RiverFront Investment Group, LLC — Q4 2023 13F-HR

← RiverFront Investment Group, LLC

Q4 2023 · 13F-HR

RiverFront Investment Group, LLCholdings as filed

Filed 2024-02-05 · accession 0001469751-24-000001

$3.2M

Reported value

117

Positions

2023-12-31

Period end

View analyzed profile →PRO

Holdings as filed

CUSIP	Ticker	Issuer	Value	% port.	Shares	Class	Voting
464287200	IVV	ISHARES TR S&P 500 INDEX	$292,969	9.19%	613,381	Common	SOLE
381430503	GSLC	GOLDMAN SACHS ETF TR EQUITY ET	$207,867	6.52%	2,215,835	Common	SOLE
78464A649	SPAB	SPDR SERIES TRUST PORTFOLIO AG	$178,528	5.60%	6,962,875	Common	SOLE
46432F842	IEFA	ISHARES TR CORE MSCI EAFE	$169,401	5.31%	2,407,979	Common	SOLE
921937835	BND	VANGUARD BD INDEX FD INC TOTAL	$159,351	5.00%	2,166,575	Common	SOLE
46641Q332	JEPI	J P MORGAN EXCHANGE-TRADED FEQ	$124,577	3.91%	2,265,881	Common	SOLE
92206C409	VCSH	VANGUARD SCOTTSDALE FDS SHRT-T	$115,991	3.64%	1,499,179	Common	SOLE
92206C870	VCIT	VANGUARD SCOTTSDALE FDS INT-TE	$110,874	3.48%	1,364,099	Common	SOLE
81369Y803	XLK	SELECT SECTOR SPDR TR SBI INT-	$108,218	3.39%	562,229	Common	SOLE
78468R101	SPTS	SPDR SER TR PORTFOLIO SH TSR	$101,105	3.17%	3,480,391	Common	SOLE
46654Q203	JEPQ	J P MORGAN EXCHANGE TRADED FD	$98,663	3.09%	1,976,049	Common	SOLE
464287770	IYG	ISHARES TR DJ US FINL SVC	$81,338	2.55%	453,872	Common	SOLE
464287721	IYW	ISHARES TR DJ US TECH SEC	$67,863	2.13%	552,862	Common	SOLE
921910709	EDV	VANGUARD WORLD FD EXTENDED DUR	$66,536	2.09%	821,132	Common	SOLE
78464A474	SPSB	SPDR SERIES TRUST BARC CAPTL E	$65,926	2.07%	2,213,786	Common	SOLE
81369Y209	XLV	SELECT SECTOR SPDR TR SBI HEAL	$65,609	2.06%	481,080	Common	SOLE
78464A854	SPYM	SPDR SERIES TRUST PORTFOLIO LR	$63,007	1.98%	1,127,147	Common	SOLE
464288877	EFV	ISHARES TR MSCI VAL IDX	$57,428	1.80%	1,102,271	Common	SOLE
464289511	IGLB	ISHARES TR 10 YR CR BD E	$56,632	1.78%	1,074,816	Common	SOLE
464288653	TLH	ISHARES TR LEHMAN 10-20YR	$55,597	1.74%	513,550	Common	SOLE
81369Y506	XLE	SELECT SECTOR SPDR TR SBI INT-	$54,953	1.72%	655,456	Common	SOLE
594918104	MSFT	MICROSOFT CORP COM	$45,313	1.42%	120,500	Common	SOLE
037833100	AAPL	APPLE COMPUTER INC	$43,655	1.37%	226,749	Common	SOLE
46434V407	SHYG	ISHARES TR 0-5YR HI YL CP	$43,053	1.35%	1,019,738	Common	SOLE
46090E103	QQQ	Invesco QQQ Trust	$42,487	1.33%	103,749	Common	SOLE
46434G103	IEMG	ISHARES INC CORE MSCI EMKT	$41,579	1.30%	822,065	Common	SOLE
81369Y407	XLY	SELECT SECTOR SPDR TR SBI CONS	$39,882	1.25%	223,042	Common	SOLE
81369Y852	XLC	COMMUNICATION SERVICES SELECT	$31,876	1.00%	438,713	Common	SOLE
92189F593	MOTI	VANECK ETF TRUST MRNGSTR INT M	$31,285	0.98%	1,004,666	Common	SOLE
92206C706	VGIT	VANGUARD SCOTTSDALE FDS INT-TE	$28,574	0.90%	481,691	Common	SOLE
00162Q528	RFDA	ALPS ETF TR RIVERFRNT DYMC	$27,852	0.87%	584,274	Common	SOLE
81369Y704	XLI	SELECT SECTOR SPDR TR SBI INT-	$24,909	0.78%	218,520	Common	SOLE
46641Q225	BBCA	J P MORGAN EXCHANGE-TRADED FD	$24,881	0.78%	388,050	Common	SOLE
518416870	HDUS	LATTICE STRATEGIES TR HARTFORD	$24,487	0.77%	526,928	Common	SOLE
74340W103	PLD	PROLOGIS INC. COM	$23,808	0.75%	178,608	Common	SOLE
931142103	WMT	WAL MART STORES INC	$23,132	0.73%	146,730	Common	SOLE
33739P608	RFDI	FIRST TR EXCH TRADED FD III RI	$20,820	0.65%	340,248	Common	SOLE
464288646	IGSB	ISHARES TR LEHMAN 1-3 YR	$19,462	0.61%	379,573	Common	SOLE
81369Y100	XLB	SELECT SECTOR SPDR TR SBI MATE	$18,362	0.58%	214,666	Common	SOLE
149123101	CAT	CATERPILLAR INC COM	$17,863	0.56%	60,418	Common	SOLE
023135106	AMZN	AMAZON COM INC COM	$17,797	0.56%	117,134	Common	SOLE
02079K107	GOOG	ALPHABET CLASS C	$17,193	0.54%	122,006	Common	SOLE
92206C813	VCLT	VANGUARD SCOTTSDALE FDS LG-TER	$15,751	0.49%	196,515	Common	SOLE
81369Y308	XLP	SELECT SECTOR SPDR TR SBI CONS	$14,165	0.44%	196,655	Common	SOLE
46434G764	EMXC	ISHARES INC MSCI EMRG CHN	$14,161	0.44%	255,572	Common	SOLE
92189F437	ANGL	VANECK VECTORS FALLEN ANGEL HI	$13,238	0.42%	459,999	Common	SOLE
464288810	IHI	ISHARES TR DJ MED DEVICES	$13,073	0.41%	242,241	Common	SOLE
46138E123	PSCI	INVESCO EXCH TRADED FD TR II S	$12,848	0.40%	110,803	Common	SOLE
26875P101	EOG	EOG RES INC COM	$12,081	0.38%	99,883	Common	SOLE
91324P102	UNH	UNITEDHEALTH GROUP INC COM	$11,048	0.35%	20,985	Common	SOLE
35473P744	FLJP	FRANKLIN TEMPLETON ETF TR FTSE	$9,744	0.31%	348,164	Common	SOLE
00287Y109	ABBV	ABBVIE INC COM	$9,646	0.30%	62,243	Common	SOLE
00162Q536	RFCI	ALPS ETF TR RIVERFRONT DYM	$9,429	0.30%	417,141	Common	SOLE
46625H100	JPM	JPMORGAN CHASE & CO COM	$9,256	0.29%	54,421	Common	SOLE
00162Q510	RFFC	ALPS ETF TR RIVERFRNT FLEX	$8,470	0.27%	178,679	Common	SOLE
464289180	EUFN	ISHARES TR MSCI EURO FINL	$8,197	0.26%	391,101	Common	SOLE
33738R308	FTHI	FIRST TR EXCHANGE TRADED FD HI	$7,723	0.24%	361,541	Common	SOLE
464288836	IHE	ISHARES TR DJ PHARMA INDX	$7,019	0.22%	37,863	Common	SOLE
49456B101	KMI	KINDER MORGAN INC DEL COM	$6,950	0.22%	393,995	Common	SOLE
416515104	HIG	HARTFORD FINL SVCS GROUP INC C	$6,722	0.21%	83,643	Common	SOLE
767204100	RIO	RIO TINTO PLC SPONSORED ADR	$6,377	0.20%	85,659	Common	SOLE
191216100	KO	COCA COLA CO	$5,465	0.17%	92,741	Common	SOLE
46641Q837	JPST	JP MORGAN EXCHANGE TRADED FD	$5,380	0.17%	107,114	Common	SOLE
33739P707	RFEM	FIRST TR EXCH TRADED FD III RI	$5,341	0.17%	90,316	Common	SOLE
92826C839	V	VISA INC COM CL A	$5,162	0.16%	19,829	Common	SOLE
00162Q783	RIGS	ALPS ETF TR RIVERFRNT STR INC	$4,731	0.15%	204,255	Common	SOLE
37954Y475	XYLD	GLOBAL X S&P 500 COVERED CALL	$4,018	0.13%	101,887	Common	SOLE
742718109	PG	PROCTER AND GAMBLE CO COM	$3,670	0.12%	25,044	Common	SOLE
084670702	BRK/B	BERKSHIRE HATHAWAY INC	$3,430	0.11%	9,618	Common	SOLE
921943858	VEA	VANGUARD TAX-MANAGED FD EUROPE	$3,114	0.10%	65,008	Common	SOLE
464287440	IEF	ISHARES TR 7-10 YR TRS BD	$3,059	0.10%	31,733	Common	SOLE
78467V608	SRLN	SSGA ACTIVE ETF TR BLKSTN GSOS	$2,719	0.09%	64,836	Common	SOLE
33738R720	ROBT	FIRST TR EXCHANGE-TRADED FD VI	$2,698	0.08%	59,268	Common	SOLE
46138G649	QQQM	INVESCO NASDAQ 100 ETF	$2,696	0.08%	15,999	Common	SOLE
233051630	HDEF	DBX ETF TR XTRACK MSCI EAFE	$2,541	0.08%	102,953	Common	SOLE
863667101	SYK	STRYKER CORP COM	$2,343	0.07%	7,823	Common	SOLE
464286806	EWG	ISHARES INC MSCI GERMAN	$2,280	0.07%	76,801	Common	SOLE
922907746	VTEB	VANGUARD MUN BD FDS TAX EXEMPT	$1,807	0.06%	35,388	Common	SOLE
46641Q647	JMUB	J P MORGAN EXCHANGE TRADED FD	$1,805	0.06%	35,418	Common	SOLE
526107107	LII	LENNOX INTL INC COM	$1,699	0.05%	3,796	Common	SOLE
97717X701	HEDJ	WISDOMTREE TR EUROPE HEDGED	$1,404	0.04%	32,763	Common	SOLE
922908710	VFIAX	VANGUARD 500 INDEX FUND	$1,311	0.04%	2,979	Common	SOLE
963320106	WHR	WHIRLPOOL CORP	$1,218	0.04%	10,000	Common	SOLE
58933Y105	MRK	MERCK & CO. INC COM	$1,177	0.04%	10,793	Common	SOLE
002824100	ABT	ABBOTT LABS	$923	0.03%	8,386	Common	SOLE
46435U192	IDNA	ISHARES GENOMICS IMMUNOLOGY AN	$896	0.03%	38,919	Common	SOLE
464287226	AGG	ISHARES TR LEHMAN AGG BND	$884	0.03%	8,914	Common	SOLE
580135101	MCD	MCDONALDS CORP COM	$789	0.02%	2,661	Common	SOLE
92206C847	VGLT	VANGUARD SCOTTSDALE FDS LONG-T	$774	0.02%	12,580	Common	SOLE
464287432	TLT	ISHARES TR 20 YR TRS BD	$729	0.02%	7,372	Common	SOLE
782493720	RETSX	RUSSELL INVT CO TAX MNGD LRG F	$672	0.02%	9,532	Common	SOLE
464287614	IWF	ISHARES TR RUSSELL1000GRW	$570	0.02%	1,881	Common	SOLE
713448108	PEP	PEPSICO INC COM	$543	0.02%	3,195	Common	SOLE
097023105	BA	BOEING CO COM	$521	0.02%	2,000	Common	SOLE
254687106	DIS	DISNEY WALT PRODTNS	$455	0.01%	5,037	Common	SOLE
92202E839	VTTSX	VANGUARD CHESTER FDS TAR RETIR	$387	0.01%	8,452	Common	SOLE
464287309	IVW	ISHARES TR S&P500 GRW	$332	0.01%	4,425	Common	SOLE
922908363	VOO	VANGUARD INDEX FDS S&P 500 ETF	$323	0.01%	740	Common	SOLE
464288158	SUB	ISHARES TR S&P SHRT NATL	$322	0.01%	3,050	Common	SOLE
37954Y673	PAVE	GLOBAL X FDS US INFR DEV ET	$317	0.01%	9,220	Common	SOLE
464286509	EWC	ISHARES INC MSCI CDA INDEX	$316	0.01%	8,621	Common	SOLE
779552405	PRUIX	ROWE T PRICE INDEX TR INC EQTY	$295	0.01%	2,354	Common	SOLE
281020107	EIX	EDISON INTL COM	$292	0.01%	4,083	Common	SOLE
41653L503	HMOP	HARTFORD FDS EXCHANGE TRADED T	$264	0.01%	6,790	Common	SOLE
81369Y886	XLU	SELECT SECTOR SPDR TR SBI INT-	$238	0.01%	3,756	Common	SOLE
02079K305	GOOGL	ALPHABET CLASS A	$234	0.01%	1,675	Common	SOLE
25746U109	D	DOMINION RES INC VA NEW	$232	0.01%	4,938	Common	SOLE
89832Q109	TFC	TRUIST FINL CORP COM	$226	0.01%	6,113	Common	SOLE
024071771	AFMBX	AMERICAN BALANCED FD CL F 3	$225	0.01%	7,043	Common	SOLE
922908736	VUG	VANGUARD INDEX FDS GROWTH ETF	$221	0.01%	712	Common	SOLE
37954Y293	MLPX	GLOBAL X FDS GLB X MLP ENRG I	$217	0.01%	4,872	Common	SOLE
060505104	BAC	BANK OF AMERICA CORPORATION CO	$210	0.01%	6,238	Common	SOLE
30231G102	XOM	EXXON MOBIL CORP	$204	0.01%	2,045	Common	SOLE
37954Y483	QYLD	GLOBAL X FDS NASDAQ 100 COVER	$204	0.01%	11,760	Common	SOLE
67066G104	NVDA	NVIDIA CORP COM	$202	0.01%	407	Common	SOLE
446150104	HBAN	HUNTINGTON BANCSHARES INC COM	$174	0.01%	13,710	Common	SOLE
62827M540	CAXIX	MUTUAL FD SER TR CATALYST EQUT	$170	0.01%	10,018	Common	SOLE

Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.