 0.67% | 20,300 | Common | SOLE |
| 00404A109 | ACHC | ACADIA HEALTHCARE COMPANY IN | $6.2M | 0.67% | 88,460 | Common | SOLE |
| 419870100 | HE | HAWAIIAN ELEC INDUSTRIES | $6.2M | 0.66% | 501,700 | Common | SOLE |
| 880198106 | — | TEMPLETON GLOBAL INCOME FD | $5.9M | 0.63% | 1,530,900 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $5.5M | 0.59% | 144,800 | Common | SOLE |
| 48576A100 | — | KARUNA THERAPEUTICS INC | $5.4M | 0.58% | 31,930 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $5.2M | 0.56% | 13,900 | Common | SOLE |
| 92826C839 | V | VISA INC | $4.7M | 0.51% | 20,645 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $4.7M | 0.50% | 30,340 | Common | SOLE |
| 46135X108 | XHITX | INVESCO HIG INCM 2023 TARG T | $4.7M | 0.50% | 689,028 | Common | SOLE |
| 151461209 | — | CENTER COAST BRKFLD MLP ENRG | $4.3M | 0.46% | 203,754 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $4.3M | 0.46% | 898,649 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $4.2M | 0.45% | 48,000 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $4.2M | 0.45% | 77,300 | Common | SOLE |
| 86881A100 | SGRY | SURGERY PARTNERS INC | $4.0M | 0.43% | 137,903 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $3.8M | 0.41% | 264,930 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $3.7M | 0.40% | 67,600 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GBL INFRA MEG | $3.7M | 0.40% | 313,867 | Common | SOLE |
| 03940C100 | ACLXGBX | ARCELLX INC | $3.7M | 0.40% | 102,762 | Common | SOLE |
| 00973Y108 | AKRO | AKERO THERAPEUTICS INC | $3.7M | 0.39% | 72,200 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME & OPRNT | $3.6M | 0.39% | 469,500 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $3.6M | 0.39% | 64,250 | Common | SOLE |
| 64128C106 | NHS | NEUBERGER BERMAN HIGH YIELD | $3.5M | 0.38% | 470,060 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $3.4M | 0.36% | 1,100 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $3.2M | 0.35% | 47,700 | Common | SOLE |
| 745867101 | PHM | PULTE GROUP INC | $3.2M | 0.35% | 43,500 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $2.9M | 0.31% | 239,510 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $2.9M | 0.31% | 45,500 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $2.9M | 0.31% | 26,800 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2.8M | 0.30% | 143,614 | Common | SOLE |
| 59001A102 | MTH | MERITAGE HOMES CORP | $2.6M | 0.28% | 21,600 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $2.5M | 0.27% | 31,900 | Common | SOLE |
| 824348106 | SHW | SHERWIN WILLIAMS CO | $2.4M | 0.25% | 9,300 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $2.3M | 0.25% | 8,200 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $2.3M | 0.25% | 51,800 | Common | SOLE |
| 89677Q107 | TCOM | TRIP COM GROUP LTD | $2.3M | 0.24% | 64,500 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $2.2M | 0.24% | 8,500 | Common | SOLE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $2.2M | 0.24% | 361,205 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $2.2M | 0.23% | 243,016 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $2.2M | 0.23% | 5,000 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $2.2M | 0.23% | 274,535 | Common | SOLE |
| 501044101 | KR | KROGER CO | $2.2M | 0.23% | 48,500 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $2.2M | 0.23% | 149,782 | Common | SOLE |
| 25065A502 | DMA | DESTRA MULTI-ALTERNATIVE FD | $2.2M | 0.23% | 360,700 | Common | SOLE |
| 88033G407 | THC | TENET HEALTHCARE CORP | $2.1M | 0.23% | 32,290 | Common | SOLE |
| 901384107 | TSVT* | 2SEVENTY BIO INC | $2.0M | 0.21% | 510,910 | Common | SOLE |
| 260557103 | DOW | DOW INC | $2.0M | 0.21% | 38,300 | Common | SOLE |
| 12504G100 | IGR | CBRE GBL REAL ESTATE INC FD | $1.9M | 0.20% | 424,282 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $1.9M | 0.20% | 22,750 | Common | SOLE |
| 828806109 | SPG | SIMON PPTY GROUP INC NEW | $1.8M | 0.19% | 16,400 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $1.7M | 0.19% | 19,100 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.7M | 0.18% | 10,200 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MIDSTRM O | $1.7M | 0.18% | 54,228 | Common | SOLE |
| 571903202 | MAR | MARRIOTT INTL INC NEW | $1.7M | 0.18% | 8,700 | Common | SOLE |
| 052800109 | ALV | AUTOLIV INC | $1.7M | 0.18% | 17,450 | Common | SOLE |
| 87911K100 | HQL | TEKLA LIFE SCIENCES INVS | $1.6M | 0.17% | 130,450 | Common | SOLE |
| 87911J103 | HQH | TEKLA HEALTHCARE INVS | $1.6M | 0.17% | 102,668 | Common | SOLE |
| 48661E108 | — | KAYNE ANDERSON NEXTGEN ENRGY | $1.6M | 0.17% | 223,040 | Common | SOLE |
| 18469Q207 | — | CLEARBRIDGE MLP AND MIDSTRM | $1.6M | 0.17% | 48,775 | Common | SOLE |
| 46131H107 | VVR | INVESCO SR INCOME TR | $1.6M | 0.17% | 395,500 | Common | SOLE |
| 33740D107 | XFDEX | FIRST TR DYNAMIC EUROPE EQUI | $1.4M | 0.15% | 115,475 | Common | SOLE |
| 88579Y101 | MMM | 3M CO | $1.4M | 0.15% | 15,000 | Common | SOLE |
| 41013P749 | — | HANCOCK JOHN INVT TR | $1.3M | 0.14% | 300,420 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $1.3M | 0.14% | 249,700 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $1.2M | 0.13% | 59,772 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $1.2M | 0.13% | 10,500 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $1.2M | 0.12% | 6,800 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $1.2M | 0.12% | 4,280 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $1.1M | 0.12% | 6,900 | Common | SOLE |
| 09262F100 | ECAT | BLACKROCK ESG CAP ALLC TERM | $1.1M | 0.12% | 73,300 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD | $1.1M | 0.11% | 127,900 | Common | SOLE |
| 912318300 | — | UNITED STS NAT GAS FD LP | $1.0M | 0.11% | 151,930 | Common | SOLE |
| 00206R102 | T | AT&T INC | $965,786 | 0.10% | 64,300 | Common | SOLE |
| 460146103 | IP | INTERNATIONAL PAPER CO | $808,716 | 0.09% | 22,800 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $807,710 | 0.09% | 29,500 | Common | SOLE |
| 925652109 | VICI | VICI PPTYS INC | $587,820 | 0.06% | 20,200 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $577,038 | 0.06% | 7,700 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW | $562,733 | 0.06% | 6,700 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $543,533 | 0.06% | 1,900 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $521,710 | 0.06% | 3,500 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $509,911 | 0.05% | 61,435 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $506,682 | 0.05% | 2,200 | Common | SOLE |
| 436440101 | HO1 | HOLOGIC INC | $496,904 | 0.05% | 7,160 | Common | SOLE |
| 27901F109 | XTEAX | ECOFIN SUSTAINABLE AND SOCIA | $475,271 | 0.05% | 39,672 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $475,200 | 0.05% | 9,000 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $473,202 | 0.05% | 575 | Common | SOLE |
| 74255X104 | PGZ | PRINCIPAL REAL ESTATE INCOME | $469,822 | 0.05% | 52,029 | Common | SOLE |
| 651229106 | NWL | NEWELL BRANDS INC | $453,306 | 0.05% | 50,200 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $440,055 | 0.05% | 3,500 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $437,535 | 0.05% | 13,500 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $436,322 | 0.05% | 8,200 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $420,849 | 0.05% | 2,700 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $408,960 | 0.04% | 1,000 | Common | SOLE |
| G50871105 | JAZZ | JAZZ PHARMACEUTICALS PLC | $406,442 | 0.04% | 3,140 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $379,560 | 0.04% | 4,000 | Common | SOLE |
| 86164W100 | — | VIRTUS STONE HBR EMG MKTS TO | $367,382 | 0.04% | 70,111 | Common | SOLE |
| G87110105 | FTI | TECHNIPFMC PLC | $363,923 | 0.04% | 17,892 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIF MUN INCOME T | $355,375 | 0.04% | 34,536 | Common | SOLE |
| 40637H109 | HALO | HALOZYME THERAPEUTICS INC | $343,800 | 0.04% | 9,000 | Common | SOLE |
| 830830105 | SKY | SKYLINE CHAMPION CORPORATION | $332,873 | 0.04% | 5,224 | Common | SOLE |
| 039697107 | ARDX | ARDELYX INC | $327,624 | 0.04% | 80,300 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC | $323,244 | 0.03% | 9,861 | Common | SOLE |
| 78467J100 | SSNC | SS&C TECHNOLOGIES HLDGS INC | $322,648 | 0.03% | 6,141 | Common | SOLE |
| 775711104 | ROL | ROLLINS INC | $318,537 | 0.03% | 8,533 | Common | SOLE |
| 859241101 | STRL | STERLING INFRASTRUCTURE INC | $316,772 | 0.03% | 4,311 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $316,758 | 0.03% | 3,580 | Common | SOLE |
| 723787107 | PXDEUR | PIONEER NAT RES CO | $313,565 | 0.03% | 1,366 | Common | SOLE |
| 42330P107 | HLX | HELIX ENERGY SOLUTIONS GRP I | $310,694 | 0.03% | 27,815 | Common | SOLE |
| L8681T102 | SPOT | SPOTIFY TECHNOLOGY S A | $304,486 | 0.03% | 1,969 | Common | SOLE |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $298,323 | 0.03% | 3,966 | Common | SOLE |
| V5633W109 | MMYT | MAKEMYTRIP LIMITED MAURITIUS | $290,083 | 0.03% | 7,159 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $284,941 | 0.03% | 62,487 | Common | SOLE |
| 817565104 | SCI | SERVICE CORP INTL | $284,500 | 0.03% | 4,979 | Common | SOLE |
| 30290Y101 | FSCO | FS CREDIT OPPORTUNITIES CORP | $280,355 | 0.03% | 51,726 | Common | SOLE |
| 44925C103 | ICFI | ICF INTL INC | $279,675 | 0.03% | 2,315 | Common | SOLE |
| 008474108 | AEM | AGNICO EAGLE MINES LTD | $274,973 | 0.03% | 6,050 | Common | SOLE |
| 095306106 | BLBD | BLUE BIRD CORP | $274,839 | 0.03% | 12,873 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE MLP AND MIDSTRM | $265,987 | 0.03% | 7,550 | Common | SOLE |
| G6683N103 | NU | NU HLDGS LTD | $262,392 | 0.03% | 36,192 | Common | SOLE |
| 00760J108 | AEHR | AEHR TEST SYS | $259,805 | 0.03% | 5,685 | Common | SOLE |
| 05379B107 | AVA | AVISTA CORP | $259,737 | 0.03% | 8,024 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $255,719 | 0.03% | 730 | Common | SOLE |
| 45569U101 | INDI | INDIE SEMICONDUCTOR INC | $252,466 | 0.03% | 40,074 | Common | SOLE |
| 11777Q209 | BTG | B2GOLD CORP | $248,164 | 0.03% | 85,870 | Common | SOLE |
| 64190A103 | XNROX | NEUBERGER BERMAN REAL ESTATE | $238,171 | 0.03% | 85,366 | Common | SOLE |
| 231647207 | NXG | NXG NEXTGEN INFRASTR INCM FD | $237,975 | 0.03% | 6,346 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $236,969 | 0.03% | 470 | Common | SOLE |
| 89377M109 | TMDX | TRANSMEDICS GROUP INC | $236,137 | 0.03% | 4,313 | Common | SOLE |
| 44486Q103 | HUMA | HUMACYTE INC | $232,375 | 0.02% | 79,309 | Common | SOLE |
| 16115Q308 | GTLS | CHART INDS INC | $228,481 | 0.02% | 1,351 | Common | SOLE |
| G87264100 | TGLS | TECNOGLASS INC | $216,218 | 0.02% | 6,560 | Common | SOLE |
| 64107A105 | NPWR | NET POWER INC | $213,212 | 0.02% | 14,120 | Common | SOLE |
| 037638103 | — | APOLLO TACTICAL INCOME FD IN | $209,909 | 0.02% | 15,700 | Common | SOLE |
| 42804T106 | — | HERZFELD CARIBBEAN BASIN FD | $207,197 | 0.02% | 62,035 | Common | SOLE |
| G85158106 | STNE | STONECO LTD | $202,175 | 0.02% | 18,948 | Common | SOLE |
| G0457F107 | ARCO | ARCOS DORADOS HOLDINGS INC | $194,990 | 0.02% | 20,612 | Common | SOLE |
| 33739B104 | — | FIRST TR MLP & ENERGY INCOM | $194,586 | 0.02% | 24,600 | Common | SOLE |
| P73684113 | OSW | ONESPAWORLD HOLDINGS LIMITED | $193,141 | 0.02% | 17,214 | Common | SOLE |
| 76882M104 | RMMZ | RIVERNORTH MANAGED DUR MUN I | $186,191 | 0.02% | 12,975 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $185,428 | 0.02% | 61,400 | Common | SOLE |
| 670663103 | NMCO | NUVEEN MUN CR OPPORTUNITIES | $177,327 | 0.02% | 18,300 | Common | SOLE |
| 46132P108 | IIM | INVESCO VALUE MUN INCOME TR | $174,720 | 0.02% | 16,800 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $165,860 | 0.02% | 16,586 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $159,963 | 0.02% | 21,300 | Common | SOLE |
| 64129H104 | NML | NEUBERGER BERMAN ENERGY INFR | $145,237 | 0.02% | 21,110 | Common | SOLE |
| 76883Y107 | RFMZ | RIVERNORTH FLEXIBLE MUNI INC | $133,056 | 0.01% | 10,800 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $130,315 | 0.01% | 10,261 | Common | SOLE |
| 81617J301 | WTTR | SELECT WATER SOLUTIONS INC | $111,777 | 0.01% | 14,060 | Common | SOLE |
| 63884N108 | — | NATURA &CO HLDG S A | $98,777 | 0.01% | 17,119 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $95,550 | 0.01% | 19,500 | Common | SOLE |
| 746823103 | PMM | PUTNAM MANAGED MUN INCOME TR | $92,328 | 0.01% | 16,879 | Common | SOLE |
| 59318B108 | CXH | MFS INVT GRADE MUN TR | $78,109 | 0.01% | 11,048 | Common | SOLE |
| 61744H105 | MSD | MORGAN STANLEY EMKT DBT FD I | $68,145 | 0.01% | 10,500 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.