Q2 2025 · 13F-HR
Catherine Avery Investment Management LLCholdings as filed
Filed 2026-01-05 · accession 0001420506-26-000015
$131.6M
Reported value
166
Positions
2025-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| G7997R103 | STX | SEAGATE TECHNOLOGY HLDNGS PL | $4.8M | 3.62% | 33,027 | Common | SOLE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $4.8M | 3.61% | 16,125 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC | $4.6M | 3.48% | 16,620 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION | $4.6M | 3.47% | 31,322 | Common | SOLE |
| 172967424 | C | CITIGROUP INC | $4.4M | 3.37% | 52,118 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $4.3M | 3.27% | 14,829 | Common | SOLE |
| 68389X105 | ORCL | ORACLE CORP | $4.3M | 3.25% | 19,577 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC | $4.2M | 3.22% | 61,138 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC | $3.9M | 2.94% | 89,307 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $3.7M | 2.84% | 52,923 | Common | SOLE |
| 502431109 | LHX | L3HARRIS TECHNOLOGIES INC | $3.7M | 2.81% | 14,755 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP | $3.6M | 2.72% | 7,207 | Common | SOLE |
| 05722G100 | BKR | BAKER HUGHES COMPANY | $3.6M | 2.72% | 93,393 | Common | SOLE |
| 65339F101 | NEE | NEXTERA ENERGY INC | $3.6M | 2.72% | 51,521 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $3.6M | 2.71% | 24,913 | Common | SOLE |
| G5960L103 | MDT | MEDTRONIC PLC | $3.5M | 2.66% | 40,196 | Common | SOLE |
| 30034W106 | EVRG | EVERGY INC | $3.5M | 2.64% | 50,476 | Common | SOLE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $3.5M | 2.64% | 74,981 | Common | SOLE |
| 747525103 | QCOM | QUALCOMM INC | $3.3M | 2.54% | 20,993 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC | $3.3M | 2.54% | 42,166 | Common | SOLE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $3.3M | 2.53% | 77,064 | Common | SOLE |
| 060505104 | BAC | BANK AMERICA CORP | $3.3M | 2.49% | 69,363 | Common | SOLE |
| 205887102 | CAG | CONAGRA BRANDS INC | $3.3M | 2.48% | 159,224 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP | $3.2M | 2.46% | 11,091 | Common | SOLE |
| 42824C109 | HPE | HEWLETT PACKARD ENTERPRISE C | $3.1M | 2.37% | 152,761 | Common | SOLE |
| 87612E106 | TGT | TARGET CORP | $3.1M | 2.35% | 31,394 | Common | SOLE |
| N53745100 | LYB | LYONDELLBASELL INDUSTRIES N | $3.0M | 2.30% | 52,313 | Common | SOLE |
| 354613101 | BEN | FRANKLIN RESOURCES INC | $2.9M | 2.21% | 121,895 | Common | SOLE |
| 717081103 | PFE | PFIZER INC | $2.9M | 2.17% | 117,795 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP | $2.8M | 2.16% | 66,294 | Common | SOLE |
| 031162100 | AMGN | AMGEN INC | $2.8M | 2.13% | 10,050 | Common | SOLE |
| 086516101 | BBY | BEST BUY INC | $2.8M | 2.11% | 41,348 | Common | SOLE |
| 718546104 | PSX | PHILLIPS 66 | $2.6M | 2.01% | 22,171 | Common | SOLE |
| 911312106 | UPS | UNITED PARCEL SERVICE INC | $2.5M | 1.92% | 25,058 | Common | SOLE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $1.5M | 1.17% | 17,012 | Common | SOLE |
| G51502105 | JCI | JOHNSON CTLS INTL PLC | $1.2M | 0.90% | 11,175 | Common | SOLE |
| 91913Y100 | VLO | VALERO ENERGY CORP | $1.1M | 0.81% | 7,889 | Common | SOLE |
| 231021106 | CMI | CUMMINS INC | $913,725 | 0.69% | 2,790 | Common | SOLE |
| 009158106 | APD | AIR PRODS & CHEMS INC | $627,033 | 0.48% | 2,223 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $626,641 | 0.48% | 5,813 | Common | SOLE |
| 617446448 | MS | MORGAN STANLEY | $596,120 | 0.45% | 4,232 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $416,620 | 0.32% | 2,637 | Common | SOLE |
| 464288802 | SUSA | ISHARES TR | $315,988 | 0.24% | 2,493 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $270,368 | 0.21% | 1,770 | Common | SOLE |
| 037833100 | AAPL | APPLE INC | $262,207 | 0.20% | 1,278 | Common | SOLE |
| 461202103 | INTU | INTUIT | $236,289 | 0.18% | 300 | Common | SOLE |
| 33738D879 | RDVI | FIRST TR EXCHANGE-TRADED FD | $230,396 | 0.18% | 9,324 | Common | SOLE |
| 025816109 | AXP | AMERICAN EXPRESS CO | $223,286 | 0.17% | 700 | Common | SOLE |
| 969457100 | WMB | WILLIAMS COS INC | $213,554 | 0.16% | 3,400 | Common | SOLE |
| 94106L109 | WM | WASTE MGMT INC DEL | $171,615 | 0.13% | 750 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $152,331 | 0.12% | 1,120 | Common | SOLE |
| 464287598 | IWD | ISHARES TR | $114,984 | 0.09% | 592 | Common | SOLE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $112,328 | 0.09% | 824 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC | $111,804 | 0.08% | 288 | Common | SOLE |
| 291011104 | EMR | EMERSON ELEC CO | $98,531 | 0.07% | 739 | Common | SOLE |
| 030420103 | AWK | AMERICAN WTR WKS CO INC NEW | $91,813 | 0.07% | 660 | Common | SOLE |
| 172062101 | CINF | CINCINNATI FINL CORP | $74,460 | 0.06% | 500 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $72,713 | 0.06% | 157 | Common | SOLE |
| 92826C839 | V | VISA INC | $72,430 | 0.06% | 204 | Common | SOLE |
| 464288810 | IHI | ISHARES TR | $69,656 | 0.05% | 1,112 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC | $68,458 | 0.05% | 376 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET INC | $65,381 | 0.05% | 371 | Common | SOLE |
| 452308109 | ITW | ILLINOIS TOOL WKS INC | $64,532 | 0.05% | 261 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT CO | $51,030 | 0.04% | 412 | Common | SOLE |
| 011532108 | AGI | ALAMOS GOLD INC NEW | $50,517 | 0.04% | 1,902 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC | $48,516 | 0.04% | 261 | Common | SOLE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $47,859 | 0.04% | 1,806 | Common | SOLE |
| 33738D820 | SDVD | FIRST TR EXCH TRADED FD III | $44,363 | 0.03% | 2,163 | Common | SOLE |
| 345370860 | F | FORD MTR CO | $36,814 | 0.03% | 3,393 | Common | SOLE |
| 595112103 | MU | MICRON TECHNOLOGY INC | $34,663 | 0.03% | 281 | Common | SOLE |
| 437076102 | HD | HOME DEPOT INC | $32,998 | 0.03% | 90 | Common | SOLE |
| 21036P108 | STZ | CONSTELLATION BRANDS INC | $32,536 | 0.02% | 200 | Common | SOLE |
| 494368103 | KMB | KIMBERLY-CLARK CORP | $32,230 | 0.02% | 250 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC | $31,000 | 0.02% | 42 | Common | SOLE |
| 64110L106 | NFLX | NETFLIX INC | $30,800 | 0.02% | 23 | Common | SOLE |
| 681919106 | OMC | OMNICOM GROUP INC | $28,992 | 0.02% | 403 | Common | SOLE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $27,887 | 0.02% | 152 | Common | SOLE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $27,718 | 0.02% | 28 | Common | SOLE |
| 09290D101 | BLK | BLACKROCK INC | $26,231 | 0.02% | 25 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC | $24,849 | 0.02% | 112 | Common | SOLE |
| 032108409 | DIVO | AMPLIFY ETF TR | $23,998 | 0.02% | 564 | Common | SOLE |
| 78433H675 | QQQI | NEOS ETF TRUST | $22,936 | 0.02% | 441 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED F | $22,032 | 0.02% | 405 | Common | SOLE |
| 682680103 | OKE | ONEOK INC NEW | $21,958 | 0.02% | 269 | Common | SOLE |
| 464287168 | DVY | ISHARES TR | $19,789 | 0.02% | 149 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC | $19,526 | 0.01% | 89 | Common | SOLE |
| 78468R663 | BIL | SPDR SERIES TRUST | $18,713 | 0.01% | 204 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $17,366 | 0.01% | 109 | Common | SOLE |
| 651639106 | NEM | NEWMONT CORP | $15,841 | 0.01% | 272 | Common | SOLE |
| 053015103 | ADP | AUTOMATIC DATA PROCESSING IN | $15,420 | 0.01% | 50 | Common | SOLE |
| 47103U746 | JSI | JANUS DETROIT STR TR | $15,207 | 0.01% | 289 | Common | SOLE |
| 09789C671 | PCMM | BONDBLOXX ETF TRUST | $14,862 | 0.01% | 295 | Common | SOLE |
| 37045V100 | GM | GENERAL MTRS CO | $14,763 | 0.01% | 300 | Common | SOLE |
| 29364G103 | ETR | ENTERGY CORP NEW | $12,800 | 0.01% | 154 | Common | SOLE |
| 97717Y527 | USFR | WISDOMTREE TR | $12,749 | 0.01% | 253 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO | $11,693 | 0.01% | 15 | Common | SOLE |
| 609207105 | MDLZ | MONDELEZ INTL INC | $11,214 | 0.01% | 166 | Common | SOLE |
| 02209S103 | MO | ALTRIA GROUP INC | $11,140 | 0.01% | 190 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $10,687 | 0.01% | 22 | Common | SOLE |
| 631103108 | NDAQ | NASDAQ INC | $10,015 | 0.01% | 112 | Common | SOLE |
| 464287507 | IJH | ISHARES TR | $9,613 | 0.01% | 155 | Common | SOLE |
| 759509102 | RS | RELIANCE INC | $9,417 | 0.01% | 30 | Common | SOLE |
| G29183103 | ETN | EATON CORP PLC | $8,925 | 0.01% | 25 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC | $8,595 | 0.01% | 80 | Common | SOLE |
| 49177J102 | KVUE | KENVUE INC | $8,330 | 0.01% | 398 | Common | SOLE |
| 260003108 | DOV | DOVER CORP | $8,245 | 0.01% | 45 | Common | SOLE |
| 931142103 | WMT | WALMART INC | $8,018 | 0.01% | 82 | Common | SOLE |
| 03076C106 | AMP | AMERIPRISE FINL INC | $7,472 | 0.01% | 14 | Common | SOLE |
| 125523100 | CI | THE CIGNA GROUP | $7,273 | 0.01% | 22 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $6,796 | 0.01% | 11 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC | $6,754 | 0.01% | 29 | Common | SOLE |
| 836100107 | SOUN | SOUNDHOUND AI INC | $6,749 | 0.01% | 629 | Common | SOLE |
| 125269100 | CF | CF INDS HLDGS INC | $6,072 | 0.00% | 66 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP | $6,000 | 0.00% | 12 | Common | SOLE |
| 949746804 | WFC 7.5 PERP L | WELLS FARGO CO NEW | $5,871 | 0.00% | 5 | Common | SOLE |
| 654106103 | NKE | NIKE INC | $5,612 | 0.00% | 79 | Common | SOLE |
| 458140100 | INTC | INTEL CORP | $5,400 | 0.00% | 241 | Common | SOLE |
| 36828A101 | GEV | GE VERNOVA INC | $5,292 | 0.00% | 10 | Common | SOLE |
| 41809Y102 | NCIQ | HASHDEX NASDAQ CRYPTO INDEX | $5,102 | 0.00% | 186 | Common | SOLE |
| 036752103 | ELV | ELEVANCE HEALTH INC | $5,056 | 0.00% | 13 | Common | SOLE |
| 883556102 | TMO | THERMO FISHER SCIENTIFIC INC | $4,866 | 0.00% | 12 | Common | SOLE |
| 496902404 | KGC | KINROSS GOLD CORP | $4,689 | 0.00% | 300 | Common | SOLE |
| 40434L105 | HPQ | HP INC | $4,672 | 0.00% | 191 | Common | SOLE |
| 97717X669 | DGRW | WISDOMTREE TR | $4,606 | 0.00% | 55 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW | $4,104 | 0.00% | 115 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $4,056 | 0.00% | 13 | Common | SOLE |
| 913903100 | UHS | UNIVERSAL HLTH SVCS INC | $3,804 | 0.00% | 21 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $3,479 | 0.00% | 17 | Common | SOLE |
| 055622104 | BP | BP PLC | $3,293 | 0.00% | 110 | Common | SOLE |
| V7780T103 | RCL | ROYAL CARIBBEAN GROUP | $3,131 | 0.00% | 10 | Common | SOLE |
| 97717W208 | DHS | WISDOMTREE TR | $3,071 | 0.00% | 32 | Common | SOLE |
| 126650100 | CVS | CVS HEALTH CORP | $2,828 | 0.00% | 41 | Common | SOLE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $2,810 | 0.00% | 5 | Common | SOLE |
| N82405106 | STLA | STELLANTIS N.V | $2,758 | 0.00% | 275 | Common | SOLE |
| 00206R102 | T | AT&T INC | $2,154 | 0.00% | 74 | Common | SOLE |
| 81762P102 | NOW | SERVICENOW INC | $2,056 | 0.00% | 2 | Common | SOLE |
| 90353T100 | UBER | UBER TECHNOLOGIES INC | $2,053 | 0.00% | 22 | Common | SOLE |
| 464287242 | LQD | ISHARES TR | $1,863 | 0.00% | 17 | Common | SOLE |
| 001055102 | AFL | AFLAC INC | $1,793 | 0.00% | 17 | Common | SOLE |
| 674215207 | CHRD | CHORD ENERGY CORPORATION | $1,453 | 0.00% | 15 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC | $1,419 | 0.00% | 8 | Common | SOLE |
| 78467X109 | DIA | SPDR DOW JONES INDL AVERAGE | $1,322 | 0.00% | 3 | Common | SOLE |
| 70451X104 | PAYO | PAYONEER GLOBAL INC | $1,199 | 0.00% | 175 | Common | SOLE |
| 86260J102 | SWAG | STRAN & COMPANY INC | $1,152 | 0.00% | 800 | Common | SOLE |
| 01609W102 | BABA | ALIBABA GROUP HLDG LTD | $1,134 | 0.00% | 10 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR | $1,103 | 0.00% | 2 | Common | SOLE |
| 14040H105 | COF | CAPITAL ONE FINL CORP | $1,064 | 0.00% | 5 | Common | SOLE |
| 464287432 | TLT | ISHARES TR | $1,059 | 0.00% | 12 | Common | SOLE |
| 654902204 | NOK | NOKIA CORP | $1,036 | 0.00% | 200 | Common | SOLE |
| 025072232 | AVGE | AMERICAN CENTY ETF TR | $1,007 | 0.00% | 13 | Common | SOLE |
| 14448C104 | CARR | CARRIER GLOBAL CORPORATION | $951 | 0.00% | 13 | Common | SOLE |
| 550021109 | LULU | LULULEMON ATHLETICA INC | $950 | 0.00% | 4 | Common | SOLE |
| 88076W103 | TDC | TERADATA CORP DEL | $892 | 0.00% | 40 | Common | SOLE |
| 87650L103 | TARS | TARSUS PHARMACEUTICALS INC | $810 | 0.00% | 20 | Common | SOLE |
| 464287457 | SHY | ISHARES TR | $663 | 0.00% | 8 | Common | SOLE |
| 00108J109 | ACMR | ACM RESH INC | $648 | 0.00% | 25 | Common | SOLE |
| 056752108 | BIDU | BAIDU INC | $600 | 0.00% | 7 | Common | SOLE |
| 03237H101 | AMLX | AMYLYX PHARMACEUTICALS INC | $558 | 0.00% | 87 | Common | SOLE |
| 46125A100 | LUNR | INTUITIVE MACHINES INC | $544 | 0.00% | 50 | Common | SOLE |
| 47215P106 | JD | JD.COM INC | $326 | 0.00% | 10 | Common | SOLE |
| 675232102 | OII | OCEANEERING INTL INC | $311 | 0.00% | 15 | Common | SOLE |
| 23355L106 | DXC | DXC TECHNOLOGY CO | $245 | 0.00% | 16 | Common | SOLE |
| G1110E107 | BHVN | BIOHAVEN LTD | $169 | 0.00% | 12 | Common | SOLE |
| 60770K107 | MRNA | MODERNA INC | $166 | 0.00% | 6 | Common | SOLE |
| 918204108 | VFC | V F CORP | $26 | 0.00% | 2 | Common | SOLE |
| 05156X850 | ACB | AURORA CANNABIS INC | $13 | 0.00% | 3 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.