Q2 2024 · 13F-HR
Shaker Financial Services, LLCholdings as filed
Filed 2024-08-02 · accession 0001172661-24-003059
$247.3M
Reported value
157
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 101507101 | STEW | SRH TOTAL RETURN FUND INC | $9.3M | 3.74% | 635,982 | Common | SOLE |
| 85208J109 | FUND | SPROTT FOCUS TR INC | $7.5M | 3.02% | 995,343 | Common | SOLE |
| 529900102 | ASG | LIBERTY ALL-STAR GROWTH FD I | $7.0M | 2.84% | 1,313,319 | Common | SOLE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $6.0M | 2.41% | 234,152 | Common | SOLE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $5.9M | 2.37% | 426,207 | Common | SOLE |
| 368802104 | GAM | GENERAL AMERN INVS CO INC | $5.4M | 2.18% | 108,528 | Common | SOLE |
| 780915104 | RMT | ROYCE MICRO-CAP TR INC | $5.3M | 2.13% | 574,290 | Common | SOLE |
| 530158104 | USA | LIBERTY ALL STAR EQUITY FD | $5.1M | 2.07% | 751,159 | Common | SOLE |
| 27828Y108 | ETV | EATON VANCE TAX-MANAGED BUY- | $5.1M | 2.04% | 369,575 | Common | SOLE |
| 27828S101 | ETG | EATON VANCE TX ADV GLBL DIV | $4.8M | 1.94% | 257,575 | Common | SOLE |
| 43010T104 | HGLB | HIGHLAND GLOBAL ALLOCATION F | $4.6M | 1.87% | 614,264 | Common | SOLE |
| 09256A109 | CII | BLACKROCK ENHANCD CAP & INM | $4.6M | 1.84% | 227,627 | Common | SOLE |
| 94987D101 | ERC | ALLSPRING MULTI SECTOR INCOM | $4.5M | 1.80% | 492,903 | Common | SOLE |
| 27828G107 | XEVTX | EATON VANCE TAX ADVT DIV INC | $4.1M | 1.68% | 178,135 | Common | SOLE |
| 94987B105 | XEADX | ALLSPRING INCOME OPPORTUNIT | $4.1M | 1.67% | 618,812 | Common | SOLE |
| 69355J104 | SDHY | PGIM SHORT DUR HIG YLD OPP F | $3.9M | 1.59% | 256,343 | Common | SOLE |
| 6706EW100 | XSSPX | NUVEEN S&P 500 DYNAMIC OVERW | $3.7M | 1.50% | 223,364 | Common | SOLE |
| 27828X100 | ETB | EATON VANCE TAX MNGED BUY WR | $3.7M | 1.49% | 261,714 | Common | SOLE |
| 09251A104 | BDJ | BLACKROCK ENHANCED EQUITY DI | $3.7M | 1.48% | 446,818 | Common | SOLE |
| 298768102 | EEA | EUROPEAN EQUITY FD INC | $3.4M | 1.36% | 375,603 | Common | SOLE |
| 27829F108 | XEXGX | EATON VANCE TAX-MANAGED GLOB | $3.4M | 1.36% | 398,922 | Common | SOLE |
| 35472T101 | FTF | FRANKLIN LTD DURATION INCOME | $3.2M | 1.31% | 510,214 | Common | SOLE |
| 337318109 | FFA | FIRST TR ENHANCED EQUITY INC | $3.2M | 1.29% | 159,671 | Common | SOLE |
| 92829B101 | VGI | VIRTUS GLOBAL MULTI-SECTOR I | $3.1M | 1.27% | 413,933 | Common | SOLE |
| 67075F105 | XDIAX | NUVEEN DOW 30 DYNMC OVERWRT | $3.1M | 1.26% | 218,389 | Common | SOLE |
| 67090X107 | JCE | NUVEEN CORE EQUITY ALPHA FD | $3.1M | 1.26% | 202,739 | Common | SOLE |
| 27829C105 | ETW | EATON VANCE TAX-MANAGED GLOB | $3.0M | 1.22% | 364,908 | Common | SOLE |
| 895436103 | TY | TRI CONTL CORP | $2.9M | 1.19% | 94,909 | Common | SOLE |
| 155123102 | CET | CENTRAL SECS CORP | $2.8M | 1.13% | 63,707 | Common | SOLE |
| 27828H105 | XEVVX | EATON VANCE LTD DURATION INC | $2.7M | 1.10% | 280,101 | Common | SOLE |
| 780910105 | RVT | ROYCE SMALL CAP TRUST INC | $2.7M | 1.10% | 188,256 | Common | SOLE |
| 410142103 | JHI | HANCOCK JOHN INVT TR II | $2.7M | 1.09% | 203,489 | Common | SOLE |
| 69346H100 | ISD | PGIM HIGH YIELD BOND FUND IN | $2.7M | 1.09% | 208,631 | Common | SOLE |
| 27828N102 | XETYX | EATON VANCE TAX-MANAGED DIVE | $2.7M | 1.08% | 190,304 | Common | SOLE |
| 870875101 | SWZ | SWISS HELVETIA FD INC | $2.6M | 1.06% | 323,974 | Common | SOLE |
| 552727109 | MCR | MFS CHARTER INCOME TR | $2.6M | 1.05% | 413,834 | Common | SOLE |
| 41013T105 | PDT | HANCOCK JOHN PREM DIVID FD | $2.5M | 1.01% | 212,585 | Common | SOLE |
| 128125101 | CSQ | CALAMOS STRATEGIC TOTAL RETU | $2.4M | 0.97% | 143,153 | Common | SOLE |
| 94987C103 | EOD | ALLSPRING GLOBAL DIVIDEND OP | $2.4M | 0.97% | 481,655 | Common | SOLE |
| 69346J106 | GHY | PGIM GLOBAL HIGH YIELD FD FO | $2.3M | 0.93% | 193,465 | Common | SOLE |
| 644465106 | GF | NEW GERMANY FD INC | $2.3M | 0.92% | 280,683 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $2.3M | 0.91% | 4,125 | Common | SOLE |
| 258623107 | DBL | DOUBLELINE OPPORTUNISTIC CR | $2.2M | 0.90% | 144,101 | Common | SOLE |
| 10537L104 | BWG | BRANDYWINEGBL GBL INCM OPP F | $2.0M | 0.82% | 243,615 | Common | SOLE |
| 47804L102 | HEQ | JOHN HANCOCK HEDGED EQUITY & | $2.0M | 0.80% | 190,950 | Common | SOLE |
| 27829G106 | ETJ | EATON VANCE RISK-MANAGED DIV | $1.8M | 0.75% | 209,915 | Common | SOLE |
| 00302M106 | XAGDX | ABRDN GLOBAL DYNAMIC DIVIDEN | $1.8M | 0.74% | 188,767 | Common | SOLE |
| 722011103 | XPGPX | PIMCO GLOBAL STOCKSPLS INCM | $1.8M | 0.71% | 231,174 | Common | SOLE |
| 33718W103 | FPF | FIRST TR INTER DURATN PFD & | $1.7M | 0.71% | 95,142 | Common | SOLE |
| 19248C105 | LDP | COHEN & STEERS LTD DURATION | $1.7M | 0.68% | 84,927 | Common | SOLE |
| 880192109 | TEI | TEMPLETON EMERGING MKTS INCO | $1.7M | 0.68% | 315,666 | Common | SOLE |
| 33848W106 | DFP | FLAHERTY & CRUMRINE DYNAMIC | $1.5M | 0.61% | 79,008 | Common | SOLE |
| 50208A102 | XSCDX | LMP CAP & INCOME FD INC | $1.4M | 0.58% | 92,584 | Common | SOLE |
| 18914E106 | GLO | CLOUGH GLOBAL OPPORTUNITIES | $1.4M | 0.58% | 265,485 | Common | SOLE |
| 278274105 | EOI | EATON VANCE ENHANCED EQUITY | $1.4M | 0.58% | 73,314 | Common | SOLE |
| 95766A101 | XEMDX | WESTERN ASSET EMERGING MKTS | $1.4M | 0.56% | 147,021 | Common | SOLE |
| 46131F101 | VLT | INVESCO HIGH INCOME TR II | $1.4M | 0.56% | 130,324 | Common | SOLE |
| 27901F109 | XTEAX | ECOFIN SUSTAINABLE AND SOCIA | $1.4M | 0.55% | 118,883 | Common | SOLE |
| 874036106 | TWN | TAIWAN FD INC | $1.4M | 0.55% | 30,981 | Common | SOLE |
| 76882B108 | XRSFX | RIVERNORTH CAP AND INCM FD I | $1.3M | 0.54% | 86,778 | Common | SOLE |
| 95768B107 | HYI | WESTERN ASSET HIGH YIELD DEF | $1.3M | 0.52% | 109,635 | Common | SOLE |
| 552737108 | MMT | MFS MULTIMARKET INCOME TR | $1.2M | 0.48% | 252,857 | Common | SOLE |
| 72369H106 | XPHTX | PIONEER HIGH INCOME FUND INC | $1.2M | 0.47% | 155,045 | Common | SOLE |
| 409735206 | BTO | HANCOCK JOHN FINL OPPTYS FD | $1.1M | 0.46% | 40,840 | Common | SOLE |
| 746853100 | PPT | PUTNAM PREMIER INCOME TR | $1.1M | 0.46% | 317,023 | Common | SOLE |
| 06760L100 | BGH | BARINGS GLOBAL SHORT DURATIO | $1.1M | 0.46% | 78,444 | Common | SOLE |
| 92912T100 | XIGDX | VOYA GLBL EQTY DIV & PREM OP | $1.1M | 0.46% | 218,985 | Common | SOLE |
| 92912J102 | IAE | VOYA ASIA PAC HIGH DIV EQT I | $1.1M | 0.44% | 172,356 | Common | SOLE |
| 059695106 | BCV | BANCROFT FD LTD | $1.1M | 0.43% | 67,889 | Common | SOLE |
| 03464A100 | FINS | ANGEL OAK FINL STRATEGIES IN | $1.0M | 0.42% | 84,071 | Common | SOLE |
| 278277108 | EOS | EATON VANCE ENHANCED EQUITY | $1.0M | 0.42% | 47,610 | Common | SOLE |
| 19842X109 | STK | COLUMBIA SELIGM PREM TECH GR | $1.0M | 0.40% | 30,064 | Common | SOLE |
| 09258G104 | BST | BLACKROCK SCIENCE & TECHNOLO | $991,664 | 0.40% | 26,332 | Common | SOLE |
| 78518H202 | BRW | SABA CAPITAL INCOME & OPRNT | $946,958 | 0.38% | 134,511 | Common | SOLE |
| 72369J102 | XPHDX | PIONEER FLOATING RATE FUND I | $935,233 | 0.38% | 96,815 | Common | SOLE |
| 45781W109 | — | INSIGHT SELECT INCOME FD | $935,210 | 0.38% | 57,308 | Common | SOLE |
| 36249W104 | GGZ | GABELLI GLOBAL SMALL & MID C | $925,713 | 0.37% | 81,994 | Common | SOLE |
| 289074106 | ECF | ELLSWORTH GROWTH & INCOME FD | $914,789 | 0.37% | 111,018 | Common | SOLE |
| 092524107 | XBGYX | BLACKROCK ENHANCED INTL DIV | $914,217 | 0.37% | 163,838 | Common | SOLE |
| 92912R104 | IGA | VOYA GLBL ADV & PREM OPP FD | $899,311 | 0.36% | 101,617 | Common | SOLE |
| 67075G103 | JGH | NUVEEN GLOBAL HIGH INCOME FD | $843,575 | 0.34% | 65,322 | Common | SOLE |
| 112830104 | RA | BROOKFIELD REAL ASSETS INCOM | $837,746 | 0.34% | 65,654 | Common | SOLE |
| 09256U105 | BSL | BLACKSTONE SENI FLTN RAT 202 | $835,081 | 0.34% | 59,606 | Common | SOLE |
| 592834105 | MXE | MEXICO EQUITY & INCOME FD | $808,359 | 0.33% | 84,204 | Common | SOLE |
| 95766T100 | PAI | WESTERN ASSET INVESTMENT GRA | $805,848 | 0.33% | 66,426 | Common | SOLE |
| 723653101 | XHNWX | PIONEER DIVERSIFIED HIGH INC | $805,408 | 0.33% | 68,962 | Common | SOLE |
| 88018T101 | TDF | TEMPLETON DRAGON FD INC | $801,567 | 0.32% | 99,946 | Common | SOLE |
| 746909100 | PIM | PUTNAM MASTER INTER INCOME T | $771,900 | 0.31% | 237,727 | Common | SOLE |
| 84741T104 | SPE | SPECIAL OPPORTUNITIES FD INC | $770,713 | 0.31% | 58,923 | Common | SOLE |
| 169373107 | XXCHNXX | CHINA FD INC | $766,034 | 0.31% | 75,695 | Common | SOLE |
| 33741Q107 | FTHY | FIRST TR HIGH YIELD OPPRT 20 | $761,381 | 0.31% | 53,169 | Common | SOLE |
| 19248Y107 | PSF | COHEN & STEERS SELECT PFD & | $740,287 | 0.30% | 37,426 | Common | SOLE |
| 09249W101 | BLW | BLACKROCK LTD DURATION INCOM | $733,934 | 0.30% | 52,574 | Common | SOLE |
| 67073D102 | XJQCX | NUVEEN CR STRATEGIES INCOME | $721,202 | 0.29% | 128,694 | Common | SOLE |
| 552939100 | MGF | MFS GOVT MKTS INCOME TR | $688,258 | 0.28% | 224,188 | Common | SOLE |
| 617477104 | EDD | MORGAN STANLEY EMERGING MKTS | $683,931 | 0.28% | 145,672 | Common | SOLE |
| 76882G107 | OPP | RIVERNORTH DOUBLELINE STRATE | $675,808 | 0.27% | 78,128 | Common | SOLE |
| 09260Q108 | BTX | BLACKROCK INNOVATION AND GRW | $665,609 | 0.27% | 92,062 | Common | SOLE |
| 362397101 | GAB | GABELLI EQUITY TR INC | $661,186 | 0.27% | 127,151 | Common | SOLE |
| 33733U108 | FCT | FIRST TR SR FLTG RATE INCOME | $656,864 | 0.27% | 65,165 | Common | SOLE |
| 01879R106 | XAWFX | ALLIANCEBERNSTEIN GLOBAL HIG | $653,952 | 0.26% | 62,400 | Common | SOLE |
| 92835W107 | ZTR | VIRTUS TOTAL RETURN FD INC | $638,143 | 0.26% | 116,983 | Common | SOLE |
| 92838X102 | — | VIRTUS CONVERTIBLE & INCOME | $614,613 | 0.25% | 187,955 | Common | SOLE |
| 09660L105 | DHF | BNY MELLON HIGH YIELD STRATE | $608,793 | 0.25% | 252,611 | Common | SOLE |
| 880191101 | EMF | TEMPLETON EMERGING MKTS FD | $586,198 | 0.24% | 47,427 | Common | SOLE |
| 00326L100 | XAODX | ABRDN TOTAL DYNAMIC DIVIDEND | $578,751 | 0.23% | 68,817 | Common | SOLE |
| 27828U106 | ETO | EATON VANCE TAX-ADVANTAGED G | $574,439 | 0.23% | 22,527 | Common | SOLE |
| 47109U104 | JOF | JAPAN SMALLER CAPITALIZATION | $573,299 | 0.23% | 75,633 | Common | SOLE |
| 95790K109 | WDI | WESTERN ASSET DIVERSIFIED IN | $572,607 | 0.23% | 39,343 | Common | SOLE |
| 05588N108 | XDCFX | BNY MELLON ALCENTRA GLOBAL C | $569,666 | 0.23% | 64,369 | Common | SOLE |
| 41013W108 | HPI | HANCOCK JOHN PFD INCOME FD | $518,679 | 0.21% | 31,040 | Common | SOLE |
| 410123103 | JHS | HANCOCK JOHN INCOME SECS TR | $469,932 | 0.19% | 43,113 | Common | SOLE |
| 72201H108 | PFL | PIMCO INCOME STRATEGY FD | $467,239 | 0.19% | 56,763 | Common | SOLE |
| 92840N100 | ACV | VIRTUS DIVERSIFIED INCM & CO | $454,300 | 0.18% | 21,409 | Common | SOLE |
| 12811L107 | CHW | CALAMOS GBL DYN INCOME FUND | $447,211 | 0.18% | 65,191 | Common | SOLE |
| 19249X108 | PTA | COHEN & STEERS TAX ADVAN PFD | $438,765 | 0.18% | 22,104 | Common | SOLE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $427,020 | 0.17% | 34,107 | Common | SOLE |
| 592835102 | MXF | MEXICO FD INC | $419,456 | 0.17% | 26,216 | Common | SOLE |
| 670750108 | NMAI | NUVEEN MULTI ASSET INCOME FU | $412,075 | 0.17% | 32,804 | Common | SOLE |
| 55273C107 | MIN | MFS INTER INCOME TR | $405,632 | 0.16% | 152,493 | Common | SOLE |
| 00306J109 | XJEQX | ABRDN JAPAN EQUITY FUND INC | $401,503 | 0.16% | 68,399 | Common | SOLE |
| 36242H104 | XGDVX | GABELLI DIVID & INCOME TR | $390,612 | 0.16% | 17,200 | Common | SOLE |
| 09257P105 | BTT | BLACKROCK MUN TARGET TERM TR | $374,696 | 0.15% | 18,000 | Common | SOLE |
| 27828V104 | XEVGX | EATON VANCE SHORT DURATION D | $372,838 | 0.15% | 34,522 | Common | SOLE |
| 92838U108 | — | VIRTUS CONVERTIBLE & INC FD | $370,788 | 0.15% | 126,982 | Common | SOLE |
| 00301W105 | AEF | ABRDN EMRG MKTS EQTY INCM FD | $368,503 | 0.15% | 69,779 | Common | SOLE |
| 18913Y103 | GLV | CLOUGH GLOBAL DIVID & INCOME | $367,696 | 0.15% | 64,508 | Common | SOLE |
| 92912P108 | IHD | VOYA EMERGING MKTS HIGH DIVI | $346,575 | 0.14% | 64,419 | Common | SOLE |
| 617468103 | XCAFX | MORGAN STANLEY CHINA A SH FD | $341,936 | 0.14% | 29,101 | Common | SOLE |
| 36242L105 | GLU | GABELLI GLOBL UTIL & INCOME | $325,863 | 0.13% | 23,511 | Common | SOLE |
| 95766B109 | EHI | WESTERN ASSET GBL HIGH INC F | $321,711 | 0.13% | 45,184 | Common | SOLE |
| 500634209 | KF | KOREA FD INC | $317,575 | 0.13% | 13,161 | Common | SOLE |
| 18914C100 | XGLQX | CLOUGH GLOBAL EQUITY FD | $304,850 | 0.12% | 43,706 | Common | SOLE |
| 33738E109 | — | FIRST TR HIGH INCOME LONG / | $302,071 | 0.12% | 24,479 | Common | SOLE |
| 09255R202 | DSU | BLACKROCK DEBT STRATEGIES FD | $299,770 | 0.12% | 27,654 | Common | SOLE |
| 454089103 | IFN | INDIA FD INC | $295,073 | 0.12% | 16,500 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $289,363 | 0.12% | 603 | Common | SOLE |
| 003011103 | — | ABRDN AUSTRALIA EQUITY FD IN | $277,099 | 0.11% | 63,995 | Common | SOLE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $272,528 | 0.11% | 4,350 | Common | SOLE |
| 355145103 | FT | FRANKLIN UNVL TR | $264,317 | 0.11% | 38,813 | Common | SOLE |
| 885213108 | TBLD | THORNBURG INCM BUILDER OPP T | $251,983 | 0.10% | 15,622 | Common | SOLE |
| 12812C106 | CPZ | CALAMOS LNG SHR EQT DYNAMIC | $232,898 | 0.09% | 15,272 | Common | SOLE |
| 78081T104 | RGT | ROYCE GLOBAL TRUST INC | $232,030 | 0.09% | 20,866 | Common | SOLE |
| 00724F101 | ADBE | ADOBE INC | $222,216 | 0.09% | 400 | Common | SOLE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $211,942 | 0.09% | 13,431 | Common | SOLE |
| 092501105 | XBOEX | BLACKROCK ENHANCED GLOBAL DI | $208,986 | 0.08% | 19,697 | Common | SOLE |
| 836144105 | — | SOURCE CAP INC | $200,429 | 0.08% | 4,528 | Common | SOLE |
| 337319107 | — | FIRST TR ABRDN GBL OPP INCM | $190,638 | 0.08% | 30,069 | Common | SOLE |
| 09260E105 | BMEZ | BLACKROCK HEALTH SCIENCES TE | $184,320 | 0.07% | 12,000 | Common | SOLE |
| 36246K103 | GRX | GABELLI HLTHCARE & WELLNESS | $159,479 | 0.06% | 16,647 | Common | SOLE |
| 74255X104 | PGZ | PRINCIPAL REAL ESTATE INCOME | $131,709 | 0.05% | 12,900 | Common | SOLE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $107,534 | 0.04% | 14,849 | Common | SOLE |
| 95766J102 | HIX | WESTERN ASSET HIGH INCOM FD | $104,400 | 0.04% | 24,000 | Common | SOLE |
| 12504G100 | IGR | CBRE GBL REAL ESTATE INC FD | $75,600 | 0.03% | 15,000 | Common | SOLE |
| 67075J107 | JMM | NUVEEN MULTI-MKT INCOME FD | $64,666 | 0.03% | 10,782 | Common | SOLE |
| 64190A103 | XNROX | NEUBERGER BERMAN REAL ESTATE | $53,302 | 0.02% | 15,840 | Common | SOLE |
| 33733G109 | — | FIRST TR SPECIALTY FIN & FIN | $51,753 | 0.02% | 13,304 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.