Q4 2023 · 13F-HR
CLOUGH CAPITAL PARTNERS L Pholdings as filed
Filed 2024-02-14 · accession 0000950123-24-002379
$904.1M
Reported value
192
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 594918104 | MSFT | MICROSOFT CORP | $63.5M | 7.02% | 168,818 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $57.7M | 6.38% | 409,365 | Common | SOLE |
| 097023105 | BA | BOEING CO | $29.7M | 3.29% | 114,055 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $29.7M | 3.28% | 195,300 | Common | SOLE |
| 369550108 | GD | GENERAL DYNAMICS CORP | $28.6M | 3.16% | 110,141 | Common | SOLE |
| 512807108 | LRCXEUR | LAM RESEARCH CORP | $24.3M | 2.69% | 31,018 | Common | SOLE |
| G3421J106 | FERG1GBX | FERGUSON PLC NEW | $22.7M | 2.51% | 117,593 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $20.5M | 2.27% | 106,370 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $18.1M | 2.00% | 38,683 | Common | SOLE |
| 91912E105 | VALE | VALE S A | $17.5M | 1.94% | 1,105,870 | Common | SOLE |
| 845467109 | SWN1EUR | SOUTHWESTERN ENERGY CO | $16.8M | 1.85% | 2,557,300 | Common | SOLE |
| 165167735 | EXE | CHESAPEAKE ENERGY CORP | $16.6M | 1.84% | 216,338 | Common | SOLE |
| 893641100 | TDG | TRANSDIGM GROUP INC | $16.4M | 1.81% | 16,190 | Common | SOLE |
| 40415F101 | HDB | HDFC BANK LTD | $16.1M | 1.78% | 240,395 | Common | SOLE |
| 80105N105 | SNY | SANOFI | $16.0M | 1.77% | 322,000 | Common | SOLE |
| 252131107 | DXCM | DEXCOM INC | $15.8M | 1.75% | 127,371 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $15.1M | 1.67% | 116,797 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $15.0M | 1.66% | 21,249 | Common | SOLE |
| 143658300 | CCL1EUR | CARNIVAL CORP | $14.3M | 1.58% | 771,940 | Common | SOLE |
| 983134107 | WYNN | WYNN RESORTS LTD | $14.0M | 1.55% | 153,510 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $13.4M | 1.48% | 122,953 | Common | SOLE |
| 16411R208 | LNG | CHENIERE ENERGY INC | $13.4M | 1.48% | 78,485 | Common | SOLE |
| 40412C101 | HCA | HCA HEALTHCARE INC | $11.8M | 1.31% | 43,680 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $11.7M | 1.29% | 23,629 | Common | SOLE |
| 26142V105 | DKNG | DRAFTKINGS INC NEW | $11.4M | 1.26% | 322,940 | Common | SOLE |
| 29261A100 | EHC | ENCOMPASS HEALTH CORP | $10.9M | 1.21% | 163,939 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $10.8M | 1.20% | 108,105 | Common | SOLE |
| H8817H100 | RIG | TRANSOCEAN LTD | $10.4M | 1.16% | 1,645,643 | Common | SOLE |
| 45104G104 | IBN | ICICI BANK LIMITED | $10.2M | 1.13% | 429,155 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $9.8M | 1.09% | 8,810 | Common | SOLE |
| N07059210 | ASML | ASML HOLDING N V | $9.6M | 1.06% | 12,644 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $9.6M | 1.06% | 56,200 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $8.9M | 0.98% | 208,499 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL | $8.1M | 0.90% | 15 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $8.1M | 0.90% | 27,387 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $8.0M | 0.89% | 54,600 | Common | SOLE |
| G65431127 | NE | NOBLE CORP PLC | $7.8M | 0.87% | 162,900 | Common | SOLE |
| 585464100 | MLCO | MELCO RESORTS AND ENTMNT LTD | $7.8M | 0.86% | 879,300 | Common | SOLE |
| 48249T106 | KIO | KKR INCOME OPPORTUNITIES FD | $7.8M | 0.86% | 617,415 | Common | SOLE |
| G76279101 | ROIV | ROIVANT SCIENCES LTD | $7.6M | 0.84% | 678,660 | Common | SOLE |
| 21924B302 | CLM | CORNERSTONE STRATEGIC VALUE | $7.6M | 0.84% | 1,057,356 | Common | SOLE |
| 81619Q105 | SEM | SELECT MED HLDGS CORP | $7.5M | 0.82% | 317,100 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $7.0M | 0.78% | 44,865 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $6.6M | 0.73% | 29,720 | Common | SOLE |
| 808513105 | SCHW | SCHWAB CHARLES CORP | $6.6M | 0.72% | 95,220 | Common | SOLE |
| 23331A109 | DHI | D R HORTON INC | $6.3M | 0.70% | 41,400 | Common | SOLE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $5.9M | 0.66% | 16,946 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $5.5M | 0.61% | 15,991 | Common | SOLE |
| 87911J103 | HQH | ABRDN HEALTHCARE INVESTORS | $5.4M | 0.59% | 323,228 | Common | SOLE |
| 33738E109 | — | FIRST TR HIGH INCOME LONG / | $5.3M | 0.58% | 436,789 | Common | SOLE |
| 87911K100 | HQL | ABRDN LIFE SCIENCES INVESTOR | $5.1M | 0.56% | 375,410 | Common | SOLE |
| G54950103 | LIN | LINDE PLC | $4.8M | 0.53% | 11,667 | Common | SOLE |
| 04016X101 | ARGX | ARGENX SE | $4.8M | 0.53% | 12,491 | Common | SOLE |
| 745867101 | PHM | PULTE GROUP INC | $4.6M | 0.51% | 44,300 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $4.3M | 0.48% | 51,600 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $4.3M | 0.48% | 786,430 | Common | SOLE |
| 30161N101 | EXC | EXELON CORP | $4.3M | 0.48% | 120,700 | Common | SOLE |
| 18469P209 | EMO | CLEARBRIDGE ENERGY MIDSTRM O | $4.2M | 0.46% | 118,943 | Common | SOLE |
| 64128C106 | NHS | NEUBERGER BERMAN HIGH YIELD | $4.0M | 0.44% | 520,723 | Common | SOLE |
| 25278X109 | FANG | DIAMONDBACK ENERGY INC | $4.0M | 0.44% | 25,773 | Common | SOLE |
| 26441C204 | DUK | DUKE ENERGY CORP NEW | $3.9M | 0.43% | 39,900 | Common | SOLE |
| 806857108 | SLB | SCHLUMBERGER LTD | $3.8M | 0.42% | 72,800 | Common | SOLE |
| 00404A109 | ACHC | ACADIA HEALTHCARE COMPANY IN | $3.7M | 0.41% | 47,560 | Common | SOLE |
| 59001A102 | MTH | MERITAGE HOMES CORP | $3.4M | 0.38% | 19,700 | Common | SOLE |
| 25065A502 | DMA | DESTRA MULTI-ALTERNATIVE FD | $3.4M | 0.38% | 545,429 | Common | SOLE |
| 09857L108 | BKNG | BOOKING HOLDINGS INC | $3.3M | 0.36% | 924 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $3.1M | 0.35% | 53,150 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $3.1M | 0.34% | 251,150 | Common | SOLE |
| 86881A100 | SGRY | SURGERY PARTNERS INC | $3.0M | 0.33% | 92,746 | Common | SOLE |
| 85571B105 | STWD | STARWOOD PPTY TR INC | $2.6M | 0.29% | 124,414 | Common | SOLE |
| 370334104 | GIS | GENERAL MLS INC | $2.5M | 0.27% | 37,800 | Common | SOLE |
| 18469Q207 | — | CLEARBRIDGE MLP AND MIDSTRM | $2.3M | 0.25% | 63,575 | Common | SOLE |
| 10258P102 | LUCK | BOWLERO CORP | $2.2M | 0.24% | 153,804 | Common | SOLE |
| 88033G407 | THC | TENET HEALTHCARE CORP | $2.0M | 0.23% | 27,090 | Common | SOLE |
| 003057106 | ACP | ABRDN INCOME CREDIT STRATEGI | $2.0M | 0.23% | 299,577 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $2.0M | 0.22% | 217,409 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $2.0M | 0.22% | 4,199 | Common | SOLE |
| 12504G100 | IGR | CBRE GBL REAL ESTATE INC FD | $2.0M | 0.22% | 364,587 | Common | SOLE |
| 828806109 | SPG | SIMON PPTY GROUP INC NEW | $1.9M | 0.21% | 13,600 | Common | SOLE |
| 41013P749 | — | HANCOCK JOHN INVT TR | $1.9M | 0.21% | 369,015 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $1.9M | 0.21% | 6,883 | Common | SOLE |
| 501044101 | KR | KROGER CO | $1.9M | 0.21% | 40,700 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $1.9M | 0.20% | 42,200 | Common | SOLE |
| 68752M108 | OFIX | ORTHOFIX MED INC | $1.8M | 0.20% | 136,100 | Common | SOLE |
| 33739B104 | — | FIRST TR MLP & ENERGY INCOM | $1.8M | 0.20% | 209,352 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $1.7M | 0.19% | 18,550 | Common | SOLE |
| 052800109 | ALV | AUTOLIV INC | $1.6M | 0.17% | 14,250 | Common | SOLE |
| 76881Y109 | RIV | RIVERNORTH OPPORTUNITIES FD | $1.5M | 0.17% | 140,400 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $1.5M | 0.17% | 246,900 | Common | SOLE |
| 855244109 | SBUX | STARBUCKS CORP | $1.5M | 0.17% | 15,600 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $1.4M | 0.16% | 28,100 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $1.4M | 0.15% | 93,000 | Common | SOLE |
| 27827Y109 | XENWX | EATON VANCE NEW YORK MUN BD | $1.3M | 0.15% | 138,300 | Common | SOLE |
| 56064Q107 | MEGI | MAINSTAY CBRE GBL INFRA MEG | $1.3M | 0.14% | 100,400 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $1.3M | 0.14% | 15,600 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $1.2M | 0.14% | 8,300 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $1.2M | 0.13% | 233,300 | Common | SOLE |
| 89677Q107 | TCOM | TRIP COM GROUP LTD | $1.2M | 0.13% | 33,700 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. | $1.2M | 0.13% | 8,800 | Common | SOLE |
| 231647207 | NXG | NXG NEXTGEN INFRASTR INCM FD | $1.2M | 0.13% | 32,646 | Common | SOLE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $1.1M | 0.12% | 205,524 | Common | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $1.1M | 0.12% | 105,300 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $1.1M | 0.12% | 3,762 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $1.1M | 0.12% | 24,961 | Common | SOLE |
| 89148H207 | XTTPX | TORTOISE PIPELINE & ENERGY F | $1.0M | 0.12% | 37,300 | Common | SOLE |
| 92826C839 | V | VISA INC | $1.0M | 0.11% | 3,955 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $1.0M | 0.11% | 79,540 | Common | SOLE |
| 09260U109 | BCAT | BLACKROCK CAP ALLOCATION TER | $963,976 | 0.11% | 64,480 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $954,576 | 0.11% | 5,600 | Common | SOLE |
| 33738G104 | — | FIRST TR ENERGY INCOME & GRO | $944,791 | 0.10% | 65,248 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $940,914 | 0.10% | 5,540 | Common | SOLE |
| 260557103 | DOW | DOW INC | $937,764 | 0.10% | 17,100 | Common | SOLE |
| 75737F108 | RDFN | REDFIN CORP | $937,572 | 0.10% | 90,850 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $935,571 | 0.10% | 114,513 | Common | SOLE |
| 89148B200 | NTG | TORTOISE MIDSTRM ENERGY FD I | $928,196 | 0.10% | 26,703 | Common | SOLE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $928,039 | 0.10% | 56,900 | Common | SOLE |
| 46131H107 | VVR | INVESCO SR INCOME TR | $921,270 | 0.10% | 224,700 | Common | SOLE |
| 00206R102 | T | AT&T INC | $879,272 | 0.10% | 52,400 | Common | SOLE |
| 76883Y107 | RFMZ | RIVERNORTH FLEXIBLE MUNI INC | $872,119 | 0.10% | 66,574 | Common | SOLE |
| 184692200 | — | CLEARBRIDGE MLP AND MIDSTRM | $835,877 | 0.09% | 20,850 | Common | SOLE |
| 33738C103 | — | FIRST TR ENERGY INFRASTRCTR | $832,202 | 0.09% | 50,559 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $808,080 | 0.09% | 24,000 | Common | SOLE |
| 337319107 | — | FIRST TR ABRDN GBL OPP INCM | $783,671 | 0.09% | 124,590 | Common | SOLE |
| 50208A102 | XSCDX | LMP CAP & INCOME FD INC | $750,936 | 0.08% | 53,600 | Common | SOLE |
| 21924U300 | CRF | CORNERSTONE TOTAL RETURN FD | $687,587 | 0.08% | 97,392 | Common | SOLE |
| 460146103 | IP | INTERNATIONAL PAPER CO | $672,390 | 0.07% | 18,600 | Common | SOLE |
| 48576A100 | — | KARUNA THERAPEUTICS INC | $645,680 | 0.07% | 2,040 | Common | SOLE |
| 75886F107 | REGN | REGENERON PHARMACEUTICALS | $627,977 | 0.07% | 715 | Common | SOLE |
| 032095101 | APH | AMPHENOL CORP NEW | $584,867 | 0.06% | 5,900 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $533,540 | 0.06% | 3,500 | Common | SOLE |
| 42804T106 | — | HERZFELD CARIBBEAN BASIN FD | $528,200 | 0.06% | 190,000 | Common | SOLE |
| 925652109 | VICI | VICI PPTYS INC | $526,020 | 0.06% | 16,500 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC CORP | $520,290 | 0.06% | 9,000 | Common | SOLE |
| 912318300 | — | UNITED STS NAT GAS FD LP | $519,842 | 0.06% | 102,600 | Common | SOLE |
| 436440101 | HO1 | HOLOGIC INC | $511,582 | 0.06% | 7,160 | Common | SOLE |
| 375558103 | GILD | GILEAD SCIENCES INC | $510,363 | 0.06% | 6,300 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $489,889 | 0.05% | 41,306 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $469,658 | 0.05% | 1,793 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $449,463 | 0.05% | 11,900 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $441,665 | 0.05% | 2,850 | Common | SOLE |
| P73684113 | OSW | ONESPAWORLD HOLDINGS LIMITED | $437,833 | 0.05% | 31,052 | Common | SOLE |
| 039697107 | ARDX | ARDELYX INC | $424,216 | 0.05% | 68,422 | Common | SOLE |
| 830830105 | SKY | SKYLINE CHAMPION CORPORATION | $420,906 | 0.05% | 5,668 | Common | SOLE |
| 09248E102 | XBFZX | BLACKROCK CALIF MUN INCOME T | $415,468 | 0.05% | 34,536 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $414,700 | 0.05% | 11,000 | Common | SOLE |
| 859241101 | STRL | STERLING INFRASTRUCTURE INC | $413,447 | 0.05% | 4,702 | Common | SOLE |
| V5633W109 | MMYT | MAKEMYTRIP LIMITED MAURITIUS | $398,202 | 0.04% | 8,476 | Common | SOLE |
| G6683N103 | NU | NU HLDGS LTD | $390,502 | 0.04% | 46,879 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $386,188 | 0.04% | 6,700 | Common | SOLE |
| 45569U101 | INDI | INDIE SEMICONDUCTOR INC | $384,114 | 0.04% | 47,363 | Common | SOLE |
| 33739M100 | — | FST TR NEW OPPORT MLP & ENE | $380,849 | 0.04% | 55,356 | Common | SOLE |
| 775711104 | ROL | ROLLINS INC | $380,584 | 0.04% | 8,715 | Common | SOLE |
| 44925C103 | ICFI | ICF INTL INC | $374,916 | 0.04% | 2,796 | Common | SOLE |
| G0457F107 | ARCO | ARCOS DORADOS HOLDINGS INC | $374,342 | 0.04% | 29,499 | Common | SOLE |
| 025537101 | AEP | AMERICAN ELEC PWR CO INC | $372,881 | 0.04% | 4,591 | Common | SOLE |
| 27901F109 | XTEAX | ECOFIN SUSTAINABLE AND SOCIA | $372,050 | 0.04% | 31,772 | Common | SOLE |
| 817565104 | SCI | SERVICE CORP INTL | $371,684 | 0.04% | 5,430 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $369,391 | 0.04% | 815 | Common | SOLE |
| 44486Q103 | HUMA | HUMACYTE INC | $367,084 | 0.04% | 129,255 | Common | SOLE |
| 89377M109 | TMDX | TRANSMEDICS GROUP INC | $362,999 | 0.04% | 4,599 | Common | SOLE |
| 00760J108 | AEHR | AEHR TEST SYS | $357,439 | 0.04% | 13,473 | Common | SOLE |
| 095306106 | BLBD | BLUE BIRD CORP | $349,968 | 0.04% | 12,981 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC | $346,927 | 0.04% | 9,195 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $345,906 | 0.04% | 2,200 | Common | SOLE |
| 09061G101 | BMRN | BIOMARIN PHARMACEUTICAL INC | $345,184 | 0.04% | 3,580 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $342,243 | 0.04% | 3,300 | Common | SOLE |
| 05379B107 | AVA | AVISTA CORP | $339,387 | 0.04% | 9,496 | Common | SOLE |
| H17182108 | CRSP | CRISPR THERAPEUTICS AG | $327,148 | 0.04% | 5,226 | Common | SOLE |
| 78467J100 | SSNC | SS&C TECHNOLOGIES HLDGS INC | $311,905 | 0.03% | 5,104 | Common | SOLE |
| 42330P107 | HLX | HELIX ENERGY SOLUTIONS GRP I | $310,024 | 0.03% | 30,158 | Common | SOLE |
| 81617J301 | WTTR | SELECT WATER SOLUTIONS INC | $306,226 | 0.03% | 40,346 | Common | SOLE |
| G87110105 | FTI | TECHNIPFMC PLC | $275,032 | 0.03% | 13,656 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $260,362 | 0.03% | 730 | Common | SOLE |
| 27827X101 | EIM | EATON VANCE MUN BD FD | $252,237 | 0.03% | 24,900 | Common | SOLE |
| 52106W103 | XLGIX | LAZARD GLOBAL TOTAL RETURN & | $251,248 | 0.03% | 16,400 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $247,441 | 0.03% | 470 | Common | SOLE |
| 46132L107 | VBF | INVESCO BD FD | $247,405 | 0.03% | 16,266 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $244,089 | 0.03% | 33,300 | Common | SOLE |
| 76882M104 | RMMZ | RIVERNORTH MANAGED DUR MUN I | $203,059 | 0.02% | 12,975 | Common | SOLE |
| 46132P108 | IIM | INVESCO VALUE MUN INCOME TR | $197,064 | 0.02% | 16,800 | Common | SOLE |
| 670663103 | NMCO | NUVEEN MUN CR OPPORTUNITIES | $182,451 | 0.02% | 18,300 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $167,353 | 0.02% | 16,586 | Common | SOLE |
| 63884N108 | — | NATURA &CO HLDG S A | $147,874 | 0.02% | 21,619 | Common | SOLE |
| 64129H104 | NML | NEUBERGER BERMAN ENERGY INFR | $145,237 | 0.02% | 21,110 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $137,908 | 0.02% | 10,261 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $124,013 | 0.01% | 20,498 | Common | SOLE |
| 27828A100 | XEVMX | EATON VANCE CALIF MUN BD FD | $100,650 | 0.01% | 11,000 | Common | SOLE |
| 27826U108 | EVN | EATON VANCE MUNI INCOME TRUS | $99,182 | 0.01% | 10,100 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $96,915 | 0.01% | 19,500 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $87,725 | 0.01% | 27,500 | Common | SOLE |
| 30290Y101 | FSCO | FS CREDIT OPPORTUNITIES CORP | $82,215 | 0.01% | 14,500 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN & FIN | $44,900 | 0.00% | 12,542 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.