Q1 2025 · 13F-HR
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-01-05 · accession 0001420506-26-000013
$111.6M
Reported value
161
Positions
2025-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78468R663 | BIL | SPDR SER TR | $5.7M | 5.10% | 62,078 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $4.4M | 3.97% | 17,815 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $4.1M | 3.67% | 30,892 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $4.0M | 3.62% | 66,268 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $3.9M | 3.46% | 54,486 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $3.8M | 3.41% | 15,517 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $3.8M | 3.41% | 53,079 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $3.8M | 3.40% | 55,108 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $3.8M | 3.37% | 22,497 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $3.7M | 3.32% | 59,976 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $3.6M | 3.24% | 11,561 | Common | SOLE |
| 205887102 | CAG | CONAGRA BRANDS INC | $3.6M | 3.23% | 134,989 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $3.6M | 3.22% | 81,749 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $3.6M | 3.19% | 39,580 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $3.4M | 3.02% | 47,411 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $3.3M | 2.99% | 73,492 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $3.2M | 2.88% | 35,847 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $3.0M | 2.71% | 14,476 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $2.9M | 2.61% | 114,920 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $2.8M | 2.54% | 34,251 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $2.7M | 2.44% | 7,249 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $2.6M | 2.32% | 18,533 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $2.6M | 2.31% | 15,406 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $2.4M | 2.19% | 30,460 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $2.4M | 2.14% | 21,681 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $2.3M | 2.06% | 32,644 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $2.3M | 2.03% | 7,672 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $2.3M | 2.02% | 117,083 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $2.2M | 1.98% | 17,869 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $2.2M | 1.93% | 29,219 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $2.0M | 1.81% | 49,230 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.6M | 1.43% | 17,012 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $1.6M | 1.43% | 103,303 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.1M | 1.00% | 8,436 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $955,365 | 0.86% | 3,048 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $691,340 | 0.62% | 5,813 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $517,665 | 0.46% | 4,437 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $350,833 | 0.31% | 8,407 | Common | SOLE |
| 33738D879 | RDVI | FIRST TR EXCHANGE-TRADED FD | $317,943 | 0.28% | 13,404 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $308,628 | 0.28% | 1,861 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $293,878 | 0.26% | 1,323 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $286,371 | 0.26% | 2,493 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $285,798 | 0.26% | 2,637 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $203,184 | 0.18% | 3,400 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $188,335 | 0.17% | 700 | Common | SOLE |
| 461202103 | INTU | INTUIT | $184,197 | 0.17% | 300 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $173,633 | 0.16% | 750 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $148,568 | 0.13% | 1,120 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $128,111 | 0.11% | 834 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $118,728 | 0.11% | 360 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $111,391 | 0.10% | 592 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $97,363 | 0.09% | 660 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $96,378 | 0.09% | 3,447 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $90,782 | 0.08% | 828 | Common | SOLE |
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $88,433 | 0.08% | 1,041 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $82,641 | 0.07% | 185 | Common | SOLE |
| 33738D820 | SDVD | FIRST TR EXCH TRADED FD III | $82,356 | 0.07% | 4,124 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $73,860 | 0.07% | 500 | Common | SOLE |
| 882508104 | TXN | TEXAS INSTRS INC | $73,318 | 0.07% | 408 | Common | SOLE |
| 92826C839 | V | VISA INC | $71,494 | 0.06% | 204 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $68,364 | 0.06% | 810 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $67,461 | 0.06% | 684 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $66,931 | 0.06% | 1,112 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $64,731 | 0.06% | 261 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC NEW | $64,229 | 0.06% | 2,402 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $59,164 | 0.05% | 373 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $57,526 | 0.05% | 372 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $54,634 | 0.05% | 261 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $44,505 | 0.04% | 258 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $40,451 | 0.04% | 4,033 | Common | SOLE |
| 09290D101 | BLK | BLACKROCK INC | $39,752 | 0.04% | 42 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $38,949 | 0.03% | 167 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $36,704 | 0.03% | 200 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $35,555 | 0.03% | 250 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $32,984 | 0.03% | 90 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $26,482 | 0.02% | 28 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $24,398 | 0.02% | 281 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $24,207 | 0.02% | 42 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $23,831 | 0.02% | 78 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $22,116 | 0.02% | 283 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $21,448 | 0.02% | 23 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $20,009 | 0.02% | 149 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $18,576 | 0.02% | 109 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $16,933 | 0.02% | 89 | Common | SOLE |
| 25179M103 | DVN | DEVON ENERGY CORP NEW | $15,259 | 0.01% | 408 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $14,109 | 0.01% | 300 | Common | SOLE |
| 29364G103 | ETR | ENTERGY CORP NEW | $13,165 | 0.01% | 154 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $13,071 | 0.01% | 271 | Common | SOLE |
| 97717Y527 | USFR | WISDOMTREE TR | $12,617 | 0.01% | 251 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $12,389 | 0.01% | 15 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $11,717 | 0.01% | 22 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $11,404 | 0.01% | 190 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $11,204 | 0.01% | 165 | Common | SOLE |
| 86260J102 | SWAG | STRAN & COMPANY INC | $10,511 | 0.01% | 10,500 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $9,922 | 0.01% | 100 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $9,510 | 0.01% | 17 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $9,312 | 0.01% | 410 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $9,044 | 0.01% | 155 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $8,934 | 0.01% | 80 | Common | SOLE |
| 759509102 | RS | RELIANCE INC | $8,663 | 0.01% | 30 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $8,496 | 0.01% | 112 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $7,906 | 0.01% | 45 | Common | SOLE |
| 88080T104 | WULF | TERAWULF INC | $7,625 | 0.01% | 2,793 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $7,238 | 0.01% | 22 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $7,199 | 0.01% | 82 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $6,809 | 0.01% | 13 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $6,796 | 0.01% | 25 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $6,778 | 0.01% | 14 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $6,144 | 0.01% | 12 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $6,141 | 0.01% | 29 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $6,004 | 0.01% | 5 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $5,971 | 0.01% | 12 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $5,654 | 0.01% | 13 | Common | SOLE |
| 40434L105 | HPQ | HP INC | $5,289 | 0.00% | 191 | Common | SOLE |
| 836100107 | SOUN | SOUNDHOUND AI INC | $5,107 | 0.00% | 629 | Common | SOLE |
| 00206R102 | T | AT&T INC | $5,097 | 0.00% | 180 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $4,946 | 0.00% | 73 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $4,698 | 0.00% | 74 | Common | SOLE |
| 97717X669 | DGRW | WISDOMTREE TR | $4,392 | 0.00% | 55 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $4,244 | 0.00% | 115 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $3,946 | 0.00% | 21 | Common | SOLE |
| 62914V106 | NIO | NIO INC | $3,810 | 0.00% | 1,000 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $3,783 | 0.00% | 300 | Common | SOLE |
| 055622104 | BP | BP PLC | $3,659 | 0.00% | 108 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $3,298 | 0.00% | 17 | Common | SOLE |
| 038169207 | APLD | APPLIED DIGITAL CORP | $3,198 | 0.00% | 569 | Common | SOLE |
| 97717W208 | DHS | WISDOMTREE TR | $3,173 | 0.00% | 32 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $3,026 | 0.00% | 29 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2,741 | 0.00% | 5 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $2,645 | 0.00% | 20 | Common | SOLE |
| 34630N106 | FORA | FORIAN INC | $2,638 | 0.00% | 1,319 | Common | SOLE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $2,112 | 0.00% | 3,130 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $2,054 | 0.00% | 10 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $1,890 | 0.00% | 17 | Common | SOLE |
| 92556V106 | VTRS | VIATRIS INC | $1,855 | 0.00% | 213 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $1,848 | 0.00% | 17 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $1,691 | 0.00% | 15 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $1,592 | 0.00% | 2 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1,260 | 0.00% | 3 | Common | SOLE |
| 00108J109 | ACMR | ACM RESH INC | $1,214 | 0.00% | 52 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1,092 | 0.00% | 12 | Common | SOLE |
| 92340V107 | 016 | VEREN INC | $993 | 0.00% | 150 | Common | SOLE |
| 025072232 | AVGE | AMERICAN CENTY ETF TR | $925 | 0.00% | 13 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $897 | 0.00% | 5 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $824 | 0.00% | 13 | Common | SOLE |
| N82405106 | STLA | STELLANTIS N.V | $785 | 0.00% | 70 | Common | SOLE |
| 46125A100 | LUNR | INTUITIVE MACHINES INC | $745 | 0.00% | 100 | Common | SOLE |
| 70451X104 | PAYO | PAYONEER GLOBAL INC | $731 | 0.00% | 100 | Common | SOLE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $668 | 0.00% | 13 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $662 | 0.00% | 8 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $644 | 0.00% | 7 | Common | SOLE |
| 47215P106 | JD | JD.COM INC | $617 | 0.00% | 15 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $527 | 0.00% | 100 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $397 | 0.00% | 14 | Common | SOLE |
| 88076W103 | TDC | TERADATA CORP DEL | $337 | 0.00% | 15 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $308 | 0.00% | 87 | Common | SOLE |
| H42097107 | UBS | UBS GROUP AG | $306 | 0.00% | 10 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $288 | 0.00% | 12 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $273 | 0.00% | 16 | Common | SOLE |
| 918204108 | VFC | V F CORP | $34 | 0.00% | 2 | Common | SOLE |
| 05156X850 | ACB | AURORA CANNABIS INC | $13 | 0.00% | 3 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.