Q4 2023 · 13F-HR
WHALEROCK POINT PARTNERS, LLCholdings as filed
Filed 2024-02-14 · accession 0001140361-24-007722
$323.5M
Reported value
167
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 037833100 | AAPL | Apple Inc | $28.0M | 8.65% | 145,308,228 | Common | SOLE |
| 594918104 | MSFT | Microsoft Corp | $19.8M | 6.11% | 52,592,176 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA Corp | $16.6M | 5.14% | 33,560,452 | Common | SOLE |
| 02079K305 | GOOGL | Alphabet Inc class A | $15.5M | 4.80% | 11,104,828 | Common | SOLE |
| 92826C839 | V | Visa Inc | $12.4M | 3.84% | 47,712,433 | Common | SOLE |
| 023135106 | AMZN | Amazon.com Inc | $9.6M | 2.95% | 62,901 | Common | SOLE |
| 46625H100 | JPM | JPMorgan Chase & Co | $8.1M | 2.51% | 47,796,243 | Common | SOLE |
| 713448108 | PEP | PepsiCo Inc | $7.9M | 2.44% | 46,375,694 | Common | SOLE |
| 22160K105 | COST | Costco Wholesale Corp | $7.9M | 2.43% | 1,191,213 | Common | SOLE |
| 084670702 | BRK/B | Berkshire Hathaway Inc | $7.3M | 2.27% | 20,586 | Common | SOLE |
| 883556102 | TMO | Thermo Fisher Scientific Inc | $6.6M | 2.04% | 12,435,515 | Common | SOLE |
| 91324P102 | UNH | UnitedHealth Group Inc | $6.1M | 1.88% | 11,530,407 | Common | SOLE |
| 478160104 | JNJ | Johnson & Johnson | $5.6M | 1.72% | 35,410,731 | Common | SOLE |
| 57636Q104 | MA | Mastercard Inc | $5.5M | 1.72% | 13,012,585 | Common | SOLE |
| 437076102 | HD | Home Depot Inc/The | $5.2M | 1.62% | 15,083 | Common | SOLE |
| 907818108 | UNP | Union Pacific Corp | $5.1M | 1.59% | 20,914 | Common | SOLE |
| 580135101 | MCD | McDonald's Corp | $5.1M | 1.58% | 17,214 | Common | SOLE |
| 464287200 | IVV | iShares Core S&P 500 ETF | $5.1M | 1.57% | 10,633,596 | Common | SOLE |
| 060505104 | BAC | Bank of America Corp | $5.0M | 1.53% | 147,424,126 | Common | SOLE |
| 30231G102 | XOM | Exxon Mobil Corp | $4.6M | 1.41% | 45,663,344 | Common | SOLE |
| 30303M102 | META | Meta Platforms Inc. Class A | $4.2M | 1.29% | 11,807 | Common | SOLE |
| 79466L302 | CRM | salesforce.com Inc | $4.2M | 1.29% | 15,814 | Common | SOLE |
| 872540109 | TJX | TJX Cos Inc/The | $3.7M | 1.14% | 39,453 | Common | SOLE |
| 922908363 | VOO | Vanguard S&P 500 ETF | $3.5M | 1.07% | 7,939,606 | Common | SOLE |
| 060505682 | BAC 7.25 PERP L | Bank of America Corp 7.25 Pfd | $3.5M | 1.07% | 2,868 | Common | SOLE |
| 539830109 | LMT | Lockheed Martin Corp | $3.4M | 1.05% | 7,464 | Common | SOLE |
| 87612E106 | TGT | Target Corp | $3.4M | 1.04% | 23,715 | Common | SOLE |
| 166764100 | CVX | Chevron Corp | $3.3M | 1.01% | 21,798 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | Wells Fargo & Co | $3.2M | 0.99% | 2,667 | Common | SOLE |
| 149123101 | CAT | Caterpillar Inc | $3.2M | 0.98% | 10,742 | Common | SOLE |
| 75513E101 | RTX | RTX Corp | $3.2M | 0.98% | 37,579,671 | Common | SOLE |
| 053015103 | ADP | Automatic Data Processing Inc | $3.1M | 0.97% | 13,453 | Common | SOLE |
| 78467Y107 | MDY | SPDR S&P MidCap 400 ETF Trust | $3.0M | 0.92% | 5,849 | Common | SOLE |
| 254687106 | DIS | Walt Disney Co/The | $2.9M | 0.90% | 32,082,915 | Common | SOLE |
| 742718109 | PG | Procter & Gamble Co/The | $2.8M | 0.85% | 18,869 | Common | SOLE |
| 02079K107 | GOOG | Alphabet Inc class C | $2.3M | 0.71% | 16,322 | Common | SOLE |
| 697435105 | PANW | Palo Alto Networks Inc | $2.3M | 0.71% | 7,756 | Common | SOLE |
| 244199105 | DE | Deere & Co | $2.3M | 0.70% | 5,668 | Common | SOLE |
| 025537101 | AEP | American Electric Power Co Inc | $2.2M | 0.68% | 27,139 | Common | SOLE |
| 20030N101 | CMCSA | Comcast Corp | $2.1M | 0.64% | 47,371,398 | Common | SOLE |
| 58933Y105 | MRK | Merck & Co Inc | $2.0M | 0.61% | 18,235 | Common | SOLE |
| 65339F101 | NEE | NextEra Energy Inc | $1.9M | 0.60% | 31,772 | Common | SOLE |
| 316092808 | FTEC | Fidelity MSCI Information Tech | $1.8M | 0.57% | 12,873,831 | Common | SOLE |
| 92343V104 | VZ | Verizon Communications Inc | $1.8M | 0.55% | 47,586 | Common | SOLE |
| 00287Y109 | ABBV | AbbVie Inc | $1.7M | 0.52% | 10,914 | Common | SOLE |
| 438516106 | HON | Honeywell International Inc | $1.7M | 0.52% | 8,025,777 | Common | SOLE |
| 744320102 | PRU | Prudential Financial Inc | $1.7M | 0.52% | 16,167 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF Trust | $1.7M | 0.51% | 3,499 | Common | SOLE |
| 931142103 | WMT | Wal-Mart Stores Inc | $1.5M | 0.46% | 9,446 | Common | SOLE |
| 097023105 | BA | Boeing Co/The | $1.4M | 0.44% | 5,468 | Common | SOLE |
| 17275R102 | CSCO | Cisco Systems Inc | $1.4M | 0.44% | 28,044 | Common | SOLE |
| 518439104 | EL | Estee Lauder Cos Inc/The | $1.4M | 0.42% | 9,310,077 | Common | SOLE |
| 717081103 | PFE | Pfizer Inc | $1.4M | 0.42% | 47,251 | Common | SOLE |
| 81369Y803 | XLK | Technology Select Sector SPDR | $1.3M | 0.41% | 6,950 | Common | SOLE |
| 78468R853 | SPSM | SPDR Portfolio S&P 600 Small C | $1.3M | 0.40% | 30,643 | Common | SOLE |
| 46434V621 | DGRO | iShares Core Dividend Growth E | $1.3M | 0.39% | 23,473,468 | Common | SOLE |
| 30225T102 | EXR | Extra Space Storage Inc | $1.2M | 0.37% | 7,394 | Common | SOLE |
| 882508104 | TXN | Texas Instruments Inc | $1.1M | 0.34% | 6,459 | Common | SOLE |
| 89531P105 | TREX | Trex Co Inc | $1.0M | 0.31% | 12,175 | Common | SOLE |
| 718172109 | PM | Philip Morris International In | $979,937 | 0.30% | 10,416 | Common | SOLE |
| 26441C204 | DUK | Duke Energy Corp | $977,872 | 0.30% | 10,077 | Common | SOLE |
| 532457108 | LLY | Eli Lilly & Co | $969,396 | 0.30% | 1,663 | Common | SOLE |
| 67103H107 | ORLY | O'Reilly Automotive Inc | $932,028 | 0.29% | 981 | Common | SOLE |
| 56585A102 | MPC | Marathon Petroleum Corp | $899,507 | 0.28% | 6,063 | Common | SOLE |
| 00724F101 | ADBE | Adobe Systems Inc | $884,758 | 0.27% | 1,483 | Common | SOLE |
| 126650100 | CVS | CVS Health Corp | $863,507 | 0.27% | 10,936 | Common | SOLE |
| 922908769 | VTI | Vanguard Total Stock Market ET | $856,839 | 0.26% | 3,612 | Common | SOLE |
| 002824100 | ABT | Abbott Laboratories | $826,185 | 0.26% | 7,506 | Common | SOLE |
| 723484101 | PNW | Pinnacle West Capital Corp | $813,660 | 0.25% | 11,326 | Common | SOLE |
| 81369Y209 | XLV | Health Care Select Sector SPDR | $809,143 | 0.25% | 5,933 | Common | SOLE |
| 235851102 | DHR | Danaher Corp | $779,384 | 0.24% | 3,369 | Common | SOLE |
| 693506107 | PPG | PPG Industries Inc | $777,810 | 0.24% | 5,201 | Common | SOLE |
| 464287655 | IWM | iShares Russell 2000 ETF | $772,533 | 0.24% | 3,849 | Common | SOLE |
| 464287234 | EEM | iShares MSCI Emerging Markets | $763,427 | 0.24% | 18,986 | Common | SOLE |
| 461202103 | INTU | Intuit Inc | $735,035 | 0.23% | 1,176 | Common | SOLE |
| 464287465 | EFA | iShares MSCI EAFE ETF | $734,662 | 0.23% | 9,750 | Common | SOLE |
| 62944T105 | NVR | NVR Inc | $700,045 | 0.22% | 100 | Common | SOLE |
| 654106103 | NKE | NIKE Inc | $699,842 | 0.22% | 6,446 | Common | SOLE |
| 038222105 | AMAT | Applied Materials Inc | $692,849 | 0.21% | 4,275 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Trust Srs 1 | $688,403 | 0.21% | 1,681 | Common | SOLE |
| 81369Y852 | XLC | Communication Services Sector | $632,651 | 0.20% | 8,707 | Common | SOLE |
| 075887109 | BDX | Becton Dickinson and Co | $623,473 | 0.19% | 2,557 | Common | SOLE |
| 031162100 | AMGN | Amgen Inc | $618,379 | 0.19% | 2,147 | Common | SOLE |
| 110122108 | BMY | Bristol-Myers Squibb Co | $614,489 | 0.19% | 11,976 | Common | SOLE |
| 464287804 | IJR | iShares Core S&P Small-Cap ETF | $606,036 | 0.19% | 5,598,484 | Common | SOLE |
| 458140100 | INTC | Intel Corp | $567,875 | 0.18% | 11,301 | Common | SOLE |
| 548661107 | LOW | Lowe's Cos Inc | $563,051 | 0.17% | 2,530 | Common | SOLE |
| 084670108 | BRK/A | Berkshire Hathaway Inc | $542,625 | 0.17% | 1 | Common | SOLE |
| 464287671 | IUSG | iShares Core S&P U.S. Growth E | $539,654 | 0.17% | 5,184 | Common | SOLE |
| 21250C106 | — | Converge Technology Solutions | $531,864 | 0.16% | 169,400 | Common | SOLE |
| 040413106 | ANETEUR | Arista Networks Inc | $524,481 | 0.16% | 2,227 | Common | SOLE |
| 874039100 | TSM | Taiwan Semiconductor Manufactu | $523,432 | 0.16% | 5,033 | Common | SOLE |
| 723787107 | PXDEUR | Pioneer Natural Resources Co | $507,554 | 0.16% | 2,257 | Common | SOLE |
| 921946406 | VYM | Vanguard High Dividend Yield E | $502,223 | 0.16% | 4,499 | Common | SOLE |
| 191216100 | KO | Coca-Cola Co/The | $501,612 | 0.16% | 8,512 | Common | SOLE |
| 38141G104 | GS | Goldman Sachs Group Inc/The | $487,999 | 0.15% | 1,265 | Common | SOLE |
| 70450Y103 | PYPL | PayPal Holdings Inc | $487,595 | 0.15% | 7,940 | Common | SOLE |
| 316092600 | FHLC | Fidelity MSCI Health Care Inde | $475,861 | 0.15% | 7,356,024 | Common | SOLE |
| 988498101 | YUM | Yum! Brands Inc | $469,592 | 0.15% | 3,594 | Common | SOLE |
| 718546104 | PSX | Phillips 66 | $464,659 | 0.14% | 3,490 | Common | SOLE |
| 03027X100 | AMT | American Tower Corp | $459,824 | 0.14% | 2,130 | Common | SOLE |
| 81369Y407 | XLY | Consumer Discretionary Select | $437,012 | 0.14% | 2,444 | Common | SOLE |
| 09257P105 | BTT | BlackRock Municipal 2030 Targe | $416,000 | 0.13% | 20,000 | Common | SOLE |
| 464288273 | SCZ | iShares MSCI EAFE Small-Cap ET | $414,730 | 0.13% | 6,700 | Common | SOLE |
| 036752103 | ELV | Elevance Health Inc | $413,558 | 0.13% | 877 | Common | SOLE |
| 293792107 | EPD | Enterprise Products Partners L | $409,690 | 0.13% | 15,548 | Common | SOLE |
| 464287507 | IJH | iShares Core S&P Mid-Cap ETF | $397,156 | 0.12% | 1,433 | Common | SOLE |
| 526057302 | LEN/B | Lennar Corp | $388,745 | 0.12% | 2,900 | Common | SOLE |
| 571903202 | MAR | Marriott International Inc/MD | $387,877 | 0.12% | 1,720 | Common | SOLE |
| 6138399GA | — | Target Corp Jan 17 25 $110 CAL | $387,500 | 0.12% | 100 | CALL | SOLE |
| 88160R101 | TSLA | Tesla Inc | $379,180 | 0.12% | 1,526 | Common | SOLE |
| 89417E109 | TRV | Travelers Cos Inc/The | $371,836 | 0.11% | 1,952 | Common | SOLE |
| 09260D107 | BX | Blackstone Group Inc | $370,242 | 0.11% | 2,828 | Common | SOLE |
| 316092709 | FIDU | Fidelity MSCI Industrials Inde | $360,645 | 0.11% | 5,890 | Common | SOLE |
| 922042775 | VEU | Vanguard FTSE All-World ex-US | $341,050 | 0.11% | 6,075 | Common | SOLE |
| 855244109 | SBUX | Starbucks Corp | $339,587 | 0.10% | 3,537 | Common | SOLE |
| 316092204 | FDIS | Fidelity MSCI Consumer Discret | $337,367 | 0.10% | 4,273,715 | Common | SOLE |
| 74460D109 | PSA | Public Storage | $337,025 | 0.10% | 1,105 | Common | SOLE |
| G29183103 | ETN | Eaton Corp PLC | $336,426 | 0.10% | 1,397 | Common | SOLE |
| 231021106 | CMI | Cummins Inc | $331,325 | 0.10% | 1,383 | Common | SOLE |
| 693475105 | PNC | PNC Financial Services Group I | $329,676 | 0.10% | 2,129 | Common | SOLE |
| 11135F101 | AVGO | Broadcom Ltd | $324,829 | 0.10% | 291 | Common | SOLE |
| 459200101 | IBM | International Business Machine | $314,997 | 0.10% | 1,926 | Common | SOLE |
| 68389X105 | ORCL | Oracle Corp | $311,862 | 0.10% | 2,958 | Common | SOLE |
| 95040Q104 | WELL | Welltower Inc | $305,586 | 0.09% | 3,389 | Common | SOLE |
| 922908512 | VOE | Vanguard Mid-Cap Value ETF | $304,086 | 0.09% | 2,097 | Common | SOLE |
| 81369Y308 | XLP | Consumer Staples Select Sector | $297,628 | 0.09% | 4,132 | Common | SOLE |
| 02209S103 | MO | Altria Group Inc | $294,563 | 0.09% | 7,302 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P Biotech ETF | $294,211 | 0.09% | 3,295 | Common | SOLE |
| 922908629 | VO | Vanguard Mid-Cap ETF | $291,963 | 0.09% | 1,255 | Common | SOLE |
| 46432F339 | QUAL | iShares MSCI USA Quality Facto | $290,601 | 0.09% | 1,975 | Common | SOLE |
| 6733669QQ | — | ALIBABA GROUP JAN 16 26 $120 | $280,000 | 0.09% | 350 | CALL | SOLE |
| 922042858 | VWO | Vanguard FTSE Emerging Markets | $270,726 | 0.08% | 6,587 | Common | SOLE |
| 007903107 | AMD | Advanced Micro Devices Inc | $268,434 | 0.08% | 1,821 | Common | SOLE |
| 464287523 | SOXX | iShares PHLX Semiconductor ETF | $267,886 | 0.08% | 465 | Common | SOLE |
| 20825C104 | COP | ConocoPhillips | $264,988 | 0.08% | 2,283 | Common | SOLE |
| 46435G425 | ESGU | iShares MSCI USA ESG Aware ETF | $261,566 | 0.08% | 2,493 | Common | SOLE |
| 03076C106 | AMP | Ameriprise Financial Inc | $260,943 | 0.08% | 687 | Common | SOLE |
| 760759100 | RSG | Republic Services Inc | $259,074 | 0.08% | 1,571 | Common | SOLE |
| 81369Y860 | XLRE | Real Estate Select Sector SPDR | $257,786 | 0.08% | 6,435 | Common | SOLE |
| 09247X101 | BLKCHF | BlackRock Inc | $255,717 | 0.08% | 315 | Common | SOLE |
| 828806109 | SPG | Simon Property Group Inc | $253,329 | 0.08% | 1,776 | Common | SOLE |
| 194162103 | CL | Colgate-Palmolive Co | $251,485 | 0.08% | 3,155 | Common | SOLE |
| 949746101 | WMT2 | Wells Fargo & Co | $251,416 | 0.08% | 5,108 | Common | SOLE |
| G54950103 | LIN | Linde PLC | $249,301 | 0.08% | 607 | Common | SOLE |
| 66987V109 | NVS | Novartis AG | $241,318 | 0.07% | 2,390 | Common | SOLE |
| 009066101 | ABNB | AirBnB Inc - Class A | $237,973 | 0.07% | 1,748 | Common | SOLE |
| 03990B101 | ARES | Ares Management Corp | $237,840 | 0.07% | 2,000 | Common | SOLE |
| 808513105 | SCHW | Charles Schwab Corp/The | $233,714 | 0.07% | 3,397 | Common | SOLE |
| 27627N105 | EBC | Eastern Bankshares Inc | $230,707 | 0.07% | 16,247 | Common | SOLE |
| 053332102 | AZO | AutoZone Inc | $230,119 | 0.07% | 89 | Common | SOLE |
| 641069406 | NSRGY | Nestle SA | $227,560 | 0.07% | 1,968 | Common | SOLE |
| 001055102 | AFL | Aflac Inc | $227,370 | 0.07% | 2,756 | Common | SOLE |
| 189054109 | CLX | Clorox Co/The | $227,288 | 0.07% | 1,594 | Common | SOLE |
| 83012A109 | TSLX | Sixth Street Specialty Lending | $224,100 | 0.07% | 10,375 | Common | SOLE |
| N00985106 | AER | AerCap Holdings NV | $222,960 | 0.07% | 3,000 | Common | SOLE |
| 609207105 | MDLZ | Mondelez International Inc | $221,708 | 0.07% | 3,061 | Common | SOLE |
| 012653101 | ALB | Albemarle Corporation | $218,598 | 0.07% | 1,513 | Common | SOLE |
| 12572Q105 | CME | CME Group Inc | $204,703 | 0.06% | 972 | Common | SOLE |
| 260557103 | DOW | Dow Chemical Co New | $202,634 | 0.06% | 3,695 | Common | SOLE |
| 29273V100 | ET | Energy Transfer Equity LP | $201,480 | 0.06% | 14,600 | Common | SOLE |
| 571748102 | MRSH | Marsh & McLennan Cos Inc | $201,407 | 0.06% | 1,063 | Common | SOLE |
| 311900104 | FAST | Fastenal Co | $200,463 | 0.06% | 3,095 | Common | SOLE |
| 157085101 | CERS | Cerus Corporation | $49,680 | 0.02% | 23,000 | Common | SOLE |
| 59509P106 | MMTIF | Micromem Technologies Inc | $3,792 | 0.00% | 50,000 | Common | SOLE |
| 0BG4TSZ51 | — | TILT Holdings Inc | $1,525 | 0.00% | 61,000 | Common | SOLE |
| 92240N106 | — | Vectrix Corp | $295 | 0.00% | 29,500 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.