Q3 2023 · 13F-HR
WHALEROCK POINT PARTNERS, LLCholdings as filed
Filed 2023-11-14 · accession 0001140361-23-052993
$288.7M
Reported value
157
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | Apple Inc | $25.4M | 8.79% | 148,155 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corp | $16.9M | 5.87% | 53,660 | Common | SOLE |
| 02079K305 | GOOGL | Alphabet Inc class A | $14.7M | 5.11% | 112,678 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA Corp | $14.6M | 5.06% | 33,570 | Common | SOLE |
| 92826C839 | V | Visa Inc | $11.1M | 3.84% | 48,219 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc | $8.0M | 2.78% | 63,053 | Common | SOLE |
| 713448108 | PEP | PepsiCo Inc | $7.9M | 2.75% | 46,881 | Common | SOLE |
| 084670702 | BRK/B | Berkshire Hathaway Inc | $7.3M | 2.54% | 20,967 | Common | SOLE |
| 46625h100 | — | JPMorgan Chase & Co | $7.2M | 2.49% | 49,544 | Common | SOLE |
| 22160K105 | COST | Costco Wholesale Corp | $6.9M | 2.39% | 12,199 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific Inc | $6.3M | 2.17% | 12,369 | Common | SOLE |
| 91324P102 | UNH | UnitedHealth Group Inc | $5.9M | 2.05% | 11,759 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $5.7M | 1.99% | 36,890 | Common | SOLE |
| 57636Q104 | MA | Mastercard Inc | $5.2M | 1.81% | 13,229 | Common | SOLE |
| 30231G102 | XOM | Exxon Mobil Corp | $5.2M | 1.81% | 44,412 | Common | SOLE |
| 464287200 | IVV | iShares Core S&P 500 ETF | $4.7M | 1.61% | 10,847 | Common | SOLE |
| 437076102 | HD | Home Depot Inc/The | $4.6M | 1.61% | 15,335 | Common | SOLE |
| 580135101 | MCD | McDonald's Corp | $4.6M | 1.59% | 17,457 | Common | SOLE |
| 060505104 | BAC | Bank of America Corp | $4.5M | 1.57% | 165,095 | Common | SOLE |
| 907818108 | UNP | Union Pacific Corp | $4.4M | 1.53% | 21,659 | Common | SOLE |
| 166764100 | CVX | Chevron Corp | $3.8M | 1.30% | 22,328 | Common | SOLE |
| 872540109 | TJX | TJX Cos Inc/The | $3.7M | 1.28% | 41,658 | Common | SOLE |
| 053015103 | ADP | Automatic Data Processing Inc | $3.2M | 1.12% | 13,482 | Common | SOLE |
| 922908363 | VOO | Vanguard S&P 500 ETF | $3.2M | 1.12% | 8,228 | Common | SOLE |
| 79466L302 | CRM | salesforce.com Inc | $3.2M | 1.11% | 15,859 | Common | SOLE |
| 539830109 | LMT | Lockheed Martin Corp | $3.2M | 1.11% | 7,819 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc. Class A | $2.9M | 1.02% | 9,782 | Common | SOLE |
| 149123101 | CAT | Caterpillar Inc | $2.9M | 1.00% | 10,572 | Common | SOLE |
| 254687106 | DIS | Walt Disney Co/The | $2.9M | 1.00% | 35,451 | Common | SOLE |
| 75513E101 | RTX | RTX Corp | $2.9M | 0.99% | 39,628 | Common | SOLE |
| 742718109 | PG | Procter & Gamble Co/The | $2.8M | 0.95% | 18,859 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Trust | $2.7M | 0.93% | 5,849 | Common | SOLE |
| 87612E106 | TGT | Target Corp | $2.6M | 0.91% | 23,715 | Common | SOLE |
| 20030N101 | CMCSA | Comcast Corp | $2.2M | 0.75% | 49,021 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc class C | $2.2M | 0.75% | 16,322 | Common | SOLE |
| 244199105 | DE | Deere & Co | $2.1M | 0.73% | 5,562 | Common | SOLE |
| 025537101 | AEP | American Electric Power Co Inc | $2.0M | 0.71% | 27,139 | Common | SOLE |
| 65339F101 | NEE | NextEra Energy Inc | $1.9M | 0.66% | 33,412 | Common | SOLE |
| 518439104 | EL | Estee Lauder Cos Inc/The | $1.9M | 0.66% | 13,145 | Common | SOLE |
| 58933Y105 | MRK | Merck & Co Inc | $1.9M | 0.65% | 18,235 | Common | SOLE |
| 316092808 | FTEC | Fidelity MSCI Information Tech | $1.7M | 0.60% | 14,069 | Common | SOLE |
| 92343V104 | VZ | Verizon Communications Inc | $1.6M | 0.57% | 50,330 | Common | SOLE |
| 438516106 | HON | Honeywell International Inc | $1.6M | 0.56% | 8,825 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc | $1.6M | 0.56% | 10,914 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc | $1.6M | 0.55% | 48,159 | Common | SOLE |
| 744320102 | PRU | Prudential Financial Inc | $1.6M | 0.54% | 16,467 | Common | SOLE |
| 931142103 | WMT | Wal-Mart Stores Inc | $1.5M | 0.52% | 9,446 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Trust | $1.5M | 0.51% | 3,477 | Common | SOLE |
| 17275R102 | CSCO | Cisco Systems Inc | $1.3M | 0.45% | 24,044 | Common | SOLE |
| 81369Y803 | XLK | Technology Select Sector SPDR | $1.2M | 0.40% | 7,025 | Common | SOLE |
| 78468R853 | SPSM | SPDR Portfolio S&P 600 Small C | $1.1M | 0.39% | 30,643 | Common | SOLE |
| 46434V621 | DGRO | iShares Core Dividend Growth E | $1.1M | 0.38% | 22,205 | Common | SOLE |
| 882508104 | TXN | Texas Instruments Inc | $1.0M | 0.35% | 6,418 | Common | SOLE |
| 56585A102 | MPC | Marathon Petroleum Corp | $993,244 | 0.34% | 6,563 | Common | SOLE |
| 097023105 | BA | Boeing Co/The | $974,118 | 0.34% | 5,082 | Common | SOLE |
| 718172109 | PM | Philip Morris International In | $965,887 | 0.33% | 10,433 | Common | SOLE |
| 075887109 | BDX | Becton Dickinson and Co | $938,981 | 0.33% | 3,632 | Common | SOLE |
| 67103H107 | ORLY | O'Reilly Automotive Inc | $891,592 | 0.31% | 981 | Common | SOLE |
| 26441C204 | DUK | Duke Energy Corp | $880,129 | 0.30% | 9,972 | Common | SOLE |
| 723484101 | PNW | Pinnacle West Capital Corp | $834,500 | 0.29% | 11,326 | Common | SOLE |
| 81369Y209 | XLV | Health Care Select Sector SPDR | $828,828 | 0.29% | 6,438 | Common | SOLE |
| 126650100 | CVS | CVS Health Corp | $825,342 | 0.29% | 11,821 | Common | SOLE |
| 110122108 | BMY | Bristol-Myers Squibb Co | $821,092 | 0.28% | 14,147 | Common | SOLE |
| 235851102 | DHR | Danaher Corp | $809,798 | 0.28% | 3,264 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co | $796,564 | 0.28% | 1,483 | Common | SOLE |
| 30225T102 | EXR | Extra Space Storage Inc | $777,383 | 0.27% | 6,394 | Common | SOLE |
| 922908769 | VTI | Vanguard Total Stock Market ET | $769,349 | 0.27% | 3,622 | Common | SOLE |
| 464287655 | IWM | iShares Russell 2000 ETF | $768,996 | 0.27% | 4,351 | Common | SOLE |
| 89531P105 | TREX | Trex Co Inc | $750,345 | 0.26% | 12,175 | Common | SOLE |
| 002824100 | ABT | Abbott Laboratories | $736,641 | 0.26% | 7,606 | Common | SOLE |
| 00724F101 | ADBE | Adobe Systems Inc | $728,137 | 0.25% | 1,428 | Common | SOLE |
| 464287234 | EEM | iShares MSCI Emerging Markets | $720,519 | 0.25% | 18,986 | Common | SOLE |
| 697435105 | PANW | Palo Alto Networks Inc | $714,104 | 0.25% | 3,046 | Common | SOLE |
| 693506107 | PPG | PPG Industries Inc | $675,090 | 0.23% | 5,201 | Common | SOLE |
| 464287465 | EFA | iShares MSCI EAFE ETF | $671,970 | 0.23% | 9,750 | Common | SOLE |
| 031162100 | AMGN | Amgen Inc | $630,780 | 0.22% | 2,347 | Common | SOLE |
| 654106103 | NKE | NIKE Inc | $616,367 | 0.21% | 6,446 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Trust Srs 1 | $602,252 | 0.21% | 1,681 | Common | SOLE |
| 461202103 | INTU | Intuit Inc | $600,865 | 0.21% | 1,176 | Common | SOLE |
| 62944T105 | NVR | NVR Inc | $596,330 | 0.21% | 100 | Common | SOLE |
| 038222105 | AMAT | Applied Materials Inc | $591,874 | 0.21% | 4,275 | Common | SOLE |
| 81369Y852 | XLC | Communication Services Sector | $570,918 | 0.20% | 8,707 | Common | SOLE |
| 084670108 | BRK/A | Berkshire Hathaway Inc | $531,477 | 0.18% | 1 | Common | SOLE |
| 723787107 | PXDEUR | Pioneer Natural Resources Co | $523,833 | 0.18% | 2,282 | Common | SOLE |
| 70450Y103 | PYPL | PayPal Holdings Inc | $522,632 | 0.18% | 8,940 | Common | SOLE |
| 548661107 | LOW | Lowe's Cos Inc | $505,051 | 0.17% | 2,430 | Common | SOLE |
| 464287671 | IUSG | iShares Core S&P U.S. Growth E | $491,599 | 0.17% | 5,184 | Common | SOLE |
| 316092600 | FHLC | Fidelity MSCI Health Care Inde | $465,520 | 0.16% | 7,684 | Common | SOLE |
| 921946406 | VYM | Vanguard High Dividend Yield E | $464,837 | 0.16% | 4,499 | Common | SOLE |
| 988498101 | YUM | Yum! Brands Inc | $449,034 | 0.16% | 3,594 | Common | SOLE |
| 874039100 | TSM | Taiwan Semiconductor Manufactu | $437,368 | 0.15% | 5,033 | Common | SOLE |
| 81369Y860 | XLRE | Real Estate Select Sector SPDR | $437,288 | 0.15% | 12,835 | Common | SOLE |
| 293792107 | EPD | Enterprise Products Partners L | $425,549 | 0.15% | 15,548 | Common | SOLE |
| 464287804 | IJR | iShares Core S&P Small-Cap ETF | $424,286 | 0.15% | 4,498 | Common | SOLE |
| 040413106 | ANETEUR | Arista Networks Inc | $409,612 | 0.14% | 2,227 | Common | SOLE |
| 38141G104 | GS | Goldman Sachs Group Inc/The | $409,316 | 0.14% | 1,265 | Common | SOLE |
| 464287507 | IJH | iShares Core S&P Mid-Cap ETF | $407,189 | 0.14% | 1,633 | Common | SOLE |
| 458140100 | INTC | Intel Corp | $401,751 | 0.14% | 11,301 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co/The | $400,089 | 0.14% | 7,147 | Common | SOLE |
| 81369Y407 | XLY | Consumer Discretionary Select | $393,435 | 0.14% | 2,444 | Common | SOLE |
| 09257P105 | BTT | BlackRock Municipal 2030 Targe | $388,200 | 0.13% | 20,000 | Common | SOLE |
| 036752103 | ELV | Elevance Health Inc | $381,863 | 0.13% | 877 | Common | SOLE |
| 88160R101 | TSLA | Tesla Inc | $381,836 | 0.13% | 1,526 | Common | SOLE |
| 718546104 | PSX | Phillips 66 | $380,996 | 0.13% | 3,171 | Common | SOLE |
| 464288273 | SCZ | iShares MSCI EAFE Small-Cap ET | $378,349 | 0.13% | 6,700 | Common | SOLE |
| 03027X100 | AMT | American Tower Corp | $369,355 | 0.13% | 2,246 | Common | SOLE |
| 21250C106 | — | Converge Technology Solutions | $348,322 | 0.12% | 169,400 | Common | SOLE |
| 571903202 | MAR | Marriott International Inc/MD | $338,083 | 0.12% | 1,720 | Common | SOLE |
| 922908512 | VOE | Vanguard Mid-Cap Value ETF | $330,281 | 0.11% | 2,522 | Common | SOLE |
| 855244109 | SBUX | Starbucks Corp | $322,822 | 0.11% | 3,537 | Common | SOLE |
| 89417E109 | TRV | Travelers Cos Inc/The | $318,781 | 0.11% | 1,952 | Common | SOLE |
| 316092709 | FIDU | Fidelity MSCI Industrials Inde | $318,767 | 0.11% | 5,890 | Common | SOLE |
| 95040Q104 | WELL | Welltower Inc | $318,587 | 0.11% | 3,889 | Common | SOLE |
| 231021106 | CMI | Cummins Inc | $315,960 | 0.11% | 1,383 | Common | SOLE |
| 02209S103 | MO | Altria Group Inc | $309,993 | 0.11% | 7,372 | Common | SOLE |
| 922042775 | VEU | Vanguard FTSE All-World ex-US | $304,736 | 0.11% | 5,875 | Common | SOLE |
| 09260D107 | BX | Blackstone Group Inc | $302,992 | 0.10% | 2,828 | Common | SOLE |
| 81369Y308 | XLP | Consumer Staples Select Sector | $301,594 | 0.10% | 4,383 | Common | SOLE |
| 316092204 | FDIS | Fidelity MSCI Consumer Discret | $298,505 | 0.10% | 4,273 | Common | SOLE |
| G29183103 | ETN | Eaton Corp PLC | $297,952 | 0.10% | 1,397 | Common | SOLE |
| 526057302 | LEN/B | Lennar Corp | $296,467 | 0.10% | 2,900 | Common | SOLE |
| 74460D109 | PSA | Public Storage | $291,190 | 0.10% | 1,105 | Common | SOLE |
| 68389X105 | ORCL | Oracle Corp | $291,068 | 0.10% | 2,748 | Common | SOLE |
| 20825C104 | COP | ConocoPhillips | $273,503 | 0.09% | 2,283 | Common | SOLE |
| 459200101 | IBM | International Business Machine | $270,218 | 0.09% | 1,926 | Common | SOLE |
| 693475105 | PNC | PNC Financial Services Group I | $261,377 | 0.09% | 2,129 | Common | SOLE |
| 922908629 | VO | Vanguard Mid-Cap ETF | $261,341 | 0.09% | 1,255 | Common | SOLE |
| 46432F339 | QUAL | iShares MSCI USA Quality Facto | $260,285 | 0.09% | 1,975 | Common | SOLE |
| 922042858 | VWO | Vanguard FTSE Emerging Markets | $258,276 | 0.09% | 6,587 | Common | SOLE |
| 012653101 | ALB | Albemarle Corporation | $257,271 | 0.09% | 1,513 | Common | SOLE |
| 806857108 | SLB | Schlumberger Ltd | $254,829 | 0.09% | 4,371 | Common | SOLE |
| 66987V109 | NVS | Novartis AG | $243,445 | 0.08% | 2,390 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $243,157 | 0.08% | 3,330 | Common | SOLE |
| 009066101 | ABNB | AirBnB Inc - Class A | $239,843 | 0.08% | 1,748 | Common | SOLE |
| 46435G425 | ESGU | iShares MSCI USA ESG Aware ETF | $234,118 | 0.08% | 2,493 | Common | SOLE |
| 828806109 | SPG | Simon Property Group Inc | $233,885 | 0.08% | 2,165 | Common | SOLE |
| 03076C106 | AMP | Ameriprise Financial Inc | $226,490 | 0.08% | 687 | Common | SOLE |
| 053332102 | AZO | AutoZone Inc | $226,059 | 0.08% | 89 | Common | SOLE |
| G54950103 | LIN | Linde PLC | $226,016 | 0.08% | 607 | Common | SOLE |
| 194162103 | CL | Colgate-Palmolive Co | $224,352 | 0.08% | 3,155 | Common | SOLE |
| 760759100 | RSG | Republic Services Inc | $223,883 | 0.08% | 1,571 | Common | SOLE |
| 641069406 | NSRGY | Nestle SA | $222,719 | 0.08% | 1,968 | Common | SOLE |
| 125523100 | CI | Cigna Corp | $220,274 | 0.08% | 770 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International Inc | $212,433 | 0.07% | 3,061 | Common | SOLE |
| 83012A109 | TSLX | Sixth Street Specialty Lending | $212,065 | 0.07% | 10,375 | Common | SOLE |
| 001055102 | AFL | Aflac Inc | $211,523 | 0.07% | 2,756 | Common | SOLE |
| 189054109 | CLX | Clorox Co/The | $208,910 | 0.07% | 1,594 | Common | SOLE |
| 949746101 | WMT2 | Wells Fargo & Co | $208,713 | 0.07% | 5,108 | Common | SOLE |
| 03990B101 | ARES | Ares Management Corp | $205,740 | 0.07% | 2,000 | Common | SOLE |
| 29273V100 | ET | Energy Transfer Equity LP | $204,838 | 0.07% | 14,600 | Common | SOLE |
| 09247X101 | BLKCHF | BlackRock Inc | $203,644 | 0.07% | 315 | Common | SOLE |
| 571748102 | MRSH | Marsh & McLennan Cos Inc | $202,289 | 0.07% | 1,063 | Common | SOLE |
| 98850P109 | YUMC | Yum China Holdings Inc | $200,592 | 0.07% | 3,600 | Common | SOLE |
| 157085101 | CERS | Cerus Corporation | $37,260 | 0.01% | 23,000 | Common | SOLE |
| 59509P106 | MMTIF | Micromem Technologies Inc | $3,513 | 0.00% | 50,000 | Common | SOLE |
| 0BG4TSZ51 | — | TILT Holdings Inc | $3,141 | 0.00% | 61,000 | Common | SOLE |
| 92240N106 | — | Vectrix Corp | $295 | 0.00% | 29,500 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.