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MAI Capital Management

Q2 2023 · 13F-HR

MAI Capital Managementholdings as filed

Filed 2023-08-02 · accession 0001040197-23-000003

$6.80B
Reported value
1,103
Positions
2023-06-30
Period end
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Holdings as filed

First 500 of 1103

CUSIPTickerIssuerValue% port.SharesClassVoting
464287200IVViShares S&P 500 Index$530.9M7.81%1,191,089CommonNONE
037833100AAPLApple Inc$299.9M4.41%1,546,299CommonNONE
594918104MSFTMicrosoft Corp$270.0M3.97%792,932CommonNONE
78462f103SPDR S&P 500 ETF TRUST$251.0M3.69%566,271CommonNONE
464287507IJHiShares S&P Mid Cap Index$149.6M2.20%572,218CommonNONE
023135106AMZNAmazon Com Inc$104.8M1.54%803,955CommonSOLE
464287804IJRiShares S&P Small Cap Index$103.0M1.52%1,034,094CommonNONE
921943858VEAVanguard FTSE Developed Mkts E$102.0M1.50%2,209,297CommonNONE
464287408IVEiShares S&P Barra Value Index$100.8M1.48%625,465CommonNONE
464287614IWFiShares Russell 1000 Growth In$100.2M1.47%364,127CommonNONE
78467Y107MDYSPDR S&P Mid Cap 400 ETF$99.4M1.46%207,517CommonNONE
46432f842iShares Core MSCI EAFE$85.2M1.25%1,262,684CommonNONE
46090e103INVESCO QQQ TR SER 1$83.5M1.23%225,959CommonNONE
922908769VTIVanguard Tot Stock Mrkt ETF$79.2M1.17%359,674CommonNONE
78464A763SDYSPDR S&P Dividend ETF$78.0M1.15%636,065CommonNONE
921908844VIGVanguard Dividend Appreciation$76.4M1.12%470,360CommonNONE
02079k107Alphabet Inc Class C$74.2M1.09%613,074CommonNONE
02079K305GOOGLAlphabet Inc Class$72.6M1.07%606,125CommonSOLE
464287655IWMiShares Russell 2000 Index$72.3M1.06%385,993CommonNONE
478160104JNJJohnson and Johnson$70.4M1.04%425,065CommonSOLE
92826C839VVisa Inc Class A Shares$69.4M1.02%292,286CommonSOLE
922042858VWOVanguard FTSE Emerging Mkts ET$63.5M0.93%1,562,066CommonNONE
437076102HDHome Depot Inc$63.0M0.93%202,902CommonNONE
464287309IVWiShares S&P 500 Growth$61.5M0.91%873,283CommonNONE
464287606IJKiShares S&P Mid Cap 400 Growth$58.6M0.86%781,672CommonNONE
91324P102UNHUnitedHealth Group Inc$58.1M0.85%120,778CommonNONE
46434g103iShares Core MSCI Emerging Mkt$57.8M0.85%1,172,656CommonNONE
67066G104NVDANvidia Corp$56.5M0.83%133,460CommonNONE
11135F101AVGOBroadcom Inc$49.9M0.73%57,536CommonNONE
824348106SHWSherwin Williams Company$49.2M0.72%185,248CommonNONE
713448108PEPPepsico Inc$48.1M0.71%259,940CommonNONE
17275r102Cisco Systems Inc$46.5M0.68%898,141CommonNONE
00287y109Abbvie Inc$44.8M0.66%332,596CommonNONE
30303M102METAMeta Platforms Inc$44.2M0.65%154,112CommonSOLE
46625H100JPMJP Morgan Chase & Co$44.2M0.65%304,077CommonNONE
532457108LLYLilly, Eli Co$43.7M0.64%93,118CommonSOLE
742718109PGProcter & Gamble Co$43.0M0.63%283,065CommonNONE
002824100ABTAbbott Labs$42.4M0.62%389,195CommonNONE
747525103QCOMQualcomm Incorporated$38.9M0.57%326,647CommonNONE
580135101MCDMcDonalds Corp$38.9M0.57%130,268CommonNONE
75513E101RTXRTX Corp$38.9M0.57%396,787CommonNONE
438516106HONHoneywell Intl Inc$38.0M0.56%183,255CommonNONE
084670702BRK/BBerkshire Hathaway Class B$37.8M0.56%110,818CommonNONE
65339F101NEENextera Energy Inc$37.7M0.55%507,486CommonNONE
464287598IWDiShares Russell 1000 Value Ind$37.6M0.55%238,425CommonNONE
464287705IJJiShares S&P Mid Cap 400 Value$37.4M0.55%349,522CommonNONE
22160K105COSTCostco Wholesale Corp$37.0M0.54%68,695CommonNONE
46137v100Invesco Aerospace Defense ETF$35.3M0.52%418,391CommonNONE
464287630IWNiShares Russell 2000 Value Ind$35.3M0.52%250,810CommonNONE
G29183103ETNEaton Corp Plc$34.9M0.51%173,319CommonNONE
57636Q104MAMastercard$34.8M0.51%88,381CommonSOLE
110122108BMYBristol-Myers Squibb Co$34.2M0.50%534,828CommonSOLE
G1151C101ACNAccenture PLC Cl A$32.0M0.47%103,849CommonNONE
81369Y803XLKSPDR Technology Index$31.6M0.46%181,588CommonNONE
00724F101ADBEAdobe Inc$29.3M0.43%59,818CommonSOLE
h1467j104Chubb Ltd$26.2M0.39%136,297CommonNONE
697435105PANWPalo Alto Networks Inc.$25.4M0.37%99,268CommonSOLE
855244109SBUXStarbucks Corp$24.8M0.37%250,630CommonNONE
060505104BACBank of America Corp$24.6M0.36%858,319CommonNONE
46429b697iShares MSCI USA Min Volatilit$24.5M0.36%329,633CommonNONE
191216100KOCOCA COLA COM$23.1M0.34%384,283CommonNONE
92206c730Vanguard Russell 1000 ETF$23.0M0.34%113,986CommonNONE
09857l108Booking Holdings Inc$22.9M0.34%8,489CommonNONE
81369Y209XLVSPDR Health Care Select$22.7M0.33%171,135CommonNONE
874039100TSMTaiwan Manufacturing Inc$22.5M0.33%223,144CommonSOLE
609207105MDLZMondelez International Inc$22.5M0.33%307,991CommonNONE
464287499IWRiShares Russell Mid Cap Index$22.4M0.33%306,304CommonNONE
464287648IWOiShares Russell 2000 Growth In$22.1M0.32%90,993CommonNONE
46137V357RSPInvesco S&P 500 Equal Weight E$21.9M0.32%146,037CommonNONE
92204A702VGTVanguard Information Technolog$20.9M0.31%47,263CommonNONE
03027X100AMTAmerican Tower$20.4M0.30%105,198CommonNONE
235851102DHRDanaher Corp$19.7M0.29%81,986CommonSOLE
907818108UNPUnion Pacific Corp$19.6M0.29%95,948CommonNONE
256677105DGDollar General Corp.$19.0M0.28%112,081CommonSOLE
464287465EFAiShares MSCI EAFE Index$19.0M0.28%261,453CommonNONE
401kcash9401(k) Provider Balance$18.5M0.27%18,481,933CommonNONE
64110L106NFLXNetflix Inc.$18.5M0.27%41,947CommonNONE
539830109LMTLockheed Martin$18.3M0.27%39,701CommonNONE
58933Y105MRKMerck & Co$17.9M0.26%155,317CommonNONE
166764100CVXCHEVRON CORPORATION$17.8M0.26%113,283CommonNONE
68389X105ORCLOracle Corp$16.9M0.25%141,899CommonNONE
45866f104Intercontinental Exchange, Inc$16.9M0.25%149,379CommonSOLE
756109104ORealty Inc Crp Md Reit$16.6M0.24%277,983CommonNONE
617446448MSMORGAN STANLEY DEAN WITTER & C$16.6M0.24%194,014CommonNONE
25243q205Diageo Plc Spsd ADR$16.1M0.24%92,722CommonNONE
254687106DISDisney, Walt Co.$16.1M0.24%179,977CommonSOLE
007903107AMDAdvanced Micro Devices Inc.$15.7M0.23%137,796CommonNONE
882508104TXNTexas Instrument Inc$15.6M0.23%86,595CommonSOLE
89114yba8TD SPX 2-21-25 15 buff$15.5M0.23%14,640,000CommonNONE
808524201SCHXSchwab US Large Cap ETF$15.2M0.22%290,797CommonNONE
922908744VTVVanguard Value ETF$15.0M0.22%105,385CommonNONE
025816109AXPAmerican Express$15.0M0.22%85,939CommonSOLE
464287168DVYiShares Select Dividend ETF$14.9M0.22%131,617CommonNONE
531229854FWONKUSDLiberty Media Corp Delaware C$14.8M0.22%196,059CommonSOLE
009158106APDAir Products & Chemicals Inc$14.7M0.22%49,020CommonNONE
931142103WMTWalmart Inc$14.7M0.22%93,278CommonNONE
548661107LOWLOWES COMPANIES INC$14.6M0.22%64,903CommonNONE
30231g102Exxon Mobil Corp COM$14.6M0.21%136,038CommonNONE
464287622IWBiShares Russell 1000$14.6M0.21%59,822CommonNONE
97717w505Wisdomtree Midcap Dividend$14.4M0.21%343,114CommonNONE
381430503GSLCGS Activebeta Large Cap ETF$14.3M0.21%163,349CommonNONE
33734x176First Trust Tech Etf$14.1M0.21%122,558CommonNONE
25434v203Dimensional International Cr E$14.0M0.21%512,466CommonNONE
09247X101BLKCHFBlackrock Inc$13.9M0.20%20,040CommonNONE
654106103NKENike Inc.$13.8M0.20%124,676CommonNONE
92204A504VHTVanguard Health Care ETF$13.6M0.20%55,510CommonNONE
464287879IJSiShares S&P Small Cap 600 Valu$13.3M0.20%140,050CommonNONE
29414b104Epam Systems Inc$13.2M0.19%58,595CommonSOLE
464288273SCZiShares MSCI EAFE Small Cap In$12.9M0.19%218,397CommonNONE
101137107BSXBoston Scientific Corp$12.8M0.19%237,443CommonSOLE
097023105BABoeing Company$12.8M0.19%60,602CommonNONE
293792107EPDEnterprise Products Ptnrs$12.7M0.19%483,033CommonNONE
81369Y308XLPSPDR Consumer Staples Select S$12.3M0.18%165,530CommonNONE
68902v107Otis Worldwide Corp$12.0M0.18%134,304CommonSOLE
97717W760DLSWisdomTree Int'l Small Cap Div$11.8M0.17%199,125CommonNONE
87612E106TGTTarget$11.8M0.17%89,283CommonNONE
69374h881Pacer US Cash Cows 100 ETF$11.8M0.17%245,561CommonNONE
88160r101Tesla Inc.$11.6M0.17%44,257CommonNONE
717081103PFEPfizer Inc$11.4M0.17%310,593CommonNONE
92343v104Verizon Communicatons Com$11.4M0.17%306,310CommonNONE
922908736VUGVanguard Growth ETF$11.2M0.16%39,599CommonNONE
863667101SYKStryker Corp$11.2M0.16%36,595CommonNONE
62944T105NVRNVR Inc$10.8M0.16%1,701CommonNONE
81369Y704XLIIndustrial Select Sector SPDR$10.6M0.16%98,914CommonNONE
316092857FRELFidelity MSCI Real Estate ETF$10.4M0.15%415,949CommonNONE
46434v621iShares Tr. Core Div Growth$10.4M0.15%202,149CommonNONE
464287481IWPiShares Russell Mid Cap Growth$10.3M0.15%106,667CommonNONE
46137v332Invesco S&P 500 Healthcare$10.2M0.15%34,338CommonNONE
922908363VOOVanguard Index Fds S&P 500$9.9M0.15%24,250CommonNONE
25754A201DPZDomino's Pizza Inc$9.8M0.14%29,191CommonSOLE
92189f643VanEck Morningstar Wide Moat E$9.7M0.14%122,139CommonNONE
40057ltn1GS SPX 10-24-24 15 abs ret buf$9.7M0.14%9,190,000CommonNONE
922908751VBVanguard Small Cap ETF$9.6M0.14%48,276CommonNONE
81369Y506XLESPDR Energy Index$9.6M0.14%118,008CommonNONE
20030n101Comcast Corp. Cl A$9.5M0.14%228,659CommonNONE
98978V103ZTSZoetis Inc$9.5M0.14%54,928CommonNONE
45782c318Innovator S&P 500 Power Buffer$9.4M0.14%313,931CommonNONE
45782c748Innovator S&P 500 Power Buffer$9.3M0.14%294,306CommonNONE
009066101ABNBAirbnb Inc.$9.3M0.14%72,315CommonNONE
37954y293Global X MLP & Energy Infrastr$9.1M0.13%218,747CommonNONE
48132unq2JPM MXEF due 12-20-23 15 buff$9.1M0.13%10,915,000CommonNONE
922908512VOEVanguard Mid-Cap Value ETF$9.1M0.13%65,422CommonNONE
911312106UPSUnited Parcel Service Inc.$8.7M0.13%48,444CommonNONE
22788c105Crowdstrike Hldgs Inc$8.7M0.13%58,927CommonNONE
031162100AMGNAmgen Inc$8.5M0.12%38,263CommonNONE
45782c383Innovator S&P 500 Power Buffer$8.4M0.12%249,134CommonNONE
464287887IJTiShares S&P Small Cap 600 Grow$8.4M0.12%72,833CommonNONE
464287556IBBISHARES BIOTECHNOLOGY ETF$8.3M0.12%65,713CommonNONE
25434v724Dimensional US Marketwide Valu$8.2M0.12%238,256CommonNONE
26922a222Aptus Collared Income Opportun$8.2M0.12%262,466CommonNONE
89114ymj7TD SPX 7/23/24 15 abs ret buff$8.1M0.12%7,610,000CommonNONE
464287150ITOTIShares Core S&P Total US Stoc$8.0M0.12%81,850CommonNONE
929160109VMCVulcan Materials$7.9M0.12%35,208CommonNONE
37954y673Global X US Infrastructure Dev$7.9M0.12%249,985CommonNONE
25434v104Dimensional US Core Equity Mar$7.8M0.11%251,184CommonNONE
084990175Berkshire Htwy Cla100 Shs 1 Wh$7.8M0.11%1,500CommonNONE
01609w102Alibaba Group Holding Limited$7.7M0.11%92,854CommonNONE
559080106WEPMagellan Midstream Ptnrs LP$7.6M0.11%121,341CommonNONE
09259k401Blackstone Real Estate Income$7.5M0.11%514,752CommonNONE
464287234EEMiShares MSCI Emerg Mkts Indx F$7.5M0.11%189,391CommonNONE
889478103TOLToll Brothers$7.5M0.11%94,222CommonSOLE
808524797SCHDSchwab US Dividend Equity$7.4M0.11%101,459CommonNONE
743315103PGRProgressive Corp$7.3M0.11%54,994CommonNONE
464287473IWSiShares Russell Mid Cap Value$7.2M0.11%65,629CommonNONE
69343t107PJT Partners Inc$7.2M0.11%103,127CommonSOLE
81369Y886XLUSPDR Utilities Index$7.2M0.11%109,621CommonNONE
126650100CVSCVS Health Corp.$7.1M0.10%102,836CommonNONE
89114val1TD SPX due 9-20-24 15 buff$7.1M0.10%6,755,000CommonNONE
922908629VOVanguard Mid Cap Vipers Index$7.0M0.10%31,635CommonNONE
494368103KMBKIMBERLY CLARK$6.5M0.10%46,963CommonNONE
61773f6p3MS SPX due 4-22-24 15 buff$6.4M0.09%6,315,000CommonNONE
46434g764iShares MSCI Emerging Mkts ex$6.3M0.09%120,961CommonNONE
808524409SCHVSchwab US Large Cap Value$6.3M0.09%93,437CommonNONE
594918104MSFTMicrosoft Corp$6.3M0.09%18,400PUTNONE
48133ulz3JPM SPX due 8/28/2025$6.2M0.09%5,725,000CommonNONE
81762p102ServiceNow Inc$6.1M0.09%10,854CommonNONE
94106L109WMWaste Management Inc$6.1M0.09%34,990CommonNONE
33733e104First Trust Capital Strength E$6.0M0.09%79,753CommonSOLE
20825C104COPConocoPhillips$5.7M0.08%55,405CommonNONE
808524508SCHMSchwab US Mid-Cap ETF$5.7M0.08%79,808CommonNONE
922908637VVVanguard Large Cap ETF$5.6M0.08%27,781CommonNONE
29273v100Energy Transfer LP$5.6M0.08%440,685CommonNONE
458140100INTCIntel Corp$5.6M0.08%166,203CommonNONE
79466L302CRMSalesforce Inc$5.6M0.08%26,294CommonNONE
185899101CLFCleveland Cliffs Inc. / Jan 20$5.5M0.08%86,612CommonNONE
854502101SWKStanley Black & Decker$5.5M0.08%58,731CommonSOLE
25434v609Dimensional US Targeted Value$5.5M0.08%118,009CommonNONE
244199105DEDeere & Co$5.4M0.08%13,383CommonNONE
81369y852Communication Services Select$5.4M0.08%82,737CommonNONE
718172109PMPhilip Morris Int'l$5.4M0.08%55,081CommonNONE
922908611VBRVanguard Small Cap Value Fund$5.3M0.08%32,031CommonNONE
922908538VOTVanguard Mid Cap Growth ETF$5.1M0.07%24,740CommonNONE
45782c870Innovator S&P 500 Power Bffr E$4.9M0.07%158,736CommonNONE
46625H365JPMorgan Alerian MLP Index$4.8M0.07%207,947CommonNONE
40057l5a5GS SPX due 8-14-24 15 buff$4.6M0.07%4,600,000CommonNONE
46432f339iShares MSCI USA Quality Facto$4.6M0.07%34,014CommonSOLE
922908553VNQVanguard REIT Viper Index Seri$4.6M0.07%54,725CommonNONE
61774htu2MS SPX 4-24-25$4.5M0.07%3,685,000CommonNONE
89114yw31TD RTY 10/24/2024 15 abs ret b$4.5M0.07%4,402,000CommonNONE
808524300SCHGSchwab US Large Cap Growth$4.5M0.07%59,937CommonNONE
22822V101CCICROWN CASTLE INC$4.5M0.07%39,403CommonNONE
00507v109ACTIVISION BLIZZARD INC$4.5M0.07%52,882CommonNONE
g5960l103Medtronic Plc$4.5M0.07%50,578CommonNONE
38141G104GSGoldman Sachs Group, Inc.$4.4M0.06%13,561CommonNONE
808524607SCHASchwab US Small-Cap ETF$4.3M0.06%97,234CommonNONE
25434v302Dimensional Emerging Core Equi$4.2M0.06%177,802CommonNONE
02209S103MOAltria Group Inc.$4.1M0.06%89,489CommonNONE
872540109TJXTJX Companies Inc$4.0M0.06%47,630CommonNONE
039483102ADMArcher Daniels Midland Co.$4.0M0.06%53,377CommonNONE
037833100AAPLApple Inc$4.0M0.06%20,700PUTNONE
81369Y605XLFSPDR Financial Index$4.0M0.06%118,871CommonNONE
127387108CDNSCadence Design Systems$4.0M0.06%17,053CommonNONE
09260d107Blackstone Group Inc$3.9M0.06%42,272CommonNONE
45782c417Innovator S&P 500 Power Buffer$3.9M0.06%125,446CommonNONE
00206R102TA T & T Corp New$3.9M0.06%241,781CommonNONE
78016hte0RBC MXEA due 08/28/2025$3.9M0.06%3,695,000CommonNONE
459200101IBMInt'l Business Machines Corp.$3.8M0.06%28,711CommonNONE
701094104PHParker Hannifin Corp$3.8M0.06%9,744CommonNONE
90279dmm5UBS MID due 4-25-24 15 buff$3.8M0.06%3,845,000CommonNONE
303250104FICOFair Isaac and Co.$3.8M0.06%4,639CommonNONE
89532m101Trevi Therapeutics$3.7M0.05%1,534,652CommonSOLE
084670108BRK/ABerkshire Hathaway$3.6M0.05%7CommonNONE
78016ndc8RBC SPX due 11/24/2025$3.6M0.05%3,515,000CommonNONE
883556102TMOTHERMO FISHER CORP$3.6M0.05%6,909CommonNONE
33734H106FVDFirst Tr Value Line Dividend I$3.6M0.05%88,970CommonNONE
34959E109FTNTFortinet Inc$3.5M0.05%46,954CommonSOLE
949746101WMT2Wells Fargo & Company$3.5M0.05%82,501CommonNONE
149123101CATCaterpillar Inc$3.5M0.05%14,157CommonNONE
74340W103PLDPROLOGIS INC$3.5M0.05%28,255CommonNONE
922042874VGKVanguard Europe ETF$3.4M0.05%55,777CommonNONE
81369Y407XLYSPDR Consumer Discret Select S$3.3M0.05%19,618CommonNONE
808524805SCHFSchwab International Equity$3.3M0.05%91,326CommonNONE
776696106ROPRoper Industries$3.2M0.05%6,738CommonNONE
12503M108CBOECBO Global Mkts Inc$3.2M0.05%23,266CommonNONE
464288182AAXJiShares Tr MSCI AC Asia Ex Jap$3.1M0.05%46,378CommonNONE
172967424CCitigroup Inc$3.0M0.04%66,047CommonNONE
921909768VXUSVanguard Total Int'l Stock Ind$3.0M0.04%54,187CommonNONE
45782c573Innovator US Equity Power Buff$3.0M0.04%89,000CommonNONE
40057hmp2GS SPX due 12-20-23 15 Buff$3.0M0.04%2,760,000CommonNONE
988498101YUMYum! Brands Inc.$3.0M0.04%21,322CommonNONE
666807102NOCNorthrop Grumman Corp$3.0M0.04%6,476CommonNONE
25434v708Dimensional US Core Equity 2 E$2.9M0.04%106,376CommonNONE
921910816MGKVanguard Mega Cap Growth$2.9M0.04%12,172CommonNONE
038222105AMATApplied Materials$2.8M0.04%19,455CommonNONE
89114ttw2TD RTY due 4-25-24 15 buff$2.8M0.04%3,135,000CommonNONE
46641q332JPMorgan Equity Premium Income$2.8M0.04%50,187CommonNONE
452308109ITWIllinois Tool Works$2.7M0.04%10,937CommonNONE
369604301GEGENERAL ELEC CO REG SHS$2.7M0.04%24,762CommonNONE
56585A102MPCMarathon Petroleum Corp$2.7M0.04%23,225CommonNONE
46432f396iShares MSCI US Momentum Fctr$2.7M0.04%18,690CommonNONE
053015103ADPAutomatic Data Processing$2.7M0.04%12,229CommonNONE
375558103GILDGilead Sciences Inc$2.6M0.04%34,183CommonNONE
12008r107Builders First Source Inc$2.6M0.04%19,340CommonNONE
345370860FFord Motor Company$2.6M0.04%172,098CommonNONE
233051200DBEFDeutsche X Tracks MSCI EAFE$2.6M0.04%73,544CommonNONE
512807108LRCXEURLam Research Corp$2.6M0.04%4,030CommonNONE
06417n103Bank OZK$2.6M0.04%64,402CommonNONE
009066101ABNBAirbnb Inc.$2.6M0.04%20,000PUTNONE
185899101CLFCleveland Cliffs Inc. / Jan 20$2.6M0.04%40,000CALLNONE
670100205NVONovo-Nordisk ADR$2.5M0.04%15,458CommonNONE
59156R108METMetlife Inc.$2.5M0.04%44,073CommonNONE
89417E109TRVTravelers Companies Inc$2.5M0.04%14,311CommonNONE
921946406VYMVanguard High Dividend Yield E$2.5M0.04%23,310CommonNONE
031100100AMEAmetek Inc$2.5M0.04%15,183CommonNONE
88579Y101MMM3M Company$2.5M0.04%24,485CommonNONE
641069406NSRGYNestle SA ADR$2.4M0.04%20,264CommonNONE
461202103INTUIntuit$2.4M0.04%5,303CommonSOLE
89114y4b4TD RTY due 12-3-24 15 abs ret$2.4M0.04%2,322,000CommonNONE
17329ftj3C MXEA due 12-20-23 15 buff$2.4M0.04%2,555,000CommonNONE
48133mka7JPM MXEF 2-21-25 15 buff$2.4M0.04%2,175,000CommonNONE
66987V109NVSNovartis AG ADR$2.4M0.04%23,677CommonNONE
61773h7b9MS MXEA due 8-14-24 15 buff$2.4M0.04%2,500,000CommonNONE
902252105TYLTyler Technologies Inc$2.4M0.03%5,710CommonNONE
370334104GISGeneral Mills Inc$2.4M0.03%30,913CommonNONE
46429B689EFAViShares MSCI EAF Min Vol$2.4M0.03%35,007CommonNONE
231021106CMICummins Inc$2.3M0.03%9,579CommonNONE
127387108CDNSCadence Design Systems$2.3M0.03%10,000PUTNONE
65341b106Nextera Energy Partners Lp$2.3M0.03%39,890CommonNONE
g8994e103Trane Technologies PLC$2.3M0.03%12,102CommonNONE
78463X871GWXSPDR S&P Int'l Small Cap Fd$2.3M0.03%75,214CommonNONE
921910840MGVVanguard Mega Cap Value Index$2.3M0.03%21,901CommonNONE
26924g201ETF Managers Trust$2.3M0.03%44,668CommonNONE
036752103ELVElevance Health Inc$2.2M0.03%5,057CommonNONE
040413106ANETEURArista Networks, Inc.$2.2M0.03%13,696CommonNONE
260557103DOWDow Inc$2.2M0.03%41,595CommonNONE
808524102SCHBSchwab US Broad ETF$2.2M0.03%42,344CommonNONE
49456B101KMIKinder Morgan, Inc.$2.2M0.03%126,619CommonNONE
194162103CLColgate Palmolive$2.2M0.03%27,977CommonNONE
46137v506Invesco Dividend Achievers ETF$2.2M0.03%56,273CommonNONE
026874784AIGAmerican International Group$2.1M0.03%36,932CommonNONE
806857108SLBSchlumberger Limited$2.1M0.03%43,188CommonNONE
125523100CICigna Group$2.1M0.03%7,510CommonNONE
67577r102Ocuphire Pharma Inc Ordinary S$2.1M0.03%485,048CommonSOLE
17330pg60C MXEA 12-18-24 15 buff$2.1M0.03%1,835,000CommonNONE
78467X109DIASPDR Dow Jones Indl Avg ETF Se$2.1M0.03%6,050CommonNONE
718546104PSXPhillips 66$2.1M0.03%21,713CommonNONE
40057f7e8GS SPX 7-26-23 15 buff$2.1M0.03%1,710,000CommonNONE
46138g649Invesco NASDAQ 100 ETF$2.1M0.03%13,541CommonNONE
931427108WFCWalgreen Boots Alliance Inc$2.1M0.03%72,222CommonNONE
808513105SCHWCharles Schwab$2.1M0.03%36,187CommonNONE
92189f106Vaneck ETF TR$2.0M0.03%67,958CommonNONE
316092840FDVVFidelity High Dividend ETF$2.0M0.03%50,819CommonNONE
40057jv37GS MXEA due 4-25-24 15 buff$2.0M0.03%2,120,000CommonNONE
78016et49RBC SPX Due 11-22-23 15 Buff$2.0M0.03%1,820,000CommonNONE
78464a722SPDR S&P Pharmaceuticals ETF$2.0M0.03%48,432CommonNONE
808524847SCHHSchwab US REIT$2.0M0.03%101,563CommonNONE
771195104RHHBYRoche Holding ADR$2.0M0.03%51,400CommonNONE
90274d382UBS E-TRACS Alerian MLP Infras$1.9M0.03%98,009CommonNONE
24703l202Dell Technologies C$1.9M0.03%35,735CommonNONE
464286533EEMViShares MSCI Emerging Mkt Min$1.9M0.03%35,146CommonNONE
185899101CLFCleveland Cliffs Inc. / Jan 20$1.9M0.03%30,000PUTNONE
053332102AZOAutozone Inc$1.9M0.03%762CommonNONE
87612G101TRGPTarga Resources Prtns Com St$1.9M0.03%24,878CommonNONE
075887109BDXBECTON DICKINSON & COMPANY$1.9M0.03%7,058CommonNONE
26441C204DUKDuke Energy Corp.$1.9M0.03%20,646CommonNONE
48133g2r3JPM MXEF 12-18-24 15 buff$1.8M0.03%1,840,000CommonNONE
58155Q103MCKMcKesson HBOC Corp.$1.8M0.03%4,295CommonNONE
482480100KLACKLA - Tencor$1.8M0.03%3,765CommonNONE
655844108NSCNorfolk Southern$1.8M0.03%7,906CommonNONE
46137V779PKBInvesco Dynamic Building and C$1.8M0.03%32,957CommonNONE
45782c656Innovator S&P 500 Power Buffer$1.8M0.03%54,532CommonNONE
31428X106FDXFedex$1.8M0.03%7,171CommonNONE
571903202MARMarriott Intl Inc$1.8M0.03%9,658CommonNONE
126408103CSXCSX Corp$1.7M0.03%51,299CommonNONE
90279d2p0UBS RTY due 9-20-24 buffer$1.7M0.03%1,840,000CommonNONE
92206c714Vanguard Russell 1000 Value ET$1.7M0.03%25,128CommonNONE
922042775VEUVanguard FTSE All-World Ex-US$1.7M0.03%31,790CommonNONE
21036P108STZConstellation Brands Inc.$1.7M0.03%7,009CommonNONE
55336V100MPLXMPLX LP$1.7M0.03%50,346CommonNONE
808524706SCHESchwab Emerging Mkts ETF$1.7M0.03%69,371CommonNONE
82509l107Shopify Inc$1.7M0.03%26,362CommonNONE
N07059210ASMLASML Holding N.V.$1.7M0.03%2,349CommonNONE
025537101AEPAmerican Electric Power$1.7M0.02%19,930CommonNONE
48133cz21JPM MID due 8-14-24 15 buff$1.7M0.02%1,690,000CommonNONE
60937p106MongoDB Inc Cl A$1.7M0.02%4,072CommonNONE
92556v106Viatris Inc.$1.7M0.02%166,443CommonNONE
92206c680Vanguard Russell 1000 Growth E$1.7M0.02%23,460CommonNONE
95040q104Welltower Inc$1.6M0.02%20,262CommonNONE
14149Y108CAHCardinal Health Inc.$1.6M0.02%17,297CommonNONE
26875P101EOGEOG Resources$1.6M0.02%14,269CommonNONE
291011104EMREmerson Electric$1.6M0.02%18,030CommonNONE
502431109LHXL3Harris Technologies Inc$1.6M0.02%8,310CommonNONE
460690100IPGINTERPUBLIC$1.6M0.02%42,118CommonNONE
78016f3s1RBC MXEF due 4-25-24 15 buff$1.6M0.02%1,910,000CommonNONE
53223x107Life Storage Inc$1.6M0.02%12,184CommonNONE
571748102MRSHMarsh & McClennan Companies$1.6M0.02%8,544CommonNONE
91529Y106UNMUNUM Corp.$1.6M0.02%33,389CommonNONE
33733e203First Tr. NYSE Arca Biotech ET$1.6M0.02%10,390CommonNONE
369550108GDGeneral Dynamics$1.6M0.02%7,338CommonNONE
25434V880DFAXDimensional World ex U.S. Core$1.6M0.02%67,684CommonNONE
832696405SJMJ M Smucker$1.6M0.02%10,662CommonNONE
g54950103Linde PLC$1.6M0.02%4,109CommonNONE
217204106CPRTCopart Inc$1.6M0.02%17,079CommonNONE
620076307MSIMOTOROLA SOLUTIONS INC$1.5M0.02%5,113CommonNONE
842587107SOSouthern Company$1.5M0.02%21,302CommonNONE
03076C106AMPAmeriprise Financial Inc$1.5M0.02%4,484CommonNONE
808524672SCHYSchwab International Dividend$1.5M0.02%61,774CommonNONE
624756102MLIMueller Industries$1.5M0.02%16,750CommonNONE
44107P104HSTHost Hotels and Resorts$1.5M0.02%86,440CommonNONE
172062101CINFCincinnati Financial Corporati$1.5M0.02%14,927CommonNONE
464288448IDViShares Int'l Select Dividend$1.4M0.02%54,935CommonNONE
293712105EFSCEnterprise Financial Services$1.4M0.02%36,950CommonNONE
670346105NUENucor Corporation$1.4M0.02%8,806CommonNONE
962166104WYWeyerhauser Corporation$1.4M0.02%42,974CommonSOLE
436893200HOMBHome Bancshares Inc$1.4M0.02%62,450CommonSOLE
g51502105Johnson Controls Intl. PLC$1.4M0.02%20,816CommonNONE
03064d108AMERICOLD RLTY TR$1.4M0.02%43,818CommonSOLE
969457100WMBWilliams Companies, Inc.$1.4M0.02%42,844CommonNONE
90276bnr0UBS MXEF 7-26-23 15 buff$1.4M0.02%1,735,000CommonNONE
595112103MUMicron Technology$1.4M0.02%21,981CommonNONE
88076W103TDCTeradata$1.4M0.02%25,870CommonNONE
45782C540PDECInnovator U.S. Eq Power Buffer$1.4M0.02%41,146CommonNONE
14448c104Carrier Global Corp$1.4M0.02%27,256CommonNONE
48132rng1JPM MID 7-26-23 15 buff$1.3M0.02%1,225,000CommonNONE
53566p109Lineage Cell Therapeutics Inc$1.3M0.02%951,578CommonSOLE
50212V100LPLALPL FINANCIAL HOLDINGS INC$1.3M0.02%6,171CommonNONE
88076W103TDCTeradata$1.3M0.02%25,000PUTNONE
11133T103BRBROADRIDGE FINANCIAL SOL$1.3M0.02%7,952CommonNONE
70450y103PayPal Holdings, Inc$1.3M0.02%19,732CommonNONE
74144T108TROWT. Rowe Price Associates Inc$1.3M0.02%11,754CommonNONE
46120E602ISRGIntuitive Surgical Inc$1.3M0.02%3,839CommonNONE
03820C105AITApplied Industrial Technologie$1.3M0.02%9,018CommonNONE
45782c508Innovator S&P 500 Power Buffer$1.3M0.02%37,014CommonNONE
501044101KRKroger Co$1.3M0.02%27,648CommonNONE
928563402VMWAVMWare Inc.$1.3M0.02%9,032CommonNONE
363576109AJGArthur J. Gallagher$1.3M0.02%5,874CommonNONE
579780206MKCMcCormick & Co$1.3M0.02%14,749CommonNONE
009126202AIQUYAir Liquide ADR$1.3M0.02%35,887CommonNONE
40434l105HP Inc.$1.3M0.02%40,847CommonNONE
902973304USBUS Bancorp$1.3M0.02%37,958CommonNONE
172908105CTASCintas Inc.$1.2M0.02%2,497CommonNONE
81369Y100XLBMATERIALS SELECT SECTOR SPDR T$1.2M0.02%14,969CommonNONE
90279dyk6UBS RTY due 8-14-24 15 buff$1.2M0.02%1,310,000CommonNONE
046353108AZNNAstrazeneca$1.2M0.02%17,241CommonNONE
780259305SHELShell PLC$1.2M0.02%20,426CommonNONE
78409v104S & P Global Inc$1.2M0.02%3,049CommonNONE
464287739IYRiShares Dow Jones US RE Index$1.2M0.02%13,981CommonNONE
05589g102BRP Group Inc Cl A$1.2M0.02%48,613CommonNONE
97717x578Wisdomtree Emerg Markets$1.2M0.02%42,960CommonNONE
690742101OCOwens Corning$1.2M0.02%9,079CommonNONE
055622104BPBP Amoco PLC ADR$1.2M0.02%33,462CommonNONE
25434V807DFIVDimensional International Valu$1.2M0.02%35,909CommonNONE
30161N101EXCExelon Corp.$1.2M0.02%28,892CommonNONE
91913Y100VLOValero Energy$1.2M0.02%9,931CommonNONE
723787107PXDEURPIONEER NAT RES CO$1.2M0.02%5,615CommonNONE
464287689IWVIshares Russell 3000 I Fd$1.2M0.02%4,551CommonNONE
40057hdl1GS Mid Due 11-23-23 15 Buff$1.2M0.02%1,155,000CommonNONE
759509102RSReliance Steel & Aluminum Co$1.1M0.02%4,165CommonNONE
40057f7f5GS RTY 7-26-23 15 buff$1.1M0.02%1,145,000CommonNONE
416515104HIGHartford Financial Services Gr$1.1M0.02%15,634CommonNONE
466313103JBLJabil Circuit Inc$1.1M0.02%10,399CommonNONE
96145w103Riverview Acquisition Corp$1.1M0.02%103,250CommonNONE
892356106TSCOTractor Supply Company$1.1M0.02%5,063CommonNONE
67103H107ORLYO'Reilly Automotive Inc$1.1M0.02%1,166CommonNONE
237194105DRIDarden Restuarants$1.1M0.02%6,630CommonNONE
443510607HUBBHubbell Inc. Class B$1.1M0.02%3,341CommonNONE
911363109URIUnited Rentals$1.1M0.02%2,460CommonNONE
871607107SNPSSynopsys Inc$1.1M0.02%2,489CommonNONE
366651107ITGartner Group Inc. Cl A$1.1M0.02%3,034CommonNONE
404280406HSBCHSBC Holdings PLC ADR$1.0M0.02%26,450CommonNONE
42824c109Hewlett Packard Enterprise Co.$1.0M0.02%62,145CommonNONE
337738108FISVFiserv, Inc.$1.0M0.02%8,195CommonNONE
78463X202FEZSPDR Euro STOXX 50 ETF$1.0M0.02%22,339CommonNONE
189054109CLXClorox Co$1.0M0.02%6,414CommonNONE
46641q753JPMorgan US Value Factor ETF$1.0M0.01%28,561CommonNONE
H84989104TEL1USDTE Connectivity$1.0M0.01%7,262CommonNONE
81577f109Seelos Therapeutics Inc$1.0M0.01%851,402CommonSOLE
29444U700EQIXEquinix Corp$1.0M0.01%1,290CommonNONE
92532F100VRTXVertex Pharmaceuticals$1.0M0.01%2,865CommonNONE
891092108TTCToro Co$1.0M0.01%9,883CommonNONE
518439104ELEstee Lauder$1.0M0.01%5,094CommonNONE
745867101PHMPulteGroup Inc$999,7790.01%12,870CommonNONE
03073E105CORAmerisource Bergen Corp.$995,7150.01%5,174CommonNONE
46982l108Jacobs Engineering Group Inc$994,8720.01%8,368CommonNONE
548661107LOWLOWES COMPANIES INC$993,0800.01%4,400PUTNONE
86183P102SRIStoneridge Inc$988,2870.01%52,429CommonNONE
922908595VBKVanguard Small Cap Growth$985,5690.01%4,290CommonNONE
219350105GLWCorning, Inc.$984,9940.01%28,111CommonNONE
532457108LLYLilly, Eli Co$984,8580.01%2,100PUTNONE
316092600FHLCFidelity MSCI Health Care Inde$970,5190.01%15,376CommonNONE
28176E108EWEdwards Lifesciences Corp.$967,8260.01%10,260CommonNONE
384802104GWWW. W. Grainger Inc$960,5630.01%1,218CommonNONE
487836108KKellogg Co$960,1430.01%14,245CommonNONE
001055102AFLAflac Inc$959,5900.01%13,748CommonNONE
05280R100AUTLAutolus Therapeutics PLC ADR$955,5600.01%401,496CommonSOLE
74348a467ProShares S&P 500 Div Aristocr$946,7970.01%10,042CommonNONE
056752108BIDUBaidu ADR$940,4350.01%6,869CommonNONE
464288752ITBiShares US Home Construction$937,7040.01%10,975CommonNONE
550021109LULULululemon Athletica$935,2740.01%2,471CommonNONE
904767704Unilever PLC ADR$932,9860.01%17,897CommonNONE
69608a108Palantir Technologies Inc$929,2760.01%60,618CommonNONE
773903109ROKRockwell Automation Inc.$927,1380.01%2,814CommonNONE
749685103RPMRPM Inc.$924,0000.01%10,298CommonNONE
16359R103CHEChemed Corp$914,8830.01%1,689CommonNONE
857477103STTState Street Corp.$907,6240.01%12,403CommonNONE
g6095l109Aptiv PLC$907,0700.01%8,885CommonNONE
464287721IYWiShares US Technology$902,8510.01%8,293CommonNONE
759530108RELXRelx Plc$899,0780.01%26,894CommonNONE
90384S303ULTAUlta Beauty Inc$897,4250.01%1,907CommonNONE
02390a101America Movil SAB de CV ADR -$895,5280.01%41,383CommonNONE
693475105PNCPNC Financial Services Group$890,2940.01%7,069CommonNONE
209115104EDConsolidated Edison Co of NY$886,8330.01%9,810CommonNONE
25460e232Direxion Daily Small Cap Bear$884,3380.01%33,625CommonNONE
803054204SAPSAP SE Spon ADR$863,0420.01%6,308CommonNONE
595017104MCHPMicrochip Technology$848,9210.01%9,476CommonNONE
21037t109Constellation Energy Corp$847,7840.01%9,260CommonNONE
78016e3h8RBC RTY due 3-14-24 15 buff$846,2830.01%925,000CommonNONE
05337m104Avadel Pharmaceuticals PLC ADR$844,9300.01%51,270CommonSOLE
032654105ADIAnalog Devices Inc$840,3560.01%4,314CommonNONE
682189105ONON Semiconductor Corp$834,6540.01%8,825CommonNONE
615369105MCOMoody's Corp.$834,0140.01%2,399CommonNONE
40412C101HCAHCA Healthcare Inc.$831,5520.01%2,740CommonNONE
253868103DLRDigital Realty Trust Inc$829,4750.01%7,284CommonNONE
426281101JKHYHenry Jack and Associates Inc$829,1800.01%4,955CommonNONE
90353T100UBERUBER TECHNOLOGIES INC$828,9920.01%19,203CommonNONE
872590104TMUST-MOBILE US INC$826,0380.01%5,947CommonNONE
74762E102QUREQuanta Services Inc.$821,9470.01%4,184CommonNONE
526107107LIILennox International Inc$815,5010.01%2,501CommonNONE
98850p109Yum China Holdings Inc$812,3520.01%14,378CommonNONE
75886F107REGNRegeneron Pharmaceuticals Inc$810,5130.01%1,128CommonNONE
G02602103DOXAmdocs Ltd$807,1480.01%8,165CommonNONE
05368v106Avient Corp$804,6670.01%19,674CommonNONE
552953101MGMMGM Resorts International$798,5650.01%18,182CommonNONE
33734x143First Trust Health Care Alpha$796,1540.01%7,351CommonNONE
171340102CHDChurch & Dwight Co$795,5740.01%7,937CommonNONE
78464a854SPDR Portfolio Large Cap ETF$794,2610.01%15,242CommonNONE
464287515IGViShares North Amer Tech-Softwa$792,8970.01%2,292CommonNONE
278865100ECLEcolabs Inc.$792,8920.01%4,247CommonNONE
464288521USRTiShares Core U.S. REIT ETF$791,5610.01%15,397CommonNONE
40057ll58GS MXEA due 9-20-24 15 buff$781,6100.01%775,000CommonNONE
052769106ADSKAutodesk$780,8590.01%3,816CommonNONE
78468r853SPDR Portfolio Small Cap ETF$780,5720.01%20,097CommonNONE
12572Q105CMECME Group Inc$777,0990.01%4,194CommonNONE
78464A870XBISPDR S&P Biotech$769,7020.01%9,251CommonNONE
502441306LVMUYLVMH ADR$767,1190.01%4,074CommonNONE
464287341IXCiShares S&P Global Energy Sect$766,9050.01%20,605CommonNONE
92204A207VDCVanguard Sector Index Fd Cons$766,7580.01%3,943CommonNONE
p31076105Copa Holdings Sa Class A$765,0420.01%6,918CommonNONE
464287762IYHiShares US Healthcare Index$763,5530.01%2,725CommonNONE
49338L103KEYSKEYSIGHT TECHNOLOGIES INC$755,2820.01%4,510CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.