Q4 2023 · 13F-HR/A
RiverFront Investment Group, LLCholdings as filed
Filed 2024-08-28 · accession 0001469751-24-000009
$3.19B
Reported value
117
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR S&P 500 IN | $293.0M | 9.19% | 613,381 | Common | SOLE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $207.9M | 6.52% | 2,216,002 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST POR | $178.5M | 5.60% | 6,962,875 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR CORE MSCI | $169.4M | 5.31% | 2,408,162 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD | $159.4M | 5.00% | 2,166,575 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE T | $124.6M | 3.91% | 2,265,881 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE F | $116.0M | 3.64% | 1,499,179 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE F | $110.9M | 3.48% | 1,364,099 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $108.2M | 3.39% | 562,229 | Common | SOLE |
| 78468R101 | SPTS | SPDR SER TR PORTFOLIO | $101.1M | 3.17% | 3,480,391 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE T | $98.7M | 3.09% | 1,976,067 | Common | SOLE |
| 464287770 | IYG | ISHARES TR U.S. FIN S | $81.3M | 2.55% | 502,372 | Common | SOLE |
| 464287721 | IYW | ISHARES TR U.S. TECH | $67.9M | 2.13% | 552,928 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD EXT | $66.5M | 2.09% | 821,132 | Common | SOLE |
| 78464A474 | SPSB | SPDR SERIES TRUST BAR | $65.9M | 2.07% | 2,213,786 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $65.6M | 2.06% | 481,080 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST POR | $63.0M | 1.98% | 1,127,147 | Common | SOLE |
| 464288877 | EFV | ISHARES TR EAFE VALUE | $57.4M | 1.80% | 1,102,531 | Common | SOLE |
| 464289511 | IGLB | ISHARES TR 10 YR INV | $56.7M | 1.78% | 1,075,183 | Common | SOLE |
| 464288653 | TLH | ISHARES TR LEHMAN 10- | $55.6M | 1.74% | 513,627 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $55.0M | 1.72% | 655,504 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $45.3M | 1.42% | 120,514 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $43.7M | 1.37% | 226,784 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR 0-5YR HI Y | $43.1M | 1.35% | 1,020,071 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR UNIT S | $42.5M | 1.33% | 103,749 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC CORE MSCI | $41.6M | 1.30% | 822,269 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $39.9M | 1.25% | 223,042 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATION SERVICE | $31.9M | 1.00% | 438,713 | Common | SOLE |
| 92189F593 | MOTI | VANECK ETF TRUST MRNG | $31.3M | 0.98% | 1,004,937 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE F | $28.6M | 0.90% | 481,691 | Common | SOLE |
| 00162Q528 | RFDA | ALPS ETF TR RIVERFRNT | $27.9M | 0.87% | 584,274 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $24.9M | 0.78% | 218,520 | Common | SOLE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE-T | $24.9M | 0.78% | 388,144 | Common | SOLE |
| 518416870 | HDUS | LATTICE STRATEGIES TR | $24.5M | 0.77% | 527,031 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. COM | $23.8M | 0.75% | 178,631 | Common | SOLE |
| 931142103 | WMT | WALMART INC COM | $23.1M | 0.73% | 170,931 | Common | SOLE |
| 33739P608 | RFDI | FIRST TR EXCH TRADED | $20.8M | 0.65% | 340,248 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR ISHS 1-5YR | $19.5M | 0.61% | 379,573 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $18.4M | 0.58% | 214,666 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC COM | $17.9M | 0.56% | 60,433 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $17.8M | 0.56% | 117,160 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK | $17.2M | 0.54% | 122,035 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE F | $15.8M | 0.49% | 196,515 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $14.2M | 0.44% | 196,655 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC MSCI EMRG | $14.2M | 0.44% | 255,622 | Common | SOLE |
| 92189F437 | ANGL | VANECK VECTORS FALLEN | $13.2M | 0.42% | 460,164 | Common | SOLE |
| 464288810 | IHI | ISHARES TR TR U.S. ME | $13.1M | 0.41% | 242,301 | Common | SOLE |
| 46138E123 | PSCI | INVESCO EXCH TRADED F | $12.9M | 0.40% | 110,832 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC COM | $12.1M | 0.38% | 99,906 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP IN | $11.1M | 0.35% | 20,990 | Common | SOLE |
| 35473P744 | FLJP | FRANKLIN TEMPLETON ET | $9.7M | 0.31% | 348,251 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC COM | $9.6M | 0.30% | 62,258 | Common | SOLE |
| 00162Q536 | RFCI | ALPS ETF TR RIVERFRON | $9.4M | 0.30% | 417,141 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $9.3M | 0.29% | 54,433 | Common | SOLE |
| 00162Q510 | RFFC | ALPS ETF TR RIVERFRNT | $8.5M | 0.27% | 178,679 | Common | SOLE |
| 464289180 | EUFN | ISHARES TR MSCI EURO | $8.2M | 0.26% | 391,183 | Common | SOLE |
| 33738R308 | FTHI | FIRST TR EXCHANGE TRA | $7.7M | 0.24% | 361,541 | Common | SOLE |
| 464288836 | IHE | ISHARES TR DJ PHARMA | $7.0M | 0.22% | 46,286 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $7.0M | 0.22% | 394,092 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GR | $6.7M | 0.21% | 83,670 | Common | SOLE |
| 767204100 | RIO | RIO TINTO PLC SPONSOR | $6.4M | 0.20% | 85,677 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $5.5M | 0.17% | 92,741 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TR | $5.4M | 0.17% | 107,159 | Common | SOLE |
| 33739P707 | RFEM | FIRST TR EXCH TRADED | $5.3M | 0.17% | 90,316 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $5.2M | 0.16% | 19,834 | Common | SOLE |
| 00162Q783 | RIGS | ALPS ETF TR RIVERFRNT | $4.7M | 0.15% | 204,255 | Common | SOLE |
| 37954Y475 | XYLD | GLOBAL X S&P 500 COVE | $4.0M | 0.13% | 101,887 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $3.7M | 0.12% | 25,044 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY IN | $3.4M | 0.11% | 9,618 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED | $3.1M | 0.10% | 65,008 | Common | SOLE |
| 464287440 | IEF | ISHARES TR 7-10 YR TR | $3.1M | 0.10% | 31,733 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR BL | $2.7M | 0.09% | 64,836 | Common | SOLE |
| 33738R720 | ROBT | FIRST TR EXCHANGE-TRA | $2.7M | 0.08% | 59,268 | Common | SOLE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ET | $2.7M | 0.08% | 15,999 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR XTRACK MSC | $2.5M | 0.08% | 102,953 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP COM | $2.3M | 0.07% | 7,823 | Common | SOLE |
| 464286806 | EWG | ISHARES INC MSCI GERM | $2.3M | 0.07% | 76,801 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS T | $1.8M | 0.06% | 35,388 | Common | SOLE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE T | $1.8M | 0.06% | 35,418 | Common | SOLE |
| 526107107 | LII | LENNOX INTL INC COM | $1.7M | 0.05% | 3,796 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR EUROPE | $1.4M | 0.04% | 32,763 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX FU | $1.3M | 0.04% | 2,979 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $1.2M | 0.04% | 10,000 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO. INC COM | $1.2M | 0.04% | 10,793 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $923,047 | 0.03% | 8,386 | Common | SOLE |
| 46435U192 | IDNA | ISHARES GENOMICS IMMU | $895,526 | 0.03% | 38,919 | Common | SOLE |
| 464287226 | AGG | ISHARES TR LEHMAN AGG | $884,760 | 0.03% | 8,914 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP COM | $789,013 | 0.02% | 2,661 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE F | $774,047 | 0.02% | 12,580 | Common | SOLE |
| 464287432 | TLT | ISHARES TR 20 YR TRS | $728,943 | 0.02% | 7,372 | Common | SOLE |
| 782493720 | RETSX | RUSSELL INVT CO TAX M | $671,727 | 0.02% | 9,532 | Common | SOLE |
| 464287614 | IWF | ISHARES TR RUSSELL100 | $570,263 | 0.02% | 1,881 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $542,639 | 0.02% | 3,195 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $521,320 | 0.02% | 2,000 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT PRODTNS | $454,791 | 0.01% | 5,037 | Common | SOLE |
| 92202E839 | VTTSX | VANGUARD CHESTER FDS | $386,164 | 0.01% | 8,452 | Common | SOLE |
| 464287309 | IVW | ISHARES TR S&P500 GRW | $332,318 | 0.01% | 4,425 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS S& | $323,232 | 0.01% | 740 | Common | SOLE |
| 464288158 | SUB | ISHARES TR S&P SHRT N | $321,562 | 0.01% | 3,050 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS US INFR | $317,720 | 0.01% | 9,220 | Common | SOLE |
| 464286509 | EWC | ISHARES INC MSCI CDA | $316,218 | 0.01% | 8,621 | Common | SOLE |
| 779552405 | PRUIX | ROWE T PRICE INDEX TR | $295,277 | 0.01% | 2,354 | Common | SOLE |
| 281020107 | EIX | EDISON INTL COM | $291,894 | 0.01% | 4,083 | Common | SOLE |
| 41653L503 | HMOP | HARTFORD FDS EXCHANGE | $264,403 | 0.01% | 6,790 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $237,867 | 0.01% | 3,756 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET CLASS A | $233,981 | 0.01% | 1,675 | Common | SOLE |
| 25746U109 | D | DOMINION RES INC VA N | $232,086 | 0.01% | 4,938 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP COM | $225,692 | 0.01% | 6,113 | Common | SOLE |
| 024071771 | AFMBX | AMERICAN BALANCED FD | $225,149 | 0.01% | 7,043 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS GR | $221,347 | 0.01% | 712 | Common | SOLE |
| 37954Y293 | MLPX | GLOBAL X FDS GLB X ML | $217,389 | 0.01% | 4,872 | Common | SOLE |
| 060505104 | BAC | BANK OF AMERICA CORPO | $210,033 | 0.01% | 6,238 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $204,459 | 0.01% | 2,045 | Common | SOLE |
| 37954Y483 | QYLD | GLOBAL X FDS NASDAQ 1 | $203,918 | 0.01% | 11,760 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION CO | $201,555 | 0.01% | 4,070 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES | $174,391 | 0.01% | 13,710 | Common | SOLE |
| 62827M540 | CAXIX | MUTUAL FD SER TR CATA | $169,511 | 0.01% | 10,018 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.