Q3 2024 · 13F-HR
Knott David M Jrholdings as filed
Filed 2024-11-13 · accession 0001104659-24-117555
$284,570
Reported value
92
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 131428104 | CLMT | Calumet Specialty Products Partners, LP | $77,072 | 27.1% | 4,325,000 | Common | SOLE |
| 03769M106 | APO | Apollo Global Management, Inc. | $28,105 | 9.88% | 225,000 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc-Cl C | $19,093 | 6.71% | 112,220 | Common | SOLE |
| 01881G106 | AB | AllianceBernstein Holding L.P. | $16,747 | 5.89% | 48,000 | Common | SOLE |
| 81752T528 | CLOZ | The Panagram BBB-B CLO ETF | $14,593 | 5.13% | 542,868 | Common | SOLE |
| 256086109 | DCGO | DocGo, Inc. | $10,195 | 3.58% | 3,070,850 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc. | $9,947 | 3.50% | 5,037 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc. | $6,499 | 2.28% | 224,537 | Common | SOLE |
| 037833100 | AAPL | Apple Inc. | $5,809 | 2.04% | 2,494 | Common | SOLE |
| 58457V503 | — | Medical Facilities Corp | $5,328 | 1.87% | 534,207 | Common | SOLE |
| 925050106 | VRNA | Verona Pharma PLC. | $5,179 | 1.82% | 180,000 | Common | SOLE |
| 68218J103 | OABI | OmniAB, Inc. | $4,858 | 1.71% | 1,148,505 | Common | SOLE |
| 46090A721 | ICLO | The Invesco AAA Floating Rate Note ETF | $4,843 | 1.70% | 188,887 | Common | SOLE |
| 039697107 | ARDX | Ardelyx, Inc. | $4,705 | 1.65% | 682,867 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co. | $4,425 | 1.55% | 20,985 | Common | SOLE |
| 05337M104 | — | Avadel Pharmaceuticals plc | $4,354 | 1.53% | 332,000 | Common | SOLE |
| 47103U845 | JAAA | Janus Henderson AAA CLO ETF | $4,316 | 1.52% | 84,829 | Common | SOLE |
| 14888U101 | CPRX | Catalyst Pharmaceuticals, Inc. | $4,215 | 1.48% | 212,000 | Common | SOLE |
| 89422G107 | TVTX | Travere Therapeutics, Inc. | $3,613 | 1.27% | 258,231 | Common | SOLE |
| 45790W108 | — | Inozyme Pharma, Inc. | $2,953 | 1.04% | 564,549 | Common | SOLE |
| 09058V103 | BCRX | BioCryst Pharmaceuticals Inc. | $2,903 | 1.02% | 382,000 | Common | SOLE |
| 98422E103 | XERS | Xeris Biopharma Holdings, Inc. | $2,850 | 1.00% | 1,000,000 | Common | SOLE |
| 37733W204 | GSK | GSK plc | $2,657 | 0.93% | 65,000 | Common | SOLE |
| 45258J102 | IMVT | Immunovant Inc. | $2,623 | 0.92% | 92,000 | Common | SOLE |
| 92686J106 | VKTX | Viking Therapeutics, Inc. | $2,471 | 0.87% | 39,036 | Common | SOLE |
| 126408103 | CSX | CSX Corporation | $2,417 | 0.85% | 70,000 | Common | SOLE |
| G3075P101 | ESGRUSD | Enstar Group Limited | $2,412 | 0.85% | 7,500 | Common | SOLE |
| 09061G101 | BMRN | BioMarin Pharmaceuticals Inc. | $2,390 | 0.84% | 34,000 | Common | SOLE |
| 74366E102 | PTGX | Protagonist Therapeutics, Inc | $2,357 | 0.83% | 52,368 | Common | SOLE |
| 87164F105 | SNDX | Syndax Pharmaceutical, Inc. | $2,351 | 0.83% | 122,144 | Common | SOLE |
| 25381B101 | DMRC | Digimarc Corporation | $2,246 | 0.79% | 83,557 | Common | SOLE |
| 589492107 | MREO | Mereo BioPharm Group PLC | $1,360 | 0.48% | 331,000 | Common | SOLE |
| 78377T107 | RHP | Ryman Hospitality Properties, Inc. | $1,287 | 0.45% | 12,000 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $988 | 0.35% | 10,000 | Common | SOLE |
| 30052C107 | EOLS | Evolus, Inc. | $933 | 0.33% | 57,570 | Common | SOLE |
| 92532F100 | VRTX | Vertex Pharmaceuticals, Inc. | $930 | 0.33% | 2,000 | Common | SOLE |
| 26614N102 | DD | DuPont de Nemours, Inc. | $885 | 0.31% | 9,930 | Common | SOLE |
| 494368103 | KMB | Kimberly-Clark Corporation | $854 | 0.30% | 6,000 | Common | SOLE |
| 46333X108 | IRWD | Ironwood Pharmaceuticalss, Inc. | $853 | 0.30% | 207,033 | Common | SOLE |
| 98420N105 | XENE | Xenon Pharmaceuticals Inc. | $821 | 0.29% | 20,866 | Common | SOLE |
| 528872302 | LXRX | Lexicon Pharmaceuticals Inc. | $785 | 0.28% | 500,000 | Common | SOLE |
| G76279101 | ROIV | Roivant Science Ltd. | $711 | 0.25% | 61,583 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corporation | $688 | 0.24% | 1,600 | Common | SOLE |
| 22052L104 | CTVA | Corteva, Inc. | $680 | 0.24% | 11,563 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International, Inc. | $663 | 0.23% | 9,000 | Common | SOLE |
| 98888T107 | ZIMV | Zimvie Inc. | $567 | 0.20% | 35,750 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc. | $559 | 0.20% | 300 | Common | SOLE |
| 136385101 | CNQ | Canadian Natural Resources Limited | $558 | 0.20% | 16,800 | Common | SOLE |
| 98419J206 | XOMA | XOMA Corporation | $522 | 0.18% | 19,722 | Common | SOLE |
| 81752T486 | CLOX | The Panagram AAA CLO ETF | $500 | 0.18% | 19,572 | Common | SOLE |
| 02079k305 | — | Alphabet Inc CL A | $497 | 0.17% | 300 | Common | SOLE |
| 459200101 | IBM | International Business Machines | $474 | 0.17% | 2,142 | Common | SOLE |
| 28106W103 | EDIT | Editas Medicine, Inc. | $463 | 0.16% | 135,853 | Common | SOLE |
| 50127T109 | KURA | Kura Oncology Inc. | $371 | 0.13% | 19,000 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co. | $266 | 0.09% | 300 | Common | SOLE |
| 002120202 | ATYR | aTyr Pharma, Inc. | $189 | 0.07% | 107,174 | Common | SOLE |
| 03940R107 | ARCH1USD | Arc Resources Ltd. | $187 | 0.07% | 1,110 | Common | SOLE |
| 00724f101 | — | Adobe | $181 | 0.06% | 35 | Common | SOLE |
| 52472M101 | LEGH | Legacy Housing Corporation | $178 | 0.06% | 6,500 | Common | SOLE |
| 52187K200 | CYPH | Leap Therapeutics, Inc. | $168 | 0.06% | 65,328 | Common | SOLE |
| 761330109 | RVNCEUR | Revance Therapeutics Inc. | $163 | 0.06% | 31,355 | Common | SOLE |
| 67066G104 | NVDA | Nvidia Corp | $155 | 0.05% | 1,280 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $149 | 0.05% | 922 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co. | $144 | 0.05% | 2,000 | Common | SOLE |
| 11135F101 | AVGO | Broadcom, Inc. | $122 | 0.04% | 710 | Common | SOLE |
| 98420X103 | ASNSUSD | X4 Pharmaceutials, Inc. | $103 | 0.04% | 154,071 | Common | SOLE |
| 27627N105 | EBC | Eastern Bankshares Inc | $82 | 0.03% | 5,000 | Common | SOLE |
| 464287481 | IWP | iShares Russell Mid-Cap Growth | $82 | 0.03% | 695 | Common | SOLE |
| 89151E109 | TTEN | TotalEnergies SE - ADR | $78 | 0.03% | 1,200 | Common | SOLE |
| 260557103 | DOW | Dow Inc. | $66 | 0.02% | 1,206 | Common | SOLE |
| 30263Y104 | FSBW | FS Bancorp, Inc. | $65 | 0.02% | 1,460 | Common | SOLE |
| 911363109 | URI | United Rental, Inc. | $63 | 0.02% | 78 | Common | SOLE |
| 674599105 | OXY | Occidential Pertro Wts exp. 8/3/27 | $58 | 0.02% | 1,249 | Common | SOLE |
| 302635206 | FSK | FS KKR Capital Corp. | $57 | 0.02% | 2,875 | Common | SOLE |
| 459902102 | — | International Game Technology PLC | $53 | 0.02% | 2,500 | Common | SOLE |
| 74762E102 | QURE | Quanta Services, Inc. | $52 | 0.02% | 176 | Common | SOLE |
| 49177J102 | KVUE | Kenvue, Inc. | $52 | 0.02% | 2,235 | Common | SOLE |
| 840441109 | SSBUSD | South State Corporation | $52 | 0.02% | 534 | Common | SOLE |
| 235851102 | DHR | Danaher Corporation | $50 | 0.02% | 180 | Common | SOLE |
| 91324p102 | — | United Healthcare Corp. | $33 | 0.01% | 57 | Common | SOLE |
| G5494J103 | — | Linde PLC | $33 | 0.01% | 70 | Common | SOLE |
| 09260d107 | — | Blackstone Group LP | $32 | 0.01% | 210 | Common | SOLE |
| 437076102 | HD | Home Depot Inc. | $32 | 0.01% | 80 | Common | SOLE |
| 169656105 | CMG | Chipotle Mexican Grill, Inc. | $29 | 0.01% | 500 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific, Inc. | $28 | 0.01% | 45 | Common | SOLE |
| 369604301 | GE | General Electric Company | $28 | 0.01% | 150 | Common | SOLE |
| 79466L302 | CRM | Salesforce, Inc. | $21 | 0.01% | 77 | Common | SOLE |
| G59665102 | MGTX | MeiraGTx Holdings PLC | $20 | 0.01% | 4,703 | Common | SOLE |
| 50155Q100 | KD | Kyndryl Holdings Inc. | $10 | 0.00% | 428 | Common | SOLE |
| 85571B105 | STWD | Starwood Property Trust, Inc. | $8 | 0.00% | 400 | Common | SOLE |
| 36266G107 | GEHC | GE HealthCare Technologies Inc | $5 | 0.00% | 50 | Common | SOLE |
| 929740108 | WAB | Wabtec Corporation | $1 | 0.00% | 6 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.