Shaker Financial Services, LLC — Q4 2024 13F-HR

← Shaker Financial Services, LLC

Q4 2024 · 13F-HR

Shaker Financial Services, LLCholdings as filed

Filed 2025-02-13 · accession 0001172661-25-000750

$261.0M

Reported value

176

Positions

2024-12-31

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
101507101	STEW	SRH TOTAL RETURN FUND INC	$11.6M	4.46%	726,726	Common	SOLE
155123102	CET	CENTRAL SECS CORP	$7.7M	2.93%	167,641	Common	SOLE
780915104	RMT	ROYCE MICRO-CAP TR INC	$7.2M	2.74%	734,786	Common	SOLE
529900102	ASG	LIBERTY ALL-STAR GROWTH FD I	$7.1M	2.73%	1,239,683	Common	SOLE
128125101	CSQ	CALAMOS STRATEGIC TOTAL RETU	$6.4M	2.46%	360,621	Common	SOLE
78462F103	SPY	SPDR S&P 500 ETF TR	$5.6M	2.13%	9,454	Common	SOLE
895436103	TY	TRI CONTL CORP	$5.2M	1.99%	164,067	Common	SOLE
12811L107	CHW	CALAMOS GBL DYN INCOME FUND	$4.9M	1.88%	721,031	Common	SOLE
670699107	QQQX	NUVEEN NASDAQ 100 DYNAMIC OV	$4.8M	1.85%	178,663	Common	SOLE
43010T104	HGLB	HIGHLAND GLOBAL ALLOCATION F	$4.5M	1.74%	667,027	Common	SOLE
27828S101	ETG	EATON VANCE TX ADV GLBL DIV	$4.5M	1.71%	244,573	Common	SOLE
94987B105	XEADX	ALLSPRING INCOME OPPORTUNIT	$4.4M	1.69%	635,994	Common	SOLE
27828G107	XEVTX	EATON VANCE TAX ADVT DIV INC	$4.4M	1.67%	181,673	Common	SOLE
6706EW100	XSSPX	NUVEEN S&P 500 DYNAMIC OVERW	$4.4M	1.67%	245,444	Common	SOLE
09251A104	BDJ	BLACKROCK ENHANCED EQUITY DI	$4.0M	1.55%	487,926	Common	SOLE
69355J104	SDHY	PGIM SHORT DUR HIG YLD OPP F	$4.0M	1.52%	244,735	Common	SOLE
94987D101	ERC	ALLSPRING MULTI SECTOR INCOM	$3.5M	1.34%	376,291	Common	SOLE
27828X100	ETB	EATON VANCE TAX MNGED BUY WR	$3.3M	1.26%	219,102	Common	SOLE
003009867	FAX	ABRDN ASIA PACIFIC INCOME FU	$3.3M	1.25%	219,257	Common	SOLE
67090X107	JCE	NUVEEN CORE EQUITY ALPHA FD	$3.1M	1.20%	197,446	Common	SOLE
27829C105	ETW	EATON VANCE TAX-MANAGED GLOB	$3.1M	1.19%	367,624	Common	SOLE
6706ER101	XBXMX	NUVEEN S&P 500 BUY-WRITE INC	$3.0M	1.15%	214,868	Common	SOLE
006212104	ADX	ADAMS DIVERSIFIED EQUITY FD	$3.0M	1.14%	147,864	Common	SOLE
35472T101	FTF	FRANKLIN LTD DURATION INCOME	$2.9M	1.12%	441,873	Common	SOLE
27829F108	XEXGX	EATON VANCE TAX-MANAGED GLOB	$2.9M	1.12%	357,913	Common	SOLE
530158104	USA	LIBERTY ALL STAR EQUITY FD	$2.9M	1.10%	409,094	Common	SOLE
27828Y108	ETV	EATON VANCE TAX-MANAGED BUY-	$2.8M	1.06%	192,501	Common	SOLE
85208J109	FUND	SPROTT FOCUS TR INC	$2.7M	1.05%	375,210	Common	SOLE
27829G106	ETJ	EATON VANCE RISK-MANAGED DIV	$2.6M	1.01%	282,970	Common	SOLE
47804L102	HEQ	JOHN HANCOCK HEDGED EQUITY &	$2.5M	0.98%	249,606	Common	SOLE
298768102	EEA	EUROPEAN EQUITY FD INC	$2.5M	0.96%	301,459	Common	SOLE
337318109	FFA	FIRST TR ENHANCED EQUITY INC	$2.5M	0.95%	119,142	Common	SOLE
36242H104	XGDVX	GABELLI DIVID & INCOME TR	$2.5M	0.94%	102,082	Common	SOLE
670750108	NMAI	NUVEEN MULTI ASSET INCOME FU	$2.3M	0.89%	193,247	Common	SOLE
84741T104	SPE	SPECIAL OPPORTUNITIES FD INC	$2.3M	0.88%	157,812	Common	SOLE
19842X109	STK	COLUMBIA SELIGM PREM TECH GR	$2.2M	0.83%	67,665	Common	SOLE
67075G103	JGH	NUVEEN GLOBAL HIGH INCOME FD	$2.1M	0.80%	162,483	Common	SOLE
552727109	MCR	MFS CHARTER INCOME TR	$2.0M	0.77%	314,069	Common	SOLE
92829B101	VGI	VIRTUS GLOBAL MULTI-SECTOR I	$2.0M	0.76%	259,354	Common	SOLE
03464A100	FINS	ANGEL OAK FINL STRATEGIES IN	$2.0M	0.75%	154,668	Common	SOLE
95768B107	HYI	WESTERN ASSET HIGH YIELD DEF	$1.9M	0.73%	161,521	Common	SOLE
67080D103	NPCT	NUVEEN CORE PLUS IMPACT FUND	$1.9M	0.73%	180,700	Common	SOLE
870875101	SWZ	SWISS HELVETIA FD INC	$1.9M	0.72%	252,561	Common	SOLE
27828H105	XEVVX	EATON VANCE LTD DURATION INC	$1.8M	0.69%	185,412	Common	SOLE
10537L104	BWG	BRANDYWINEGBL GBL INCM OPP F	$1.8M	0.69%	225,387	Common	SOLE
41013T105	PDT	HANCOCK JOHN PREM DIVID FD	$1.7M	0.66%	135,139	Common	SOLE
258623107	DBL	DOUBLELINE OPPORTUNISTIC CR	$1.7M	0.66%	110,583	Common	SOLE
33718W103	FPF	FIRST TR INTER DURATN PFD &	$1.7M	0.65%	93,141	Common	SOLE
874036106	TWN	TAIWAN FD INC	$1.6M	0.63%	35,411	Common	SOLE
78518H202	BRW	SABA CAPITAL INCOME & OPRNT	$1.6M	0.63%	215,330	Common	SOLE
880198205	SABA	SABA CAPITAL INCOME & OPPORT	$1.6M	0.62%	179,109	Common	SOLE
95766A101	XEMDX	WESTERN ASSET EMERGING MKTS	$1.6M	0.62%	167,885	Common	SOLE
09256A109	CII	BLACKROCK ENHANCD CAP & INM	$1.6M	0.60%	78,453	Common	SOLE
27828N102	XETYX	EATON VANCE TAX-MANAGED DIVE	$1.5M	0.58%	100,633	Common	SOLE
33848W106	DFP	FLAHERTY & CRUMRINE DYNAMIC	$1.5M	0.57%	75,240	Common	SOLE
33733U108	FCT	FIRST TR SR FLTG RATE INCOME	$1.5M	0.57%	144,453	Common	SOLE
94987C103	EOD	ALLSPRING GLOBAL DIVIDEND OP	$1.5M	0.57%	292,207	Common	SOLE
72369H106	XPHTX	PIONEER HIGH INCOME FUND INC	$1.5M	0.56%	189,954	Common	SOLE
67075F105	XDIAX	NUVEEN DOW 30 DYNMC OVERWRT	$1.5M	0.56%	96,529	Common	SOLE
410142103	JHI	HANCOCK JOHN INVT TR II	$1.4M	0.55%	105,114	Common	SOLE
19248C105	LDP	COHEN & STEERS LTD DURATION	$1.4M	0.55%	70,608	Common	SOLE
644465106	GF	NEW GERMANY FD INC	$1.4M	0.54%	178,169	Common	SOLE
69346H100	ISD	PGIM HIGH YIELD BOND FUND IN	$1.4M	0.53%	100,959	Common	SOLE
19248Y107	PSF	COHEN & STEERS SELECT PFD &	$1.3M	0.51%	67,668	Common	SOLE
557437100	MCN	XAI MADISON EQUITY PREMIUM I	$1.3M	0.50%	193,217	Common	SOLE
128118106	CGO	CALAMOS GLOBAL TOTAL RETURN	$1.3M	0.50%	113,152	Common	SOLE
18914E106	GLO	CLOUGH GLOBAL OPPORTUNITIES	$1.3M	0.48%	246,878	Common	SOLE
552737108	MMT	MFS MULTIMARKET INCOME TR	$1.3M	0.48%	269,501	Common	SOLE
95790K109	WDI	WESTERN ASSET DIVERSIFIED IN	$1.2M	0.45%	83,036	Common	SOLE
780910105	RVT	ROYCE SMALL CAP TRUST INC	$1.2M	0.45%	74,500	Common	SOLE
76881Y109	RIV	RIVERNORTH OPPORTUNITIES FD	$1.2M	0.44%	101,071	Common	SOLE
059695106	BCV	BANCROFT FD LTD	$1.2M	0.44%	65,394	Common	SOLE
003057106	ACP	ABRDN INCOME CREDIT STRATEGI	$1.1M	0.44%	188,149	Common	SOLE
95766J102	HIX	WESTERN ASSET HIGH INCOM FD	$1.1M	0.43%	268,264	Common	SOLE
69346J106	GHY	PGIM GLOBAL HIGH YIELD FD FO	$1.1M	0.43%	90,701	Common	SOLE
36249W104	GGZ	GABELLI GLOBAL SMALL & MID C	$1.1M	0.43%	95,751	Common	SOLE
092524107	XBGYX	BLACKROCK ENHANCED INTL DIV	$1.1M	0.42%	205,142	Common	SOLE
27828U106	ETO	EATON VANCE TAX-ADVANTAGED G	$1.1M	0.42%	42,950	Common	SOLE
64128C106	NHS	NEUBERGER BERMAN HIGH YIELD	$1.1M	0.41%	144,512	Common	SOLE
09257R101	BGB	BLACKSTONE STRATEGIC CRED 20	$1.1M	0.40%	85,547	Common	SOLE
72369J102	XPHDX	PIONEER FLOATING RATE FUND I	$1.0M	0.40%	107,446	Common	SOLE
289074106	ECF	ELLSWORTH GROWTH & INCOME FD	$1.0M	0.40%	106,451	Common	SOLE
67072T108	JFR	NUVEEN FLOATING RATE INCOME	$1.0M	0.39%	115,292	Common	SOLE
92912J102	IAE	VOYA ASIA PAC HIGH DIV EQT I	$996,183	0.38%	162,620	Common	SOLE
19249X108	PTA	COHEN & STEERS TAX ADVAN PFD	$994,059	0.38%	51,720	Common	SOLE
78081T104	RGT	ROYCE GLOBAL TRUST INC	$946,691	0.36%	88,295	Common	SOLE
409735206	BTO	HANCOCK JOHN FINL OPPTYS FD	$938,933	0.36%	26,308	Common	SOLE
18914C100	XGLQX	CLOUGH GLOBAL EQUITY FD	$932,753	0.36%	140,053	Common	SOLE
879105104	THQ	ABRDN HEALTHCARE OPPORTUNITI	$923,925	0.35%	48,500	Common	SOLE
258622109	DSL	DOUBLELINE INCOME SOLUTIONS	$918,566	0.35%	73,076	Common	SOLE
76882B108	XRSFX	RIVERNORTH CAP AND INCM FD I	$911,273	0.35%	59,021	Common	SOLE
88018T101	TDF	TEMPLETON DRAGON FD INC	$907,131	0.35%	106,847	Common	SOLE
836144105	—	SOURCE CAP INC	$883,830	0.34%	18,038	Common	SOLE
09257D102	BGX	BLACKSTONE LONG SHORT CR INC	$860,769	0.33%	68,984	Common	SOLE
880192109	TEI	TEMPLETON EMERGING MKTS INCO	$841,700	0.32%	164,074	Common	SOLE
169373107	XXCHNXX	CHINA FD INC	$822,176	0.32%	68,086	Common	SOLE
56064Q107	MEGI	NYLI CBRE GBL INFR MEGTRNDS	$820,526	0.31%	67,422	Common	SOLE
92840N100	ACV	VIRTUS DIVERSIFIED INCM & CO	$811,120	0.31%	36,953	Common	SOLE
12504G100	IGR	CBRE GBL REAL ESTATE INC FD	$802,284	0.31%	166,795	Common	SOLE
06760L100	BGH	BARINGS GLOBAL SHORT DURATIO	$789,961	0.30%	50,799	Common	SOLE
95766T100	PAI	WESTERN ASSET INVESTMENT GRA	$751,952	0.29%	60,108	Common	SOLE
00326W106	ASGI	ABRDN GLOBAL INFRA INCOME FU	$747,871	0.29%	42,514	Common	SOLE
722011103	XPGPX	PIMCO GLOBAL STOCKSPLS INCM	$739,195	0.28%	94,373	Common	SOLE
12812C106	CPZ	CALAMOS LNG SHR EQT DYNAMIC	$735,892	0.28%	49,239	Common	SOLE
46131F101	VLT	INVESCO HIGH INCOME TR II	$723,788	0.28%	66,039	Common	SOLE
723653101	XHNWX	PIONEER DIVERSIFIED HIGH INC	$718,181	0.28%	60,364	Common	SOLE
33741Q107	FTHY	FIRST TR HIGH YIELD OPPRT 20	$715,124	0.27%	49,387	Common	SOLE
92835W107	ZTR	VIRTUS TOTAL RETURN FD INC	$709,582	0.27%	121,089	Common	SOLE
617477104	EDD	MORGAN STANLEY EMERGING MKTS	$708,773	0.27%	150,586	Common	SOLE
09260E105	BMEZ	BLACKROCK HEALTH SCIENCES TE	$702,965	0.27%	48,817	Common	SOLE
00326L100	XAODX	ABRDN TOTAL DYNAMIC DIVIDEND	$688,306	0.26%	80,882	Common	SOLE
76882G107	OPP	RIVERNORTH DOUBLELINE STRATE	$684,981	0.26%	82,132	Common	SOLE
592834105	MXE	MEXICO EQUITY & INCOME FD	$664,178	0.25%	82,712	Common	SOLE
09258G104	BST	BLACKROCK SCIENCE & TECHNOLO	$647,734	0.25%	17,717	Common	SOLE
50208A102	XSCDX	LMP CAP & INCOME FD INC	$646,944	0.25%	37,613	Common	SOLE
01879R106	XAWFX	ALLIANCEBERNSTEIN GLOBAL HIG	$630,967	0.24%	58,804	Common	SOLE
00302M106	XAGDX	ABRDN GLOBAL DYNAMIC DIVIDEN	$624,505	0.24%	63,013	Common	SOLE
92912T100	XIGDX	VOYA GLBL EQTY DIV & PREM OP	$610,682	0.23%	111,768	Common	SOLE
880191101	EMF	TEMPLETON EMERGING MKTS FD	$603,655	0.23%	50,515	Common	SOLE
09260Q108	BTX	BLACKROCK INNOVATION AND GRW	$591,406	0.23%	79,490	Common	SOLE
67074Y105	JRI	NUVEEN REAL ASSET INCOME & G	$574,113	0.22%	47,330	Common	SOLE
95790C107	GDO	WSTRN AST GLBL CORP OPP FD I	$572,132	0.22%	50,497	Common	SOLE
092501105	XBOEX	BLACKROCK ENHANCED GLOBAL DI	$571,715	0.22%	53,084	Common	SOLE
74255X104	PGZ	PRINCIPAL REAL ESTATE INCOME	$514,166	0.20%	52,041	Common	SOLE
47109U104	JOF	JAPAN SMALLER CAPITALIZATION	$512,939	0.20%	66,876	Common	SOLE
09258A107	BIT	BLACKROCK MULTI SECTOR INC T	$504,722	0.19%	34,570	Common	SOLE
52106W103	XLGIX	LAZARD GLOBAL TOTAL RETURN &	$497,698	0.19%	31,145	Common	SOLE
617468103	XCAFX	MORGAN STANLEY CHINA A SH FD	$468,346	0.18%	37,588	Common	SOLE
278279104	EFT	EATON VANCE FLTING RATE INC	$465,395	0.18%	35,985	Common	SOLE
278274105	EOI	EATON VANCE ENHANCED EQUITY	$461,385	0.18%	22,214	Common	SOLE
746909100	PIM	PUTNAM MASTER INTER INCOME T	$444,575	0.17%	135,437	Common	SOLE
92912X101	IDE	VOYA INFRASTRUCTURE INDLS &	$444,546	0.17%	43,450	Common	SOLE
92912R104	IGA	VOYA GLBL ADV & PREM OPP FD	$435,551	0.17%	47,227	Common	SOLE
27828V104	XEVGX	EATON VANCE SHORT DURATION D	$407,218	0.16%	37,291	Common	SOLE
00306J109	XJEQX	ABRDN JAPAN EQUITY FUND INC	$403,591	0.15%	68,399	Common	SOLE
67073D102	XJQCX	NUVEEN CR STRATEGIES INCOME	$394,317	0.15%	69,300	Common	SOLE
09260U109	BCAT	BLACKROCK CAP ALLOCATION TER	$386,583	0.15%	25,517	Common	SOLE
355145103	FT	FRANKLIN UNVL TR	$374,185	0.14%	51,188	Common	SOLE
00301W105	AEF	ABRDN EMRG MKTS EQTY INCM FD	$368,761	0.14%	69,779	Common	SOLE
67071B108	JRS	NUVEEN REAL ESTATE INCOME FD	$364,428	0.14%	42,228	Common	SOLE
69355M107	PDO	PIMCO DYNAMIC INCOME OPRNTS	$363,873	0.14%	26,775	Common	SOLE
112830104	RA	BROOKFIELD REAL ASSETS INCOM	$363,144	0.14%	27,263	Common	SOLE
45781W109	—	INSIGHT SELECT INCOME FD	$356,739	0.14%	20,585	Common	SOLE
410123103	JHS	HANCOCK JOHN INCOME SECS TR	$333,746	0.13%	29,812	Common	SOLE
25862D105	DLY	DOUBLELINE YIELD OPPORTUNITI	$330,594	0.13%	20,884	Common	SOLE
362397101	GAB	GABELLI EQUITY TR INC	$326,260	0.13%	60,643	Common	SOLE
41013V100	HTD	HANCOCK JOHN TAX-ADVANTAGED	$308,280	0.12%	14,000	Common	SOLE
746853100	PPT	PUTNAM PREMIER INCOME TR	$303,182	0.12%	84,546	Common	SOLE
27901F109	XTEAX	TORTOISE SUSTAINABLE & SOCIA	$297,588	0.11%	24,799	Common	SOLE
46090E103	QQQ	INVESCO QQQ TR	$297,536	0.11%	582	Common	SOLE
92912P108	IHD	VOYA EMERGING MKTS HIGH DIVI	$292,211	0.11%	57,692	Common	SOLE
09256U105	BSL	BLACKSTONE SENI FLTN RAT 202	$291,518	0.11%	20,177	Common	SOLE
67075A106	XJPIX	NUVEEN PFD SECS & INC OPPTY	$291,511	0.11%	14,873	Common	SOLE
278277108	EOS	EATON VANCE ENHANCED EQUITY	$280,000	0.11%	11,691	Common	SOLE
09257P105	BTT	BLACKROCK MUN TARGET TERM TR	$270,615	0.10%	13,143	Common	SOLE
003011103	—	ABRDN AUSTRALIA EQUITY FD IN	$270,390	0.10%	62,545	Common	SOLE
224916106	CIK	CREDIT SUISSE ASSET MGMT INC	$262,661	0.10%	90,886	Common	SOLE
169656105	CMG	CHIPOTLE MEXICAN GRILL INC	$262,305	0.10%	4,350	Common	SOLE
09660L105	DHF	BNY MELLON HIGH YIELD STRATE	$248,021	0.10%	96,600	Common	SOLE
552939100	MGF	MFS GOVT MKTS INCOME TR	$238,417	0.09%	77,660	Common	SOLE
592835102	MXF	MEXICO FD INC	$234,815	0.09%	17,789	Common	SOLE
64133Q108	NBXG	NEUBERGER BERMAN NEXT GENERA	$234,646	0.09%	18,418	Common	SOLE
18913Y103	GLV	CLOUGH GLOBAL DIVID & INCOME	$229,923	0.09%	42,382	Common	SOLE
92838Y100	AIO	VIRTUS ARTIFICIAL INTELLIGEN	$226,700	0.09%	9,193	Common	SOLE
95790A101	IGI	WESTERN ASSET INVT GRADE OPP	$200,581	0.08%	12,298	Common	SOLE
98400T106	—	XAI OCTAGN FLT RAT & ALT INM	$157,468	0.06%	23,715	Common	SOLE
92838U108	—	VIRTUS CONVERTIBLE & INC FD	$156,341	0.06%	49,949	Common	SOLE
95766B109	EHI	WESTERN ASSET GBL HIGH INC F	$138,557	0.05%	20,742	Common	SOLE
33733G109	—	FIRST TR SPECIALTY FIN & FIN	$131,075	0.05%	31,134	Common	SOLE
67073B106	JPC	NUVEEN PFD & INCOME OPPORTUN	$109,765	0.04%	13,965	Common	SOLE
55273C107	MIN	MFS INTER INCOME TR	$108,981	0.04%	40,970	Common	SOLE
95766K109	HIO	WESTERN ASSET HIGH INCOME OP	$107,458	0.04%	27,343	Common	SOLE
09662W109	DMB	BNY MELLON MUN BD INFRASTRUC	$104,857	0.04%	10,092	Common	SOLE
67075J107	JMM	NUVEEN MULTI-MKT INCOME FD	$65,232	0.02%	10,782	Common	SOLE
92838X102	—	VIRTUS CONVERTIBLE & INCOME	$60,944	0.02%	17,563	Common	SOLE
36240B109	GCV	GABELLI CONV & INC SECS FD I	$47,553	0.02%	12,481	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.