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MAI Capital Management

Q3 2023 · 13F-HR

MAI Capital Managementholdings as filed

Filed 2023-11-14 · accession 0001040197-23-000004

$6.72B
Reported value
1,101
Positions
2023-09-30
Period end
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Holdings as filed

First 500 of 1101

CUSIPTickerIssuerValue% port.SharesClassVoting
464287200IVViShares S&P 500 Index$525.5M7.81%1,223,744CommonNONE
037833100AAPLApple Inc$258.8M3.85%1,511,616CommonNONE
78462f103SPDR S&P 500 ETF TRUST$254.6M3.79%595,468CommonNONE
594918104MSFTMicrosoft Corp$245.2M3.65%776,698CommonNONE
464287507IJHiShares S&P Mid Cap Index$152.9M2.27%613,382CommonNONE
464287804IJRiShares S&P Small Cap Index$113.8M1.69%1,205,970CommonNONE
921908844VIGVanguard Dividend Appreciation$109.3M1.63%703,643CommonNONE
921943858VEAVanguard FTSE Developed Mkts E$102.2M1.52%2,338,022CommonNONE
023135106AMZNAmazon Com Inc$102.0M1.52%802,207CommonNONE
464287408IVEiShares S&P Barra Value Index$96.3M1.43%625,742CommonNONE
464287614IWFiShares Russell 1000 Growth In$95.1M1.41%357,610CommonNONE
78467Y107MDYSPDR S&P Mid Cap 400 ETF$94.6M1.41%207,259CommonNONE
46432f842iShares Core MSCI EAFE$81.9M1.22%1,273,495CommonNONE
46090e103INVESCO QQQ TR SER 1$79.1M1.18%220,659CommonNONE
02079k107Alphabet Inc Class C$78.5M1.17%595,587CommonNONE
02079K305GOOGLAlphabet Inc Class$76.6M1.14%585,325CommonNONE
922908769VTIVanguard Tot Stock Mrkt ETF$75.6M1.12%355,781CommonNONE
464287655IWMiShares Russell 2000 Index$67.8M1.01%383,520CommonNONE
922042858VWOVanguard FTSE Emerging Mkts ET$67.6M1.00%1,723,129CommonNONE
92826C839VVisa Inc Class A Shares$65.8M0.98%285,983CommonNONE
478160104JNJJohnson and Johnson$65.6M0.98%421,283CommonNONE
78464A763SDYSPDR S&P Dividend ETF$65.2M0.97%566,904CommonNONE
437076102HDHome Depot Inc$60.9M0.91%201,611CommonNONE
91324P102UNHUnitedHealth Group Inc$60.9M0.91%120,787CommonNONE
464287309IVWiShares S&P 500 Growth$60.2M0.89%879,232CommonNONE
464287606IJKiShares S&P Mid Cap 400 Growth$56.1M0.83%776,292CommonNONE
46434g103iShares Core MSCI Emerging Mkt$55.4M0.82%1,163,544CommonNONE
67066G104NVDANvidia Corp$55.1M0.82%126,641CommonNONE
00287y109Abbvie Inc$51.3M0.76%344,403CommonNONE
11135F101AVGOBroadcom Inc$51.0M0.76%61,346CommonNONE
532457108LLYLilly, Eli Co$49.1M0.73%91,499CommonNONE
17275r102Cisco Systems Inc$48.5M0.72%902,164CommonNONE
46625H100JPMJP Morgan Chase & Co$46.0M0.68%317,370CommonNONE
30303M102METAMeta Platforms Inc$45.8M0.68%152,464CommonNONE
824348106SHWSherwin Williams Company$44.0M0.65%172,511CommonNONE
713448108PEPPepsico Inc$43.5M0.65%256,682CommonNONE
46137V357RSPInvesco S&P 500 Equal Weight E$41.7M0.62%294,329CommonNONE
084670702BRK/BBerkshire Hathaway Class B$41.2M0.61%117,714CommonNONE
742718109PGProcter & Gamble Co$41.2M0.61%282,567CommonNONE
22160K105COSTCostco Wholesale Corp$40.5M0.60%71,633CommonNONE
002824100ABTAbbott Labs$38.8M0.58%400,174CommonNONE
464287598IWDiShares Russell 1000 Value Ind$37.5M0.56%247,241CommonNONE
747525103QCOMQualcomm Incorporated$37.3M0.55%335,425CommonNONE
808524300SCHGSchwab US Large Cap Growth$36.4M0.54%501,108CommonNONE
464287705IJJiShares S&P Mid Cap 400 Value$35.6M0.53%353,008CommonNONE
580135101MCDMcDonalds Corp$34.5M0.51%131,064CommonNONE
438516106HONHoneywell Intl Inc$34.3M0.51%185,462CommonNONE
57636Q104MAMastercard$34.2M0.51%86,457CommonNONE
46137v100Invesco Aerospace Defense ETF$34.0M0.51%426,632CommonNONE
464287630IWNiShares Russell 2000 Value Ind$33.9M0.50%250,433CommonNONE
G1151C101ACNAccenture PLC Cl A$33.6M0.50%109,258CommonNONE
00724F101ADBEAdobe Inc$32.2M0.48%63,092CommonNONE
110122108BMYBristol-Myers Squibb Co$30.2M0.45%520,845CommonNONE
65339F101NEENextera Energy Inc$29.7M0.44%519,061CommonNONE
h1467j104Chubb Ltd$29.0M0.43%139,151CommonNONE
75513E101RTXRTX Corp$28.6M0.42%397,021CommonNONE
81369Y803XLKSPDR Technology Index$27.9M0.42%170,477CommonNONE
G29183103ETNEaton Corp Plc$25.4M0.38%118,952CommonNONE
09857l108Booking Holdings Inc$25.2M0.37%8,164CommonNONE
81369Y209XLVSPDR Health Care Select$24.9M0.37%193,386CommonNONE
191216100KOCOCA COLA COM$24.5M0.36%438,076CommonNONE
46429b697iShares MSCI USA Min Volatilit$23.6M0.35%326,605CommonNONE
855244109SBUXStarbucks Corp$23.6M0.35%258,932CommonNONE
060505104BACBank of America Corp$23.0M0.34%841,555CommonNONE
92206c730Vanguard Russell 1000 ETF$22.4M0.33%114,909CommonNONE
235851102DHRDanaher Corp$21.5M0.32%86,740CommonNONE
609207105MDLZMondelez International Inc$21.1M0.31%303,320CommonNONE
464287499IWRiShares Russell Mid Cap Index$21.0M0.31%303,685CommonNONE
464287648IWOiShares Russell 2000 Growth In$20.9M0.31%93,032CommonNONE
166764100CVXCHEVRON CORPORATION$20.8M0.31%123,140CommonNONE
464287465EFAiShares MSCI EAFE Index$20.7M0.31%300,005CommonNONE
92204A702VGTVanguard Information Technolog$20.2M0.30%48,679CommonNONE
907818108UNPUnion Pacific Corp$20.0M0.30%98,094CommonNONE
92343v104Verizon Communicatons Com$19.6M0.29%605,203CommonNONE
697435105PANWPalo Alto Networks Inc.$19.4M0.29%82,953CommonNONE
401kcash9401(k) Provider Balance$18.3M0.27%18,257,082CommonNONE
03027X100AMTAmerican Tower$17.4M0.26%105,930CommonNONE
92189f643VanEck Morningstar Wide Moat E$17.1M0.26%226,108CommonNONE
64110L106NFLXNetflix Inc.$17.1M0.25%45,171CommonNONE
874039100TSMTaiwan Manufacturing Inc$16.6M0.25%190,724CommonNONE
30231g102Exxon Mobil Corp COM$16.4M0.24%139,238CommonNONE
45866f104Intercontinental Exchange, Inc$16.2M0.24%147,016CommonNONE
931142103WMTWalmart Inc$16.2M0.24%101,106CommonNONE
539830109LMTLockheed Martin$16.1M0.24%39,439CommonNONE
617446448MSMORGAN STANLEY DEAN WITTER & C$16.1M0.24%197,232CommonNONE
58933Y105MRKMerck & Co$15.9M0.24%154,369CommonNONE
69374h881Pacer US Cash Cows 100 ETF$15.5M0.23%313,564CommonNONE
922908744VTVVanguard Value ETF$15.3M0.23%110,805CommonNONE
68389X105ORCLOracle Corp$15.2M0.23%143,144CommonNONE
89114yba8TD SPX 2-21-25 15 buff$15.0M0.22%14,565,000CommonNONE
20825C104COPConocoPhillips$14.7M0.22%123,016CommonNONE
808524201SCHXSchwab US Large Cap ETF$14.3M0.21%283,057CommonNONE
29414b104Epam Systems Inc$14.1M0.21%55,188CommonSOLE
756109104ORealty Inc Crp Md Reit$14.0M0.21%280,970CommonNONE
922908736VUGVanguard Growth ETF$14.0M0.21%51,477CommonNONE
458140100INTCIntel Corp$14.0M0.21%393,595CommonNONE
98978V103ZTSZoetis Inc$14.0M0.21%80,388CommonNONE
464287622IWBiShares Russell 1000$14.0M0.21%59,440CommonNONE
97717w505Wisdomtree Midcap Dividend$13.9M0.21%339,625CommonNONE
92204A504VHTVanguard Health Care ETF$13.6M0.20%58,023CommonNONE
009158106APDAir Products & Chemicals Inc$13.6M0.20%47,953CommonNONE
45782c656Innovator S&P 500 Power Buffer$13.6M0.20%418,534CommonNONE
381430503GSLCGS Activebeta Large Cap ETF$13.5M0.20%160,583CommonNONE
464287168DVYiShares Select Dividend ETF$13.5M0.20%125,139CommonNONE
293792107EPDEnterprise Products Ptnrs$13.4M0.20%490,002CommonNONE
922908629VOVanguard Mid Cap Vipers Index$13.3M0.20%64,102CommonNONE
464287879IJSiShares S&P Small Cap 600 Valu$13.3M0.20%149,255CommonNONE
548661107LOWLOWES COMPANIES INC$13.2M0.20%63,457CommonNONE
25243q205Diageo Plc Spsd ADR$13.1M0.19%87,762CommonNONE
09247X101BLKCHFBlackrock Inc$13.0M0.19%20,104CommonNONE
808524797SCHDSchwab US Dividend Equity$13.0M0.19%183,032CommonNONE
81369Y506XLESPDR Energy Index$12.9M0.19%143,022CommonNONE
33734x176First Trust Tech Etf$12.6M0.19%113,810CommonNONE
25434v203Dimensional International Cr E$12.2M0.18%469,006CommonNONE
464288273SCZiShares MSCI EAFE Small Cap In$12.2M0.18%215,980CommonNONE
654106103NKENike Inc.$12.1M0.18%126,158CommonNONE
97717W760DLSWisdomTree Int'l Small Cap Div$12.0M0.18%208,123CommonNONE
88160r101Tesla Inc.$11.9M0.18%47,544CommonNONE
531229755FWONKLiberty Formula One Group Regi$11.9M0.18%190,728CommonSOLE
81369Y308XLPSPDR Consumer Staples Select S$11.8M0.18%171,920CommonNONE
101137107BSXBoston Scientific Corp$11.6M0.17%219,321CommonNONE
007903107AMDAdvanced Micro Devices Inc.$11.5M0.17%112,077CommonNONE
81369Y704XLIIndustrial Select Sector SPDR$10.8M0.16%106,685CommonNONE
097023105BABoeing Company$10.6M0.16%55,201CommonNONE
031162100AMGNAmgen Inc$10.4M0.16%38,822CommonNONE
25754A201DPZDomino's Pizza Inc$10.4M0.15%27,421CommonNONE
68902v107Otis Worldwide Corp$10.3M0.15%128,177CommonNONE
025816109AXPAmerican Express$10.2M0.15%68,190CommonNONE
922908363VOOVanguard Index Fds S&P 500$10.0M0.15%25,535CommonNONE
922908751VBVanguard Small Cap ETF$10.0M0.15%52,935CommonNONE
20030n101Comcast Corp. Cl A$10.0M0.15%225,171CommonNONE
717081103PFEPfizer Inc$9.9M0.15%299,369CommonNONE
009066101ABNBAirbnb Inc.$9.9M0.15%71,928CommonNONE
46434v621iShares Tr. Core Div Growth$9.8M0.15%197,785CommonNONE
464287481IWPiShares Russell Mid Cap Growth$9.6M0.14%105,505CommonNONE
62944T105NVRNVR Inc$9.6M0.14%1,607CommonNONE
009066101ABNBAirbnb Inc.$9.5M0.14%69,000PUTNONE
316092857FRELFidelity MSCI Real Estate ETF$9.4M0.14%413,997CommonNONE
863667101SYKStryker Corp$9.4M0.14%34,357CommonNONE
808524409SCHVSchwab US Large Cap Value$9.3M0.14%145,014CommonNONE
46137v332Invesco S&P 500 Healthcare$9.2M0.14%336,184CommonNONE
40057ltn1GS SPX 10-24-24 15 abs ret buf$9.2M0.14%9,015,000CommonNONE
254687106DISDisney, Walt Co.$9.1M0.13%111,942CommonNONE
37954y293Global X MLP & Energy Infrastr$8.8M0.13%207,308CommonNONE
26922a222Aptus Collared Income Opportun$8.5M0.13%278,008CommonNONE
48132unq2JPM MXEF due 12-20-23 15 buff$8.4M0.13%10,515,000CommonNONE
922908512VOEVanguard Mid-Cap Value ETF$8.3M0.12%63,166CommonNONE
69343t107PJT Partners Inc$8.2M0.12%103,778CommonSOLE
25434v724Dimensional US Marketwide Valu$8.2M0.12%241,127CommonNONE
89114ymj7TD SPX 7/23/24 15 abs ret buff$8.1M0.12%7,560,000CommonNONE
69121k104Blue Owl Capital Corp Ordinary$8.1M0.12%587,275CommonNONE
22788c105Crowdstrike Hldgs Inc$8.0M0.12%47,736CommonNONE
084990175Berkshire Htwy Cla100 Shs 1 Wh$8.0M0.12%1,500CommonNONE
464287887IJTiShares S&P Small Cap 600 Grow$7.9M0.12%72,260CommonNONE
464287556IBBISHARES BIOTECHNOLOGY ETF$7.9M0.12%64,242CommonNONE
464287150ITOTIShares Core S&P Total US Stoc$7.8M0.12%82,988CommonNONE
743315103PGRProgressive Corp$7.8M0.12%56,060CommonNONE
25434v104Dimensional US Core Equity Mar$7.7M0.11%257,087CommonNONE
45782C813PJULInnovator S&P 500 Power Buffer$7.6M0.11%226,958CommonNONE
911312106UPSUnited Parcel Service Inc.$7.6M0.11%49,056CommonNONE
09259k401Blackstone Real Estate Income$7.6M0.11%512,907CommonNONE
45782c276Innovator Nasdaq-100 Power Bfr$7.6M0.11%149,589CommonNONE
37954y673Global X US Infrastructure Dev$7.6M0.11%249,801CommonNONE
45782C680PAUGInnovator S&P 500 Power Buffer$7.5M0.11%241,054CommonNONE
464287234EEMiShares MSCI Emerg Mkts Indx F$7.2M0.11%188,934CommonNONE
929160109VMCVulcan Materials$7.1M0.11%35,152CommonNONE
464287473IWSiShares Russell Mid Cap Value$7.1M0.11%68,038CommonNONE
126650100CVSCVS Health Corp.$7.0M0.10%100,167CommonNONE
882508104TXNTexas Instrument Inc$6.8M0.10%43,058CommonNONE
89114val1TD SPX due 9-20-24 15 buff$6.8M0.10%6,705,000CommonNONE
889478103TOLToll Brothers$6.7M0.10%90,620CommonNONE
29273v100Energy Transfer LP$6.7M0.10%475,325CommonNONE
12572Q105CMECME Group Inc$6.6M0.10%32,830CommonNONE
038222105AMATApplied Materials$6.2M0.09%44,708CommonNONE
808524508SCHMSchwab US Mid-Cap ETF$6.1M0.09%90,631CommonNONE
48133ulz3JPM SPX due 8/28/2025$6.1M0.09%5,725,000CommonNONE
81369Y886XLUSPDR Utilities Index$6.1M0.09%102,852CommonNONE
61773f6p3MS SPX due 4-22-24 15 buff$6.0M0.09%6,190,000CommonNONE
46434g764iShares MSCI Emerging Mkts ex$6.0M0.09%120,572CommonNONE
81762p102ServiceNow Inc$5.7M0.09%10,252CommonNONE
22788c105Crowdstrike Hldgs Inc$5.6M0.08%33,500PUTNONE
33733e104First Trust Capital Strength E$5.6M0.08%75,537CommonSOLE
94106L109WMWaste Management Inc$5.5M0.08%35,775CommonNONE
494368103KMBKIMBERLY CLARK$5.4M0.08%44,493CommonNONE
922908637VVVanguard Large Cap ETF$5.4M0.08%27,442CommonNONE
46625H365JPMorgan Alerian MLP Index$5.3M0.08%216,499CommonNONE
682680103OKEONEOK Inc$5.3M0.08%84,207CommonNONE
79466L302CRMSalesforce Inc$5.3M0.08%25,952CommonNONE
25434v609Dimensional US Targeted Value$5.3M0.08%115,018CommonNONE
87612E106TGTTarget$5.2M0.08%46,922CommonNONE
81369y852Communication Services Select$5.1M0.08%78,330CommonNONE
244199105DEDeere & Co$5.1M0.08%13,598CommonNONE
718172109PMPhilip Morris Int'l$5.1M0.08%54,896CommonNONE
38141G104GSGoldman Sachs Group, Inc.$4.9M0.07%15,222CommonNONE
00507v109ACTIVISION BLIZZARD INC$4.8M0.07%51,717CommonNONE
922908538VOTVanguard Mid Cap Growth ETF$4.8M0.07%24,782CommonNONE
854502101SWKStanley Black & Decker$4.8M0.07%57,729CommonNONE
46432f339iShares MSCI USA Quality Facto$4.8M0.07%36,262CommonSOLE
09260d107Blackstone Group Inc$4.7M0.07%44,137CommonNONE
922908611VBRVanguard Small Cap Value Fund$4.7M0.07%29,313CommonNONE
89114yw31TD RTY 10/24/2024 15 abs ret b$4.5M0.07%4,377,000CommonNONE
61774htu2MS SPX 4-24-25$4.4M0.07%3,685,000CommonNONE
594918104MSFTMicrosoft Corp$4.4M0.07%14,000PUTNONE
40057l5a5GS SPX due 8-14-24 15 buff$4.3M0.06%4,475,000CommonNONE
872540109TJXTJX Companies Inc$4.3M0.06%47,962CommonNONE
922908553VNQVanguard REIT Viper Index Seri$4.3M0.06%56,253CommonNONE
084670108BRK/ABerkshire Hathaway$4.3M0.06%8CommonNONE
039483102ADMArcher Daniels Midland Co.$4.2M0.06%56,044CommonNONE
459200101IBMInt'l Business Machines Corp.$4.2M0.06%30,098CommonNONE
127387108CDNSCadence Design Systems$4.1M0.06%17,511CommonNONE
25434v302Dimensional Emerging Core Equi$4.0M0.06%179,216CommonNONE
874054109TTWOTake Two Interactive$4.0M0.06%28,563CommonNONE
02209S103MOAltria Group Inc.$4.0M0.06%95,347CommonNONE
037833100AAPLApple Inc$4.0M0.06%23,400PUTNONE
149123101CATCaterpillar Inc$4.0M0.06%14,562CommonNONE
12503M108CBOECBO Global Mkts Inc$3.9M0.06%25,165CommonNONE
808524607SCHASchwab US Small-Cap ETF$3.9M0.06%94,892CommonNONE
45782c318Innovator S&P 500 Power Buffer$3.9M0.06%130,897CommonNONE
701094104PHParker Hannifin Corp$3.8M0.06%9,865CommonNONE
56585A102MPCMarathon Petroleum Corp$3.8M0.06%25,353CommonNONE
g5960l103Medtronic Plc$3.8M0.06%48,297CommonNONE
78016hte0RBC MXEA due 08/28/2025$3.7M0.06%3,695,000CommonNONE
81369Y605XLFSPDR Financial Index$3.7M0.05%111,330CommonNONE
00206R102TA T & T Corp New$3.6M0.05%239,138CommonNONE
78016ndc8RBC SPX due 11/24/2025$3.6M0.05%3,515,000CommonNONE
90279dmm5UBS MID due 4-25-24 15 buff$3.5M0.05%3,685,000CommonNONE
22822V101CCICROWN CASTLE INC$3.5M0.05%37,844CommonNONE
303250104FICOFair Isaac and Co.$3.5M0.05%3,999CommonNONE
01609w102Alibaba Group Holding Limited$3.5M0.05%40,006CommonNONE
06375m5b7BMO SPX due 02/02/2026$3.4M0.05%3,640,000CommonNONE
776696106ROPRoper Industries$3.4M0.05%7,034CommonNONE
949746101WMT2Wells Fargo & Company$3.3M0.05%80,608CommonNONE
127387108CDNSCadence Design Systems$3.3M0.05%13,900PUTNONE
883556102TMOTHERMO FISHER CORP$3.2M0.05%6,372CommonNONE
81369Y407XLYSPDR Consumer Discret Select S$3.2M0.05%19,996CommonNONE
808524805SCHFSchwab International Equity$3.2M0.05%94,648CommonNONE
053015103ADPAutomatic Data Processing$3.2M0.05%13,159CommonNONE
89532m101Trevi Therapeutics$3.2M0.05%1,451,400CommonSOLE
45782c383Innovator S&P 500 Power Buffer$3.1M0.05%93,061CommonNONE
922042874VGKVanguard Europe ETF$3.1M0.05%53,505CommonNONE
369604301GEGENERAL ELEC CO REG SHS$3.0M0.04%27,118CommonNONE
452327109ILMNIllumina Inc.$3.0M0.04%21,725CommonSOLE
74340W103PLDPROLOGIS INC$3.0M0.04%26,541CommonNONE
78463X871GWXSPDR S&P Int'l Small Cap Fd$3.0M0.04%101,383CommonNONE
464288182AAXJiShares Tr MSCI AC Asia Ex Jap$3.0M0.04%46,470CommonNONE
45782c748Innovator S&P 500 Power Buffer$2.9M0.04%94,195CommonNONE
921909768VXUSVanguard Total Int'l Stock Ind$2.9M0.04%54,786CommonNONE
46641q332JPMorgan Equity Premium Income$2.9M0.04%54,654CommonNONE
25434v708Dimensional US Core Equity 2 E$2.9M0.04%110,411CommonNONE
40057hmp2GS SPX due 12-20-23 15 Buff$2.9M0.04%2,760,000CommonNONE
666807102NOCNorthrop Grumman Corp$2.9M0.04%6,487CommonNONE
670100205NVONovo-Nordisk ADR$2.8M0.04%30,819CommonNONE
806857108SLBSchlumberger Limited$2.8M0.04%47,262CommonNONE
59156R108METMetlife Inc.$2.8M0.04%43,774CommonNONE
89114ttw2TD RTY due 4-25-24 15 buff$2.8M0.04%3,135,000CommonNONE
461202103INTUIntuit$2.7M0.04%5,355CommonSOLE
33734H106FVDFirst Tr Value Line Dividend I$2.7M0.04%73,080CommonSOLE
375558103GILDGilead Sciences Inc$2.7M0.04%36,391CommonNONE
15135B101CNCCentene$2.6M0.04%38,130CommonSOLE
921910816MGKVanguard Mega Cap Growth$2.6M0.04%11,404CommonNONE
452308109ITWIllinois Tool Works$2.6M0.04%11,142CommonNONE
g8994e103Trane Technologies PLC$2.6M0.04%12,631CommonNONE
233051200DBEFDeutsche X Tracks MSCI EAFE$2.6M0.04%73,164CommonNONE
921910840MGVVanguard Mega Cap Value Index$2.5M0.04%24,986CommonNONE
921946406VYMVanguard High Dividend Yield E$2.5M0.04%24,406CommonNONE
512807108LRCXEURLam Research Corp$2.5M0.04%3,994CommonNONE
641069406NSRGYNestle SA ADR$2.5M0.04%21,871CommonNONE
988498101YUMYum! Brands Inc.$2.5M0.04%19,831CommonNONE
718546104PSXPhillips 66$2.5M0.04%20,503CommonNONE
89417E109TRVTravelers Companies Inc$2.4M0.04%14,911CommonNONE
17329ftj3C MXEA due 12-20-23 15 buff$2.4M0.04%2,555,000CommonNONE
06417n103Bank OZK$2.4M0.04%65,168CommonNONE
40057l3c3Goldman Sachs 24m SPX Market L$2.4M0.04%2,250,000CommonNONE
26924g201ETF Managers Trust$2.4M0.04%46,315CommonNONE
66987V109NVSNovartis AG ADR$2.4M0.04%23,411CommonNONE
040413106ANETEURArista Networks, Inc.$2.4M0.04%12,919CommonNONE
89114y4b4TD RTY due 12-3-24 15 abs ret$2.3M0.03%2,297,000CommonNONE
61773h7b9MS MXEA due 8-14-24 15 buff$2.3M0.03%2,500,000CommonNONE
12008r107Builders First Source Inc$2.3M0.03%18,503CommonNONE
90274d382UBS E-TRACS Alerian MLP Infras$2.3M0.03%108,320CommonNONE
46429B689EFAViShares MSCI EAF Min Vol$2.3M0.03%34,829CommonNONE
031100100AMEAmetek Inc$2.3M0.03%15,325CommonNONE
46432f396iShares MSCI US Momentum Fctr$2.3M0.03%16,205CommonNONE
24703l202Dell Technologies C$2.3M0.03%32,766CommonNONE
026874784AIGAmerican International Group$2.3M0.03%37,133CommonNONE
125523100CICigna Group$2.2M0.03%7,857CommonNONE
48133mka7JPM MXEF 2-21-25 15 buff$2.2M0.03%2,125,000CommonNONE
88579Y101MMM3M Company$2.2M0.03%23,923CommonNONE
902252105TYLTyler Technologies Inc$2.2M0.03%5,706CommonNONE
74463M106PUBGYPublicis Group SA ADR$2.2M0.03%116,419CommonNONE
46138g649Invesco NASDAQ 100 ETF$2.1M0.03%14,494CommonNONE
231021106CMICummins Inc$2.1M0.03%9,281CommonNONE
036752103ELVElevance Health Inc$2.1M0.03%4,822CommonNONE
808524102SCHBSchwab US Broad ETF$2.1M0.03%42,049CommonNONE
172967424CCitigroup Inc$2.1M0.03%50,832CommonNONE
87612G101TRGPTarga Resources Prtns Com St$2.0M0.03%23,851CommonNONE
260557103DOWDow Inc$2.0M0.03%39,640CommonNONE
49456B101KMIKinder Morgan, Inc.$2.0M0.03%123,091CommonNONE
46434v381iShares Exponential Technologi$2.0M0.03%38,831CommonNONE
45782c573Innovator US Equity Power Buff$2.0M0.03%61,069CommonNONE
g54950103Linde PLC$2.0M0.03%5,397CommonNONE
17330pg60C MXEA 12-18-24 15 buff$2.0M0.03%1,835,000CommonNONE
40057jv37GS MXEA due 4-25-24 15 buff$2.0M0.03%2,120,000CommonNONE
45782c870Innovator S&P 500 Power Bffr E$2.0M0.03%64,247CommonNONE
78467X109DIASPDR Dow Jones Indl Avg ETF Se$1.9M0.03%5,816CommonNONE
316092840FDVVFidelity High Dividend ETF$1.9M0.03%50,477CommonNONE
571903202MARMarriott Intl Inc$1.9M0.03%9,888CommonNONE
58155Q103MCKMcKesson HBOC Corp.$1.9M0.03%4,466CommonNONE
46137v506Invesco Dividend Achievers ETF$1.9M0.03%52,640CommonNONE
78016et49RBC SPX Due 11-22-23 15 Buff$1.9M0.03%1,820,000CommonNONE
11135F101AVGOBroadcom Inc$1.9M0.03%2,300PUTNONE
571748102MRSHMarsh & McClennan Companies$1.9M0.03%9,896CommonNONE
464286533EEMViShares MSCI Emerging Mkt Min$1.9M0.03%35,245CommonNONE
053332102AZOAutozone Inc$1.9M0.03%731CommonNONE
369550108GDGeneral Dynamics$1.9M0.03%8,391CommonNONE
808513105SCHWCharles Schwab$1.8M0.03%33,644CommonNONE
345370860FFord Motor Company$1.8M0.03%148,707CommonNONE
31428X106FDXFedex$1.8M0.03%6,933CommonNONE
922042775VEUVanguard FTSE All-World Ex-US$1.8M0.03%35,190CommonNONE
55336V100MPLXMPLX LP$1.8M0.03%50,346CommonNONE
194162103CLColgate Palmolive$1.8M0.03%25,148CommonNONE
26441C204DUKDuke Energy Corp.$1.8M0.03%20,212CommonNONE
842587107SOSouthern Company$1.8M0.03%27,552CommonNONE
48133g2r3JPM MXEF 12-18-24 15 buff$1.8M0.03%1,840,000CommonNONE
26875P101EOGEOG Resources$1.8M0.03%13,999CommonNONE
482480100KLACKLA - Tencor$1.8M0.03%3,845CommonNONE
92556v106Viatris Inc.$1.8M0.03%178,735CommonNONE
92189f106Vaneck ETF TR$1.8M0.03%65,389CommonNONE
78464a722SPDR S&P Pharmaceuticals ETF$1.8M0.03%44,193CommonNONE
291011104EMREmerson Electric$1.8M0.03%18,139CommonNONE
21036P108STZConstellation Brands Inc.$1.7M0.03%6,949CommonNONE
075887109BDXBECTON DICKINSON & COMPANY$1.7M0.03%6,708CommonNONE
91913Y100VLOValero Energy$1.7M0.03%12,209CommonNONE
370334104GISGeneral Mills Inc$1.7M0.03%26,494CommonNONE
92206c714Vanguard Russell 1000 Value ET$1.7M0.02%25,128CommonNONE
95040q104Welltower Inc$1.7M0.02%20,286CommonNONE
46137V779PKBInvesco Dynamic Building and C$1.7M0.02%32,929CommonNONE
90279d2p0UBS RTY due 9-20-24 buffer$1.7M0.02%1,815,000CommonNONE
931427108WFCWalgreen Boots Alliance Inc$1.6M0.02%74,066CommonNONE
808524672SCHYSchwab International Dividend$1.6M0.02%71,389CommonNONE
48133cz21JPM MID due 8-14-24 15 buff$1.6M0.02%1,690,000CommonNONE
92206c680Vanguard Russell 1000 Growth E$1.6M0.02%22,877CommonNONE
48133yum4JPM MID due 02/02/2026$1.6M0.02%1,680,000CommonNONE
78016f3s1RBC MXEF due 4-25-24 15 buff$1.6M0.02%1,860,000CommonNONE
217204106CPRTCopart Inc$1.6M0.02%36,030CommonNONE
126408103CSXCSX Corp$1.5M0.02%50,253CommonNONE
46120E602ISRGIntuitive Surgical Inc$1.5M0.02%5,260CommonNONE
172062101CINFCincinnati Financial Corporati$1.5M0.02%14,927CommonNONE
67577r102Ocuphire Pharma Inc Ordinary S$1.5M0.02%455,677CommonSOLE
25434V880DFAXDimensional World ex U.S. Core$1.5M0.02%67,684CommonNONE
14149Y108CAHCardinal Health Inc.$1.5M0.02%17,398CommonNONE
14448c104Carrier Global Corp$1.5M0.02%27,315CommonNONE
11133T103BRBROADRIDGE FINANCIAL SOL$1.5M0.02%8,370CommonNONE
91529Y106UNMUNUM Corp.$1.5M0.02%30,357CommonNONE
655844108NSCNorfolk Southern$1.5M0.02%7,582CommonNONE
502431109LHXL3Harris Technologies Inc$1.5M0.02%8,518CommonNONE
50212V100LPLALPL FINANCIAL HOLDINGS INC$1.5M0.02%6,229CommonNONE
025537101AEPAmerican Electric Power$1.5M0.02%19,323CommonNONE
03076C106AMPAmeriprise Financial Inc$1.5M0.02%4,406CommonNONE
808524706SCHESchwab Emerging Mkts ETF$1.4M0.02%60,220CommonNONE
33733e203First Tr. NYSE Arca Biotech ET$1.4M0.02%9,770CommonNONE
416515104HIGHartford Financial Services Gr$1.4M0.02%20,135CommonNONE
723787107PXDEURPIONEER NAT RES CO$1.4M0.02%6,205CommonNONE
501044101KRKroger Co$1.4M0.02%31,804CommonNONE
620076307MSIMOTOROLA SOLUTIONS INC$1.4M0.02%5,201CommonNONE
969457100WMBWilliams Companies, Inc.$1.4M0.02%42,015CommonNONE
60937p106MongoDB Inc Cl A$1.4M0.02%4,081CommonNONE
03820C105AITApplied Industrial Technologie$1.4M0.02%9,026CommonNONE
N07059210ASMLASML Holding N.V.$1.4M0.02%2,371CommonNONE
293712105EFSCEnterprise Financial Services$1.4M0.02%37,020CommonNONE
038222105AMATApplied Materials$1.4M0.02%10,000PUTNONE
30225T102EXRExtra Space Storage Inc$1.4M0.02%11,346CommonNONE
771195104RHHBYRoche Holding ADR$1.4M0.02%40,092CommonNONE
45782c417Innovator S&P 500 Power Buffer$1.3M0.02%44,087CommonNONE
466313103JBLJabil Circuit Inc$1.3M0.02%10,553CommonNONE
03064d108AMERICOLD RLTY TR$1.3M0.02%43,838CommonSOLE
74348a467ProShares S&P 500 Div Aristocr$1.3M0.02%14,919CommonNONE
25434V807DFIVDimensional International Valu$1.3M0.02%40,488CommonNONE
595112103MUMicron Technology$1.3M0.02%19,381CommonNONE
780259305SHELShell PLC$1.3M0.02%20,358CommonNONE
670346105NUENucor Corporation$1.3M0.02%8,365CommonNONE
436893200HOMBHome Bancshares Inc$1.3M0.02%62,451CommonSOLE
009126202AIQUYAir Liquide ADR$1.3M0.02%38,601CommonNONE
363576109AJGArthur J. Gallagher$1.3M0.02%5,658CommonNONE
70450y103PayPal Holdings, Inc$1.3M0.02%22,015CommonNONE
97717x578Wisdomtree Emerg Markets$1.3M0.02%47,419CommonNONE
832696405SJMJ M Smucker$1.3M0.02%10,288CommonNONE
962166104WYWeyerhauser Corporation$1.2M0.02%40,552CommonSOLE
464288448IDViShares Int'l Select Dividend$1.2M0.02%48,335CommonNONE
871607107SNPSSynopsys Inc$1.2M0.02%2,674CommonNONE
759530108RELXRelx Plc$1.2M0.02%36,342CommonNONE
81369Y100XLBMATERIALS SELECT SECTOR SPDR T$1.2M0.02%15,453CommonNONE
892356106TSCOTractor Supply Company$1.2M0.02%5,978CommonNONE
21037t109Constellation Energy Corp$1.2M0.02%11,097CommonNONE
30161N101EXCExelon Corp.$1.2M0.02%31,469CommonNONE
902973304USBUS Bancorp$1.2M0.02%35,499CommonNONE
001055102AFLAflac Inc$1.2M0.02%15,255CommonNONE
88076W103TDCTeradata$1.2M0.02%25,977CommonNONE
624756102MLIMueller Industries$1.2M0.02%15,513CommonNONE
172908105CTASCintas Inc.$1.2M0.02%2,403CommonNONE
690742101OCOwens Corning$1.2M0.02%8,453CommonNONE
046353108AZNNAstrazeneca$1.1M0.02%16,977CommonNONE
78409v104S & P Global Inc$1.1M0.02%3,139CommonNONE
90279dyk6UBS RTY due 8-14-24 15 buff$1.1M0.02%1,260,000CommonNONE
45782c367Innovator MSCI EAFE Power Buff$1.1M0.02%47,077CommonNONE
40057hdl1GS Mid Due 11-23-23 15 Buff$1.1M0.02%1,155,000CommonNONE
532457108LLYLilly, Eli Co$1.1M0.02%2,100PUTNONE
53566p109Lineage Cell Therapeutics Inc$1.1M0.02%954,688CommonSOLE
05589g102BRP Group Inc Cl A$1.1M0.02%48,413CommonNONE
65341b106Nextera Energy Partners Lp$1.1M0.02%37,806CommonNONE
464287689IWVIshares Russell 3000 I Fd$1.1M0.02%4,570CommonNONE
055622104BPBP Amoco PLC ADR$1.1M0.02%28,750CommonNONE
464287721IYWiShares US Technology$1.1M0.02%10,605CommonNONE
74144T108TROWT. Rowe Price Associates Inc$1.1M0.02%10,538CommonNONE
464287739IYRiShares Dow Jones US RE Index$1.1M0.02%14,024CommonNONE
42824c109Hewlett Packard Enterprise Co.$1.1M0.02%62,810CommonNONE
759509102RSReliance Steel & Aluminum Co$1.1M0.02%4,150CommonNONE
g51502105Johnson Controls Intl. PLC$1.1M0.02%20,402CommonNONE
58933Y105MRKMerck & Co$1.1M0.02%10,500PUTNONE
911363109URIUnited Rentals$1.1M0.02%2,412CommonNONE
34959E109FTNTFortinet Inc$1.1M0.02%18,188CommonNONE
16359R103CHEChemed Corp$1.1M0.02%2,045CommonNONE
03073e105CoreSite Realty Corp$1.1M0.02%5,882CommonNONE
337738108FISVFiserv, Inc.$1.1M0.02%9,360CommonNONE
49177j102Kenvue Inc$1.1M0.02%52,525CommonNONE
67103H107ORLYO'Reilly Automotive Inc$1.0M0.02%1,149CommonNONE
25460e232Direxion Daily Small Cap Bear$1.0M0.02%33,625CommonNONE
44107P104HSTHost Hotels and Resorts$1.0M0.02%64,592CommonNONE
404280406HSBCHSBC Holdings PLC ADR$1.0M0.02%26,289CommonNONE
749685103RPMRPM Inc.$1.0M0.02%10,923CommonNONE
366651107ITGartner Group Inc. Cl A$1.0M0.02%3,013CommonNONE
40057l5s6Goldman Sachs 36m SX5E Market$1.0M0.02%1,000,000CommonNONE
579780206MKCMcCormick & Co$1.0M0.02%13,670CommonNONE
302130109EXPDExpeditors International of Wa$1.0M0.02%9,011CommonNONE
857477103STTState Street Corp.$1.0M0.02%15,306CommonNONE
86183P102SRIStoneridge Inc$1.0M0.01%49,929CommonNONE
443510607HUBBHubbell Inc. Class B$987,8450.01%3,152CommonNONE
693475105PNCPNC Financial Services Group$971,4000.01%7,912CommonNONE
75886F107REGNRegeneron Pharmaceuticals Inc$965,3320.01%1,173CommonNONE
550021109LULULululemon Athletica$959,3980.01%2,488CommonNONE
29444U700EQIXEquinix Corp$958,3600.01%1,320CommonNONE
g7997r103Seagate Technology Holdings Pl$957,1500.01%14,513CommonNONE
46641q753JPMorgan US Value Factor ETF$949,1360.01%27,400CommonNONE
189054109CLXClorox Co$948,7630.01%7,239CommonNONE
75974e103Reneo Pharmaceuticals Inc$942,1280.01%123,720CommonSOLE
457730109INSPInspire Medical Systems$938,1320.01%4,728CommonNONE
526107107LIILennox International Inc$936,4740.01%2,501CommonNONE
61775hsn8MS MXEF due 02/02/2026$932,6840.01%1,015,000CommonNONE
464287788IYFiShares Dow Jones US Financial$922,9340.01%12,345CommonNONE
78463X202FEZSPDR Euro STOXX 50 ETF$922,7400.01%21,965CommonNONE
460690100IPGINTERPUBLIC$922,4810.01%32,187CommonNONE
464287119ILCGiShares Morningstar Large-Cap$920,3760.01%15,430CommonNONE
056752108BIDUBaidu ADR$917,7450.01%6,831CommonNONE
922908595VBKVanguard Small Cap Growth$917,4440.01%4,284CommonNONE
96145w103Riverview Acquisition Corp$914,7950.01%103,250CommonNONE
548661107LOWLOWES COMPANIES INC$914,4960.01%4,400PUTNONE
745867101PHMPulteGroup Inc$913,7100.01%12,339CommonNONE
928563402VMWAVMWare Inc.$912,3100.01%5,480CommonNONE
69608a108Palantir Technologies Inc$897,2350.01%56,077CommonNONE
40434l105HP Inc.$895,1160.01%34,829CommonNONE
316092600FHLCFidelity MSCI Health Care Inde$886,7440.01%14,638CommonNONE
H84989104TEL1USDTE Connectivity$881,1070.01%7,133CommonNONE
92532F100VRTXVertex Pharmaceuticals$870,6820.01%2,504CommonNONE
46137V241SPHQInvesco S&P 500 Quality ETF$868,4600.01%17,355CommonNONE
904767704Unilever PLC ADR$862,1420.01%17,452CommonNONE
464288752ITBiShares US Home Construction$861,4280.01%10,975CommonNONE
05280R100AUTLAutolus Therapeutics PLC ADR$860,8880.01%369,480CommonSOLE
487836108KKellogg Co$844,9970.01%14,199CommonNONE
48667L106KDDIYKDDI Corp$841,5560.01%54,932CommonNONE
577081102MATMattel, Inc.$841,5020.01%38,198CommonNONE
253868103DLRDigital Realty Trust Inc$837,2060.01%6,918CommonNONE
384802104GWWW. W. Grainger Inc$836,5450.01%1,209CommonNONE
90353T100UBERUBER TECHNOLOGIES INC$836,2820.01%18,184CommonNONE
237194105DRIDarden Restuarants$836,0270.01%5,837CommonNONE
808524847SCHHSchwab US REIT$833,7520.01%46,972CommonNONE
78016e3h8RBC RTY due 3-14-24 15 buff$832,9630.01%925,000CommonNONE
11135F101AVGOBroadcom Inc$830,5800.01%1,000CALLNONE
464287341IXCiShares S&P Global Energy Sect$828,2800.01%20,075CommonNONE
90384S303ULTAUlta Beauty Inc$824,4650.01%2,064CommonNONE
256677105DGDollar General Corp.$819,6350.01%7,747CommonNONE
891092108TTCToro Co$816,2080.01%9,822CommonNONE
45782C540PDECInnovator U.S. Eq Power Buffer$815,5370.01%25,202CommonNONE
209115104EDConsolidated Edison Co of NY$812,9810.01%9,505CommonNONE
23320g240DFA US Large Cap Equity Instit$811,4640.01%32,933CommonNONE
219350105GLWCorning, Inc.$809,2350.01%26,558CommonNONE
872590104TMUST-MOBILE US INC$803,1120.01%5,734CommonNONE
038336103ATRAptarGroup Inc$801,8170.01%6,412CommonNONE
803054204SAPSAP SE Spon ADR$796,1500.01%6,156CommonNONE
032654105ADIAnalog Devices Inc$788,7250.01%4,505CommonNONE
589339209MKKGYMerck KGaA ADR$788,0270.01%23,629CommonNONE
98850p109Yum China Holdings Inc$777,9530.01%13,962CommonNONE
74762E102QUREQuanta Services Inc.$775,7790.01%4,147CommonNONE
13005u101California Bancorp$774,0910.01%38,512CommonNONE
h42097107UBS AG$772,6100.01%31,343CommonNONE
518439104ELEstee Lauder$771,8780.01%5,340CommonNONE
25434v799Dimensional International Core$766,5270.01%32,828CommonNONE
78464a854SPDR Portfolio Large Cap ETF$766,0630.01%15,242CommonNONE
455807107IDCBYIndustrial & Commercial Bk of$765,9950.01%80,293CommonNONE
26614n102DuPont de Nemours Inc$763,3800.01%10,234CommonNONE
682189105ONON Semiconductor Corp$760,7960.01%8,185CommonNONE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.