RiverFront Investment Group, LLC — Q3 2023 13F-HR

← RiverFront Investment Group, LLC

Q3 2023 · 13F-HR

RiverFront Investment Group, LLCholdings as filed

Filed 2023-11-07 · accession 0001469751-23-000008

$2.8M

Reported value

110

Positions

2023-09-30

Period end

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Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
464287200	IVV	ISHARES TR S&P 500 INDEX	$266,750	9.46%	621,175	Common	SOLE
381430503	GSLC	GOLDMAN SACHS ETF TR EQUITY ET	$184,426	6.54%	2,189,562	Common	SOLE
78464A649	SPAB	SPDR SERIES TRUST PORTFOLIO AG	$174,259	6.18%	7,159,411	Common	SOLE
46432F842	IEFA	ISHARES TR CORE MSCI EAFE	$155,773	5.52%	2,420,735	Common	SOLE
921937835	BND	VANGUARD BD INDEX FD INC TOTAL	$153,367	5.44%	2,197,872	Common	SOLE
46641Q332	JEPI	J P MORGAN EXCHANGE-TRADED FEQ	$121,278	4.30%	2,264,357	Common	SOLE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS SHRT-T	$114,509	4.06%	1,523,745	Common	SOLE
92206C870	VCIT	VANGUARD SCOTTSDALE FDS INT-TE	$106,160	3.76%	1,397,204	Common	SOLE
81369Y803	XLK	SELECT SECTOR SPDR TR SBI INT-	$93,716	3.32%	571,687	Common	SOLE
46654Q203	JEPQ	J P MORGAN EXCHANGE TRADED FD	$91,722	3.25%	1,954,452	Common	SOLE
464287770	IYG	ISHARES TR DJ US FINL SVC	$70,129	2.49%	453,505	Common	SOLE
78464A474	SPSB	SPDR SERIES TRUST BARC CAPTL E	$66,225	2.35%	2,258,710	Common	SOLE
464288653	TLH	ISHARES TR LEHMAN 10-20YR	$64,503	2.29%	655,058	Common	SOLE
81369Y209	XLV	SELECT SECTOR SPDR TR SBI HEAL	$62,725	2.22%	487,224	Common	SOLE
81369Y506	XLE	SELECT SECTOR SPDR TR SBI INT-	$58,912	2.09%	651,762	Common	SOLE
46137V357	RSP	INVESCO EXCHANGE TRADED FD TR	$58,103	2.06%	410,075	Common	SOLE
921910709	EDV	VANGUARD WORLD FD EXTENDED DUR	$56,643	2.01%	808,848	Common	SOLE
464287721	IYW	ISHARES TR DJ US TECH SEC	$56,580	2.01%	539,274	Common	SOLE
464288877	EFV	ISHARES TR MSCI VAL IDX	$51,536	1.83%	1,053,278	Common	SOLE
464289511	IGLB	ISHARES TR 10 YR CR BD E	$46,263	1.64%	981,400	Common	SOLE
037833100	AAPL	APPLE COMPUTER INC	$37,404	1.33%	218,470	Common	SOLE
594918104	MSFT	MICROSOFT CORP COM	$37,183	1.32%	117,764	Common	SOLE
46434G103	IEMG	ISHARES INC CORE MSCI EMKT	$36,989	1.31%	777,257	Common	SOLE
81369Y407	XLY	SELECT SECTOR SPDR TR SBI CONS	$36,479	1.29%	226,606	Common	SOLE
46434V407	SHYG	ISHARES TR 0-5YR HI YL CP	$34,589	1.23%	843,052	Common	SOLE
46090E103	QQQ	Invesco QQQ Trust	$33,965	1.20%	94,803	Common	SOLE
92189F593	MOTI	VANECK ETF TRUST MRNGSTR INT M	$29,249	1.04%	980,383	Common	SOLE
81369Y308	XLP	SELECT SECTOR SPDR TR SBI CONS	$28,422	1.01%	413,061	Common	SOLE
92206C706	VGIT	VANGUARD SCOTTSDALE FDS INT-TE	$28,153	1.00%	492,632	Common	SOLE
00162Q528	RFDA	ALPS ETF TR RIVERFRNT DYMC	$26,461	0.94%	604,572	Common	SOLE
81369Y852	XLC	COMMUNICATION SERVICES SELECT	$22,621	0.80%	344,997	Common	SOLE
81369Y704	XLI	SELECT SECTOR SPDR TR SBI INT-	$22,445	0.80%	221,395	Common	SOLE
46641Q225	BBCA	J P MORGAN EXCHANGE-TRADED FD	$21,827	0.77%	375,369	Common	SOLE
518416870	HDUS	LATTICE STRATEGIES TR HARTFORD	$21,154	0.75%	500,225	Common	SOLE
74340W103	PLD	PROLOGIS INC. COM	$20,031	0.71%	178,518	Common	SOLE
33739P608	RFDI	FIRST TR EXCH TRADED FD III RI	$19,768	0.70%	355,676	Common	SOLE
81369Y100	XLB	SELECT SECTOR SPDR TR SBI MATE	$17,096	0.61%	217,655	Common	SOLE
149123101	CAT	CATERPILLAR INC COM	$15,643	0.55%	57,304	Common	SOLE
02079K107	GOOG	ALPHABET CLASS C	$15,061	0.53%	114,225	Common	SOLE
464287226	AGG	ISHARES TR LEHMAN AGG BND	$14,212	0.50%	151,135	Common	SOLE
023135106	AMZN	AMAZON COM INC COM	$14,088	0.50%	110,829	Common	SOLE
46434G764	EMXC	ISHARES INC MSCI EMRG CHN	$12,268	0.43%	246,222	Common	SOLE
26875P101	EOG	EOG RES INC COM	$12,070	0.43%	95,216	Common	SOLE
464288810	IHI	ISHARES TR DJ MED DEVICES	$11,177	0.40%	230,478	Common	SOLE
46138E123	PSCI	INVESCO EXCH TRADED FD TR II S	$10,397	0.37%	104,538	Common	SOLE
931142103	WMT	WAL MART STORES INC	$10,233	0.36%	63,986	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP INC COM	$9,995	0.35%	19,824	Common	SOLE
00162Q536	RFCI	ALPS ETF TR RIVERFRONT DYM	$9,371	0.33%	437,373	Common	SOLE
92189F437	ANGL	VANECK VECTORS FALLEN ANGEL HI	$9,077	0.32%	335,453	Common	SOLE
00287Y109	ABBV	ABBVIE INC COM	$8,912	0.32%	59,794	Common	SOLE
35473P744	FLJP	FRANKLIN TEMPLETON ETF TR FTSE	$8,713	0.31%	329,428	Common	SOLE
92206C813	VCLT	VANGUARD SCOTTSDALE FDS LG-TER	$8,241	0.29%	115,063	Common	SOLE
00162Q510	RFFC	ALPS ETF TR RIVERFRNT FLEX	$7,952	0.28%	186,359	Common	SOLE
33738R308	FTHI	FIRST TR EXCHANGE TRADED FD HI	$7,740	0.27%	379,236	Common	SOLE
464289180	EUFN	ISHARES TR MSCI EURO FINL	$7,359	0.26%	389,199	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO COM	$7,344	0.26%	50,648	Common	SOLE
464288836	IHE	ISHARES TR DJ PHARMA INDX	$6,391	0.23%	36,114	Common	SOLE
49456B101	KMI	KINDER MORGAN INC DEL COM	$6,357	0.23%	383,434	Common	SOLE
416515104	HIG	HARTFORD FINL SVCS GROUP INC C	$5,471	0.19%	77,160	Common	SOLE
191216100	KO	COCA COLA CO	$5,156	0.18%	92,103	Common	SOLE
33739P707	RFEM	FIRST TR EXCH TRADED FD III RI	$5,074	0.18%	95,281	Common	SOLE
767204100	RIO	RIO TINTO PLC SPONSORED ADR	$5,062	0.18%	79,538	Common	SOLE
46641Q837	JPST	JP MORGAN EXCHANGE TRADED FD	$4,913	0.17%	97,906	Common	SOLE
00162Q783	RIGS	ALPS ETF TR RIVERFRNT STR INC	$4,590	0.16%	207,220	Common	SOLE
92826C839	V	VISA INC COM CL A	$4,302	0.15%	18,705	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC	$3,369	0.12%	9,618	Common	SOLE
464287440	IEF	ISHARES TR 7-10 YR TRS BD	$3,032	0.11%	33,102	Common	SOLE
233051630	HDEF	DBX ETF TR XTRACK MSCI EAFE	$2,792	0.10%	123,585	Common	SOLE
78467V608	SRLN	SSGA ACTIVE ETF TR BLKSTN GSOS	$2,660	0.09%	63,452	Common	SOLE
33738R720	ROBT	FIRST TR EXCHANGE-TRADED FD VI	$2,510	0.09%	61,966	Common	SOLE
46138G649	QQQM	INVESCO NASDAQ 100 ETF	$2,338	0.08%	15,858	Common	SOLE
46641Q647	JMUB	J P MORGAN EXCHANGE TRADED FD	$2,285	0.08%	47,240	Common	SOLE
863667101	SYK	STRYKER CORP COM	$2,206	0.08%	8,073	Common	SOLE
464286806	EWG	ISHARES INC MSCI GERMAN	$2,117	0.08%	80,788	Common	SOLE
72201R882	ZROZ	PIMCO ETF TR 25YR ZERO U S	$1,821	0.06%	25,032	Common	SOLE
464288646	IGSB	ISHARES TR LEHMAN 1-3 YR	$1,666	0.06%	33,426	Common	SOLE
37954Y475	XYLD	GLOBAL X S&P 500 COVERED CALL	$1,637	0.06%	42,103	Common	SOLE
526107107	LII	LENNOX INTL INC COM	$1,490	0.05%	3,978	Common	SOLE
97717X701	HEDJ	WISDOMTREE TR EUROPE HEDGED	$1,352	0.05%	34,228	Common	SOLE
963320106	WHR	WHIRLPOOL CORP	$1,337	0.05%	10,000	Common	SOLE
922908710	VFIAX	VANGUARD 500 INDEX FUND	$1,178	0.04%	2,979	Common	SOLE
464288687	PFF	ISHARES TR US PFD STK IDX	$1,086	0.04%	36,012	Common	SOLE
464287432	TLT	ISHARES TR 20 YR TRS BD	$966	0.03%	10,896	Common	SOLE
46435U192	IDNA	ISHARES GENOMICS IMMUNOLOGY AN	$835	0.03%	41,046	Common	SOLE
002824100	ABT	ABBOTT LABS	$812	0.03%	8,386	Common	SOLE
464288414	MUB	ISHARES TR S&P NATL MUN B	$748	0.03%	7,298	Common	SOLE
41653L503	HMOP	HARTFORD FDS EXCHANGE TRADED T	$734	0.03%	19,942	Common	SOLE
580135101	MCD	MCDONALDS CORP COM	$682	0.02%	2,589	Common	SOLE
693506107	PPG	PPG INDS INC COM	$563	0.02%	4,338	Common	SOLE
713448108	PEP	PEPSICO INC COM	$533	0.02%	3,147	Common	SOLE
464287614	IWF	ISHARES TR RUSSELL1000GRW	$500	0.02%	1,881	Common	SOLE
464288158	SUB	ISHARES TR S&P SHRT NATL	$441	0.02%	4,292	Common	SOLE
254687106	DIS	DISNEY WALT PRODTNS	$393	0.01%	4,853	Common	SOLE
097023105	BA	BOEING CO COM	$383	0.01%	2,000	Common	SOLE
464287465	EFA	ISHARES TR MSCI EAFE IDX	$369	0.01%	5,360	Common	SOLE
281020107	EIX	EDISON INTL COM	$360	0.01%	5,682	Common	SOLE
92202E839	VTTSX	VANGUARD CHESTER FDS TAR RETIR	$356	0.01%	8,452	Common	SOLE
060505104	BAC	BANK OF AMERICA CORPORATION CO	$344	0.01%	12,572	Common	SOLE
25746U109	D	DOMINION RES INC VA NEW	$327	0.01%	7,321	Common	SOLE
024071409	BALFX	AMERICAN BALANCED FD CL F-1	$302	0.01%	10,247	Common	SOLE
37954Y673	PAVE	GLOBAL X FDS US INFR DEV ET	$271	0.01%	8,909	Common	SOLE
779552405	PRUIX	ROWE T PRICE INDEX TR INC EQTY	$265	0.01%	2,354	Common	SOLE
17275R102	CSCO	CISCO SYS INC	$242	0.01%	4,508	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP	$232	0.01%	1,975	Common	SOLE
464287309	IVW	ISHARES TR S&P500 GRW	$221	0.01%	3,232	Common	SOLE
02079K305	GOOGL	ALPHABET CLASS A	$219	0.01%	1,675	Common	SOLE
27828N102	XETYX	EATON VANCE TX MGD DIV EQ INCO	$175	0.01%	15,150	Common	SOLE
446150104	HBAN	HUNTINGTON BANCSHARES INC COM	$143	0.01%	13,710	Common	SOLE
27829C105	ETW	EATON VANCE TXMGD GL BUYWR OCO	$142	0.01%	18,600	Common	SOLE
092524107	XBGYX	BLACKROCK INTL GRWTH & INC TCO	$50	0.00%	10,000	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.