Q1 2024 · 13F-HR/A
RiverFront Investment Group, LLCholdings as filed
Filed 2024-08-28 · accession 0001469751-24-000010
$3.55B
Reported value
131
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR S&P 500 IN | $326.2M | 9.19% | 620,471 | Common | SOLE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $241.7M | 6.81% | 2,328,736 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR CORE MSCI | $186.7M | 5.26% | 2,515,708 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST POR | $184.1M | 5.19% | 7,280,757 | Common | SOLE |
| 808524698 | SCHI | SCHWAB STRATEGIC TR 5 | $171.9M | 4.84% | 3,863,892 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE T | $164.3M | 4.63% | 2,839,024 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD | $163.4M | 4.60% | 2,249,985 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE F | $126.3M | 3.56% | 1,634,026 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $119.1M | 3.36% | 572,028 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE T | $115.9M | 3.27% | 2,137,051 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE F | $113.2M | 3.19% | 1,406,331 | Common | SOLE |
| 464287770 | IYG | ISHARES TR U.S. FIN S | $93.5M | 2.63% | 1,409,958 | Common | SOLE |
| 464287721 | IYW | ISHARES TR U.S. TECH | $91.3M | 2.57% | 675,676 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $72.2M | 2.04% | 489,007 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST POR | $71.1M | 2.00% | 1,155,036 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $66.3M | 1.87% | 702,331 | Common | SOLE |
| 464288877 | EFV | ISHARES TR EAFE VALUE | $66.3M | 1.87% | 1,218,211 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD EXT | $65.4M | 1.84% | 853,411 | Common | SOLE |
| 464289511 | IGLB | ISHARES TR 10 YR INV | $62.9M | 1.77% | 1,220,508 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $59.5M | 1.68% | 141,440 | Common | SOLE |
| 464288653 | TLH | ISHARES TR LEHMAN 10- | $57.0M | 1.61% | 542,672 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR UNIT S | $52.7M | 1.48% | 118,604 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $41.8M | 1.18% | 227,300 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $41.8M | 1.18% | 243,499 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATION SERVICE | $37.7M | 1.06% | 461,781 | Common | SOLE |
| 92189F593 | MOTI | VANECK ETF TRUST MRNG | $35.0M | 0.99% | 1,125,173 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC MSCI EMRG | $32.7M | 0.92% | 567,740 | Common | SOLE |
| 518416870 | HDUS | LATTICE STRATEGIES TR | $29.7M | 0.84% | 582,851 | Common | SOLE |
| 931142103 | WMT | WALMART INC COM | $29.5M | 0.83% | 489,998 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE F | $29.3M | 0.83% | 500,408 | Common | SOLE |
| 00162Q528 | RFDA | ALPS ETF TR RIVERFRNT | $29.0M | 0.82% | 570,908 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TR | $28.8M | 0.81% | 571,094 | Common | SOLE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE-T | $28.7M | 0.81% | 429,760 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK | $28.6M | 0.81% | 188,125 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $27.9M | 0.79% | 221,572 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $25.7M | 0.72% | 142,257 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. COM | $24.8M | 0.70% | 190,208 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR ISHS 1-5YR | $24.7M | 0.70% | 482,228 | Common | SOLE |
| 33739P608 | RFDI | FIRST TR EXCH TRADED | $21.3M | 0.60% | 331,842 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $20.3M | 0.57% | 218,502 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC CORE MSCI | $18.8M | 0.53% | 364,792 | Common | SOLE |
| 46641Q746 | JPMB | J P MORGAN EXCHANGE T | $16.9M | 0.48% | 430,469 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE F | $15.9M | 0.45% | 202,772 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST SEMI | $15.9M | 0.45% | 70,496 | Common | SOLE |
| 46138E123 | PSCI | INVESCO EXCH TRADED F | $15.7M | 0.44% | 123,754 | Common | SOLE |
| 464288810 | IHI | ISHARES TR TR U.S. ME | $15.7M | 0.44% | 267,667 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $15.4M | 0.43% | 201,688 | Common | SOLE |
| 92189F437 | ANGL | VANECK VECTORS FALLEN | $15.1M | 0.42% | 519,823 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC COM | $14.0M | 0.39% | 109,612 | Common | SOLE |
| 35473P744 | FLJP | FRANKLIN TEMPLETON ET | $13.9M | 0.39% | 446,947 | Common | SOLE |
| 46138J577 | BSCT | INVESCO EXCH TRD SLF | $12.3M | 0.35% | 672,511 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $12.2M | 0.34% | 60,942 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP IN | $11.3M | 0.32% | 22,794 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $11.0M | 0.31% | 94,672 | Common | SOLE |
| 00162Q536 | RFCI | ALPS ETF TR RIVERFRON | $9.8M | 0.28% | 439,722 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GR | $9.8M | 0.28% | 94,813 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW COM | $9.7M | 0.27% | 61,690 | Common | SOLE |
| 464289180 | EUFN | ISHARES TR MSCI EURO | $9.7M | 0.27% | 424,858 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR 0-5YR HI Y | $7.1M | 0.20% | 167,571 | Common | SOLE |
| 00162Q510 | RFFC | ALPS ETF TR RIVERFRNT | $6.5M | 0.18% | 123,727 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $6.1M | 0.17% | 22,027 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $5.8M | 0.16% | 94,986 | Common | SOLE |
| 33739P707 | RFEM | FIRST TR EXCH TRADED | $5.5M | 0.15% | 89,159 | Common | SOLE |
| 00162Q783 | RIGS | ALPS ETF TR RIVERFRNT | $5.4M | 0.15% | 234,756 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $4.2M | 0.12% | 25,685 | Common | SOLE |
| 37954Y475 | XYLD | GLOBAL X S&P 500 COVE | $4.1M | 0.12% | 100,114 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY IN | $4.1M | 0.11% | 9,696 | Common | SOLE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ET | $3.5M | 0.10% | 19,426 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED | $3.3M | 0.09% | 66,018 | Common | SOLE |
| 464287440 | IEF | ISHARES TR 7-10 YR TR | $2.9M | 0.08% | 31,038 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR XTRACK MSC | $2.9M | 0.08% | 118,407 | Common | SOLE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE T | $2.9M | 0.08% | 56,552 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP COM | $2.8M | 0.08% | 7,823 | Common | SOLE |
| 526107107 | LII | LENNOX INTL INC COM | $1.9M | 0.05% | 3,796 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR EUROPE | $1.6M | 0.04% | 32,094 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX FU | $1.4M | 0.04% | 2,979 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS T | $1.4M | 0.04% | 28,538 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO. INC COM | $1.4M | 0.04% | 10,590 | Common | SOLE |
| 782493720 | RETSX | RUSSELL INVT CO TAX M | $1.2M | 0.03% | 15,896 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $1.2M | 0.03% | 10,000 | Common | SOLE |
| 41653L503 | HMOP | HARTFORD FDS EXCHANGE | $1.1M | 0.03% | 29,114 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $1.0M | 0.03% | 9,106 | Common | SOLE |
| 60934N625 | PCOXX | MONEY MKT OBLIGS TR F | $970,049 | 0.03% | 970,049 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC COM | $847,151 | 0.02% | 2,311 | Common | SOLE |
| 464287309 | IVW | ISHARES TR S&P500 GRW | $809,864 | 0.02% | 9,591 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE F | $781,020 | 0.02% | 13,184 | Common | SOLE |
| 464287432 | TLT | ISHARES TR 20 YR TRS | $766,233 | 0.02% | 8,098 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP COM | $764,648 | 0.02% | 2,712 | Common | SOLE |
| 464288158 | SUB | ISHARES TR S&P SHRT N | $729,654 | 0.02% | 6,967 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT PRODTNS | $680,811 | 0.02% | 5,564 | Common | SOLE |
| 464287614 | IWF | ISHARES TR RUSSELL100 | $633,991 | 0.02% | 1,881 | Common | SOLE |
| 060505104 | BAC | BANK OF AMERICA CORPO | $581,579 | 0.02% | 15,337 | Common | SOLE |
| 464288356 | CMF | ISHARES TR CALIF MUN | $561,130 | 0.02% | 9,752 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $559,157 | 0.02% | 3,195 | Common | SOLE |
| 464287226 | AGG | ISHARES TR LEHMAN AGG | $559,067 | 0.02% | 5,708 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $544,766 | 0.02% | 29,703 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION CO | $467,141 | 0.01% | 5,170 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $443,877 | 0.01% | 2,300 | Common | SOLE |
| 92202E839 | VTTSX | VANGUARD CHESTER FDS | $412,702 | 0.01% | 8,452 | Common | SOLE |
| 37954Y483 | QYLD | GLOBAL X FDS NASDAQ 1 | $409,279 | 0.01% | 22,852 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS VA | $383,535 | 0.01% | 2,355 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC COM | $377,428 | 0.01% | 2,072 | Common | SOLE |
| 399874775 | GAFFX | GROWTH FD AMER CL F 3 | $365,091 | 0.01% | 5,133 | Common | SOLE |
| 78462F103 | SPY | SPDR TR UNIT SER 1 | $361,441 | 0.01% | 691 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS S& | $355,718 | 0.01% | 740 | Common | SOLE |
| 09789C887 | XCCC | BONDBLOXX ETF TRUST C | $341,241 | 0.01% | 8,752 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS GR | $339,037 | 0.01% | 985 | Common | SOLE |
| 464286509 | EWC | ISHARES INC MSCI CDA | $330,012 | 0.01% | 8,621 | Common | SOLE |
| 281020107 | EIX | EDISON INTL COM | $329,107 | 0.01% | 4,653 | Common | SOLE |
| 779552405 | PRUIX | ROWE T PRICE INDEX TR | $325,344 | 0.01% | 2,354 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET CLASS A | $270,316 | 0.01% | 1,791 | Common | SOLE |
| 37954Y459 | RYLD | GLOBAL X X FDS RUSSEL | $265,588 | 0.01% | 15,706 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR BL | $265,419 | 0.01% | 6,303 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED | $258,941 | 0.01% | 1,418 | Common | SOLE |
| 027681105 | AMRMX | AMERICAN MUT FD INC C | $239,961 | 0.01% | 4,412 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP COM | $238,285 | 0.01% | 6,113 | Common | SOLE |
| 024071771 | AFMBX | AMERICAN BALANCED FD | $238,248 | 0.01% | 7,043 | Common | SOLE |
| 25746U109 | D | DOMINION RES INC VA N | $233,948 | 0.01% | 4,756 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $231,482 | 0.01% | 3,526 | Common | SOLE |
| 464287507 | IJH | ISHARES TR S&P MIDCAP | $228,382 | 0.01% | 3,760 | Common | SOLE |
| 023375777 | FMACX | AMCAP FD CL F 3 | $226,790 | 0.01% | 5,330 | Common | SOLE |
| 30303M102 | META | FACEBOOK INC CL A | $219,968 | 0.01% | 453 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS US INFR | $217,322 | 0.01% | 5,459 | Common | SOLE |
| 78249R164 | RTNSX | RUSSELL INVT CO TAX M | $214,186 | 0.01% | 18,480 | Common | SOLE |
| 416645406 | ITHAX | HARTFORD MUT FDS INC | $204,831 | 0.01% | 4,817 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES | $191,255 | 0.01% | 13,710 | Common | SOLE |
| 62827M540 | CAXIX | MUTUAL FD SER TR CATA | $177,125 | 0.00% | 10,018 | Common | SOLE |
| 057071854 | BAGIX | BAIRD FDS INC AGGR BD | $140,011 | 0.00% | 14,390 | Common | SOLE |
| 44842D101 | HUPHY | HUTCHISON PORT HLDGS | $25,777 | 0.00% | 10,229 | Common | SOLE |
| 4812C0670 | OGVXX | JPMORGAN TR I US GOV | $12,144 | 0.00% | 12,144 | Common | SOLE |
| 649274305 | NDVLY | NEW WORLD DEV LTD SPO | $6,303 | 0.00% | 11,945 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.