Shaker Financial Services, LLC — Q3 2024 13F-HR

← Shaker Financial Services, LLC

Q3 2024 · 13F-HR

Shaker Financial Services, LLCholdings as filed

Filed 2024-10-31 · accession 0001172661-24-004432

$265.3M

Reported value

157

Positions

2024-09-30

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
101507101	STEW	SRH TOTAL RETURN FUND INC	$10.4M	3.90%	655,209	Common	SOLE
85208J109	FUND	SPROTT FOCUS TR INC	$7.5M	2.83%	974,603	Common	SOLE
670699107	QQQX	NUVEEN NASDAQ 100 DYNAMIC OV	$7.2M	2.73%	284,148	Common	SOLE
529900102	ASG	LIBERTY ALL-STAR GROWTH FD I	$7.0M	2.66%	1,255,941	Common	SOLE
09256A109	CII	BLACKROCK ENHANCD CAP & INM	$6.7M	2.52%	339,551	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$6.4M	2.41%	139,353	Common	SOLE
12811L107	CHW	CALAMOS GBL DYN INCOME FUND	$6.1M	2.29%	845,993	Common	SOLE
780915104	RMT	ROYCE MICRO-CAP TR INC	$6.0M	2.24%	619,270	Common	SOLE
128125101	CSQ	CALAMOS STRATEGIC TOTAL RETU	$5.8M	2.20%	336,742	Common	SOLE
895436103	TY	TRI CONTL CORP	$5.3M	2.01%	161,057	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$5.2M	1.95%	657,548	Common	SOLE
27828G107	XEVTX	EATON VANCE TAX ADVT DIV INC	$5.1M	1.92%	206,646	Common	SOLE
27828X100	ETB	EATON VANCE TAX MNGED BUY WR	$4.7M	1.77%	325,946	Common	SOLE
6706ER101	XBXMX	NUVEEN S&P 500 BUY-WRITE INC	$4.5M	1.69%	321,732	Common	SOLE
94987B105	XEADX	ALLSPRING INCOME OPPORTUNIT	$4.5M	1.68%	622,241	Common	SOLE
94987D101	ERC	ALLSPRING MULTI SECTOR INCOM	$4.5M	1.68%	462,891	Common	SOLE
006212104	ADX	ADAMS DIVERSIFIED EQUITY FD	$4.4M	1.68%	206,202	Common	SOLE
27828Y108	ETV	EATON VANCE TAX-MANAGED BUY-	$4.2M	1.57%	301,302	Common	SOLE
6706EW100	XSSPX	NUVEEN S&P 500 DYNAMIC OVERW	$4.1M	1.53%	237,733	Common	SOLE
69355J104	SDHY	PGIM SHORT DUR HIG YLD OPP F	$4.0M	1.49%	236,595	Common	SOLE
27828S101	ETG	EATON VANCE TX ADV GLBL DIV	$3.8M	1.45%	197,963	Common	SOLE
530158104	USA	LIBERTY ALL STAR EQUITY FD	$3.6M	1.37%	510,094	Common	SOLE
362397101	GAB	GABELLI EQUITY TR INC	$3.6M	1.35%	652,653	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$3.6M	1.34%	379,304	Common	SOLE
67075F105	XDIAX	NUVEEN DOW 30 DYNMC OVERWRT	$3.2M	1.21%	212,033	Common	SOLE
27829F108	XEXGX	EATON VANCE TAX-MANAGED GLOB	$3.1M	1.17%	356,589	Common	SOLE
27828N102	XETYX	EATON VANCE TAX-MANAGED DIVE	$3.1M	1.16%	210,520	Common	SOLE
552727109	MCR	MFS CHARTER INCOME TR	$2.9M	1.11%	448,297	Common	SOLE
003057106	ACP	ABRDN INCOME CREDIT STRATEGI	$2.9M	1.11%	444,149	Common	SOLE
870875101	SWZ	SWISS HELVETIA FD INC	$2.9M	1.11%	327,809	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$2.8M	1.06%	347,269	Common	SOLE
836144105	—	SOURCE CAP INC	$2.7M	1.01%	60,101	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$2.6M	0.99%	394,864	Common	SOLE
69346H100	ISD	PGIM HIGH YIELD BOND FUND IN	$2.5M	0.94%	179,608	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$2.4M	0.91%	270,180	Common	SOLE
337318109	FFA	FIRST TR ENHANCED EQUITY INC	$2.4M	0.90%	117,985	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$2.3M	0.88%	260,281	Common	SOLE
69346J106	GHY	PGIM GLOBAL HIGH YIELD FD FO	$2.3M	0.87%	179,919	Common	SOLE
33718W103	FPF	FIRST TR INTER DURATN PFD &	$2.3M	0.86%	116,642	Common	SOLE
19842X109	STK	COLUMBIA SELIGM PREM TECH GR	$2.3M	0.85%	67,232	Common	SOLE
41013T105	PDT	HANCOCK JOHN PREM DIVID FD	$2.2M	0.83%	166,484	Common	SOLE
258623107	DBL	DOUBLELINE OPPORTUNISTIC CR	$2.2M	0.81%	136,515	Common	SOLE
409735206	BTO	HANCOCK JOHN FINL OPPTYS FD	$2.0M	0.75%	59,654	Common	SOLE
47804L102	HEQ	JOHN HANCOCK HEDGED EQUITY &	$2.0M	0.74%	178,607	Common	SOLE
410142103	JHI	HANCOCK JOHN INVT TR II	$1.9M	0.73%	138,470	Common	SOLE
09251A104	BDJ	BLACKROCK ENHANCED EQUITY DI	$1.9M	0.72%	221,193	Common	SOLE
780910105	RVT	ROYCE SMALL CAP TRUST INC	$1.9M	0.71%	120,571	Common	SOLE
95768B107	HYI	WESTERN ASSET HIGH YIELD DEF	$1.8M	0.68%	144,578	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$1.8M	0.66%	342,780	Common	SOLE
19248Y107	PSF	COHEN & STEERS SELECT PFD &	$1.8M	0.66%	81,753	Common	SOLE
09258G104	BST	BLACKROCK SCIENCE & TECHNOLO	$1.7M	0.63%	46,823	Common	SOLE
67072T108	JFR	NUVEEN FLOATING RATE INCOME	$1.6M	0.59%	177,054	Common	SOLE
36242H104	XGDVX	GABELLI DIVID & INCOME TR	$1.4M	0.54%	58,652	Common	SOLE
059695106	BCV	BANCROFT FD LTD	$1.4M	0.53%	83,989	Common	SOLE
19248C105	LDP	COHEN & STEERS LTD DURATION	$1.4M	0.53%	64,122	Common	SOLE
552737108	MMT	MFS MULTIMARKET INCOME TR	$1.4M	0.53%	286,096	Common	SOLE
722011103	XPGPX	PIMCO GLOBAL STOCKSPLS INCM	$1.4M	0.52%	164,393	Common	SOLE
874036106	TWN	TAIWAN FD INC	$1.4M	0.51%	30,981	Common	SOLE
723653101	XHNWX	PIONEER DIVERSIFIED HIGH INC	$1.3M	0.50%	106,990	Common	SOLE
03464A100	FINS	ANGEL OAK FINL STRATEGIES IN	$1.3M	0.49%	98,803	Common	SOLE
278277108	EOS	EATON VANCE ENHANCED EQUITY	$1.3M	0.49%	60,090	Common	SOLE
880198205	SABA	SABA CAPITAL INCOME & OPPORT	$1.3M	0.49%	153,213	Common	SOLE
95766A101	XEMDX	WESTERN ASSET EMERGING MKTS	$1.2M	0.47%	121,531	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$1.2M	0.47%	228,299	Common	SOLE
617477104	EDD	MORGAN STANLEY EMERGING MKTS	$1.2M	0.45%	231,346	Common	SOLE
95766J102	HIX	WESTERN ASSET HIGH INCOM FD	$1.2M	0.45%	262,159	Common	SOLE
67080D103	NPCT	NUVEEN CORE PLUS IMPACT FUND	$1.2M	0.45%	99,133	Common	SOLE
92912J102	IAE	VOYA ASIA PAC HIGH DIV EQT I	$1.2M	0.44%	170,474	Common	SOLE
72369H106	XPHTX	PIONEER HIGH INCOME FUND INC	$1.2M	0.43%	143,928	Common	SOLE
67075G103	JGH	NUVEEN GLOBAL HIGH INCOME FD	$1.1M	0.43%	83,975	Common	SOLE
92835W107	ZTR	VIRTUS TOTAL RETURN FD INC	$1.1M	0.43%	181,877	Common	SOLE
09257R101	BGB	BLACKSTONE STRATEGIC CRED 20	$1.1M	0.41%	88,935	Common	SOLE
92840N100	ACV	VIRTUS DIVERSIFIED INCM & CO	$1.1M	0.41%	50,876	Common	SOLE
06760L100	BGH	BARINGS GLOBAL SHORT DURATIO	$1.1M	0.41%	70,940	Common	SOLE
95766B109	EHI	WESTERN ASSET GBL HIGH INC F	$1.1M	0.40%	153,175	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TR	$1.1M	0.40%	1,829	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$1.0M	0.39%	114,248	Common	SOLE
670750108	NMAI	NUVEEN MULTI ASSET INCOME FU	$1.0M	0.38%	76,571	Common	SOLE
46131F101	VLT	INVESCO HIGH INCOME TR II	$1.0M	0.38%	87,155	Common	SOLE
289074106	ECF	ELLSWORTH GROWTH & INCOME FD	$1.0M	0.38%	111,265	Common	SOLE
746853100	PPT	PUTNAM PREMIER INCOME TR	$984,666	0.37%	262,306	Common	SOLE
45781W109	—	INSIGHT SELECT INCOME FD	$972,357	0.37%	55,091	Common	SOLE
33848W106	DFP	FLAHERTY & CRUMRINE DYNAMIC	$952,773	0.36%	44,315	Common	SOLE
27828H105	XEVVX	EATON VANCE LTD DURATION INC	$948,549	0.36%	90,252	Common	SOLE
72369J102	XPHDX	PIONEER FLOATING RATE FUND I	$938,402	0.35%	94,788	Common	SOLE
092524107	XBGYX	BLACKROCK ENHANCED INTL DIV	$905,282	0.34%	156,083	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$885,177	0.33%	63,636	Common	SOLE
00302M106	XAGDX	ABRDN GLOBAL DYNAMIC DIVIDEN	$874,706	0.33%	82,364	Common	SOLE
112830104	RA	BROOKFIELD REAL ASSETS INCOM	$865,703	0.33%	63,190	Common	SOLE
88018T101	TDF	TEMPLETON DRAGON FD INC	$865,574	0.33%	94,495	Common	SOLE
95766T100	PAI	WESTERN ASSET INVESTMENT GRA	$851,914	0.32%	65,981	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$822,614	0.31%	141,100	Common	SOLE
169373107	XXCHNXX	CHINA FD INC	$801,245	0.30%	62,892	Common	SOLE
92838Y100	AIO	VIRTUS ARTIFICIAL INTELLIGEN	$797,446	0.30%	36,297	Common	SOLE
36249W104	GGZ	GABELLI GLOBAL SMALL & MID C	$771,692	0.29%	62,183	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$713,041	0.27%	77,758	Common	SOLE
78518H202	BRW	SABA CAPITAL INCOME & OPRNT	$710,857	0.27%	93,657	Common	SOLE
278279104	EFT	EATON VANCE FLTING RATE INC	$705,206	0.27%	54,752	Common	SOLE
09258A107	BIT	BLACKROCK MULTI SECTOR INC T	$681,584	0.26%	44,841	Common	SOLE
410123103	JHS	HANCOCK JOHN INCOME SECS TR	$666,462	0.25%	57,330	Common	SOLE
67074Y105	JRI	NUVEEN REAL ASSET INCOME & G	$665,302	0.25%	48,198	Common	SOLE
27829G106	ETJ	EATON VANCE RISK-MANAGED DIV	$659,483	0.25%	71,605	Common	SOLE
278274105	EOI	EATON VANCE ENHANCED EQUITY	$632,127	0.24%	31,247	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$625,485	0.24%	75,633	Common	SOLE
880191101	EMF	TEMPLETON EMERGING MKTS FD	$616,247	0.23%	45,513	Common	SOLE
78081T104	RGT	ROYCE GLOBAL TRUST INC	$600,474	0.23%	51,765	Common	SOLE
33733U108	FCT	FIRST TR SR FLTG RATE INCOME	$593,628	0.22%	57,300	Common	SOLE
92838U108	—	VIRTUS CONVERTIBLE & INC FD	$592,885	0.22%	190,638	Common	SOLE
27828U106	ETO	EATON VANCE TAX-ADVANTAGED G	$576,954	0.22%	21,739	Common	SOLE
00306J109	XJEQX	ABRDN JAPAN EQUITY FUND INC	$536,244	0.20%	85,799	Common	SOLE
003009867	FAX	ABRDN ASIA PACIFIC INCOME FU	$516,293	0.19%	29,672	Common	SOLE
258622109	DSL	DOUBLELINE INCOME SOLUTIONS	$513,334	0.19%	39,548	Common	SOLE
92912R104	IGA	VOYA GLBL ADV & PREM OPP FD	$507,633	0.19%	53,435	Common	SOLE
00764C109	AVK	ADVENT CONV & INCOME FD	$488,338	0.18%	41,596	Common	SOLE
55273C107	MIN	MFS INTER INCOME TR	$478,987	0.18%	176,098	Common	SOLE
00326L100	XAODX	ABRDN TOTAL DYNAMIC DIVIDEND	$478,133	0.18%	52,542	Common	SOLE
27829C105	ETW	EATON VANCE TAX-MANAGED GLOB	$470,960	0.18%	54,258	Common	SOLE
67073B106	JPC	NUVEEN PFD & INCOME OPPORTUN	$464,180	0.17%	57,000	Common	SOLE
746909100	PIM	PUTNAM MASTER INTER INCOME T	$461,413	0.17%	135,196	Common	SOLE
27828V104	XEVGX	EATON VANCE SHORT DURATION D	$441,309	0.17%	39,473	Common	SOLE
95790K109	WDI	WESTERN ASSET DIVERSIFIED IN	$432,720	0.16%	27,338	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$420,931	0.16%	31,088	Common	SOLE
552939100	MGF	MFS GOVT MKTS INCOME TR	$413,138	0.16%	124,815	Common	SOLE
092501105	XBOEX	BLACKROCK ENHANCED GLOBAL DI	$408,457	0.15%	36,275	Common	SOLE
19249X108	PTA	COHEN & STEERS TAX ADVAN PFD	$406,746	0.15%	19,332	Common	SOLE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$401,247	0.15%	69,300	Common	SOLE
92841M101	XNIEX	VIRTUS EQUITY & CONV INCM FD	$400,950	0.15%	17,425	Common	SOLE
00301W105	AEF	ABRDN EMRG MKTS EQTY INCM FD	$393,205	0.15%	69,779	Common	SOLE
92840R101	NFJ	VIRTUS DIVIDEND INTEREST & P	$388,449	0.15%	29,789	Common	SOLE
09257P105	BTT	BLACKROCK MUN TARGET TERM TR	$383,474	0.14%	17,699	Common	SOLE
592835102	MXF	MEXICO FD INC	$365,420	0.14%	24,216	Common	SOLE
92912P108	IHD	VOYA EMERGING MKTS HIGH DIVI	$349,101	0.13%	61,192	Common	SOLE
67090X107	JCE	NUVEEN CORE EQUITY ALPHA FD	$344,181	0.13%	22,393	Common	SOLE
92912T100	XIGDX	VOYA GLBL EQTY DIV & PREM OP	$335,913	0.13%	59,559	Common	SOLE
12812C106	CPZ	CALAMOS LNG SHR EQT DYNAMIC	$332,398	0.13%	21,188	Common	SOLE
64133Q108	NBXG	NEUBERGER BERMAN NEXT GENERA	$326,293	0.12%	25,432	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$326,073	0.12%	46,990	Common	SOLE
74255X104	PGZ	PRINCIPAL REAL ESTATE INCOME	$325,950	0.12%	29,173	Common	SOLE
454089103	IFN	INDIA FD INC	$313,830	0.12%	16,500	Common	SOLE
09256U105	BSL	BLACKSTONE SENI FLTN RAT 202	$306,080	0.12%	21,677	Common	SOLE
355145103	FT	FRANKLIN UNVL TR	$303,504	0.11%	40,146	Common	SOLE
003011103	—	ABRDN AUSTRALIA EQUITY FD IN	$301,417	0.11%	63,995	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$288,858	0.11%	591	Common	SOLE
09262F100	ECAT	BLACKROCK ESG CAP ALLC TERM	$275,183	0.10%	15,512	Common	SOLE
169656105	CMG	CHIPOTLE MEXICAN GRILL INC	$250,647	0.09%	4,350	Common	SOLE
500634209	KF	KOREA FD INC	$242,788	0.09%	10,672	Common	SOLE
33741Q107	FTHY	FIRST TR HIGH YIELD OPPRT 20	$219,240	0.08%	14,500	Common	SOLE
00724F101	ADBE	ADOBE INC	$207,112	0.08%	400	Common	SOLE
72201H108	PFL	PIMCO INCOME STRATEGY FD	$199,692	0.08%	23,082	Common	SOLE
09257D102	BGX	BLACKSTONE LONG SHORT CR INC	$192,925	0.07%	15,084	Common	SOLE
33733G109	—	FIRST TR SPECIALTY FIN & FIN	$169,060	0.06%	41,538	Common	SOLE
92838X102	—	VIRTUS CONVERTIBLE & INCOME	$115,045	0.04%	32,870	Common	SOLE
95766K109	HIO	WESTERN ASSET HIGH INCOME OP	$103,405	0.04%	25,310	Common	SOLE
72201J104	PFN	PIMCO INCOME STRATEGY FD II	$98,793	0.04%	12,825	Common	SOLE
09260Q108	BTX	BLACKROCK INNOVATION AND GRW	$76,656	0.03%	10,153	Common	SOLE
67075J107	JMM	NUVEEN MULTI-MKT INCOME FD	$68,871	0.03%	10,782	Common	SOLE
36240B109	GCV	GABELLI CONV & INC SECS FD I	$51,781	0.02%	14,109	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.