Q1 2024 · 13F-HR
RiverFront Investment Group, LLCholdings as filed
Filed 2024-05-02 · accession 0001469751-24-000004
$3.5M
Reported value
131
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR S&P 500 INDEX | $326,200 | 9.19% | 620,471 | Common | SOLE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR EQUITY ET | $241,718 | 6.81% | 2,328,921 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR CORE MSCI EAFE | $186,730 | 5.26% | 2,515,911 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST PORTFOLIO AG | $184,057 | 5.19% | 7,280,757 | Common | SOLE |
| 808524698 | SCHI | SCHWAB STRATEGIC TR 5 10YR COR | $171,904 | 4.84% | 3,863,892 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE-TRADED FEQ | $164,286 | 4.63% | 2,839,375 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD INC TOTAL | $163,416 | 4.60% | 2,249,985 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE FDS SHRT-T | $126,326 | 3.56% | 1,634,026 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR SBI INT- | $119,136 | 3.36% | 572,028 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE TRADED FD | $115,920 | 3.27% | 2,137,181 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE FDS INT-TE | $113,223 | 3.19% | 1,406,331 | Common | SOLE |
| 464287770 | IYG | ISHARES TR DJ US FINL SVC | $93,484 | 2.63% | 1,410,030 | Common | SOLE |
| 464287721 | IYW | ISHARES TR DJ US TECH SEC | $91,266 | 2.57% | 675,748 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR SBI HEAL | $72,241 | 2.04% | 489,007 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST PORTFOLIO LR | $71,069 | 2.00% | 1,155,036 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR SBI INT- | $66,311 | 1.87% | 702,382 | Common | SOLE |
| 464288877 | EFV | ISHARES TR MSCI VAL IDX | $66,280 | 1.87% | 1,218,386 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD EXTENDED DUR | $65,371 | 1.84% | 853,411 | Common | SOLE |
| 464289511 | IGLB | ISHARES TR 10 YR CR BD E | $62,908 | 1.77% | 1,221,286 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $59,515 | 1.68% | 141,459 | Common | SOLE |
| 464288653 | TLH | ISHARES TR LEHMAN 10-20YR | $57,004 | 1.61% | 542,738 | Common | SOLE |
| 46090E103 | QQQ | Invesco QQQ Trust | $52,683 | 1.48% | 118,653 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR SBI CONS | $41,798 | 1.18% | 227,300 | Common | SOLE |
| 037833100 | AAPL | APPLE COMPUTER INC | $41,762 | 1.18% | 243,539 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATION SERVICES SELECT | $37,709 | 1.06% | 461,781 | Common | SOLE |
| 92189F593 | MOTI | VANECK ETF TRUST MRNGSTR INT M | $35,013 | 0.99% | 1,125,173 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC MSCI EMRG CHN | $32,690 | 0.92% | 567,843 | Common | SOLE |
| 518416870 | HDUS | LATTICE STRATEGIES TR HARTFORD | $29,662 | 0.84% | 582,965 | Common | SOLE |
| 931142103 | WMT | WAL MART STORES INC | $29,487 | 0.83% | 490,056 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE FDS INT-TE | $29,298 | 0.83% | 500,408 | Common | SOLE |
| 00162Q528 | RFDA | ALPS ETF TR RIVERFRNT DYMC | $28,977 | 0.82% | 570,908 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TRADED FD | $28,836 | 0.81% | 571,577 | Common | SOLE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE-TRADED FD | $28,716 | 0.81% | 429,824 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET CLASS C | $28,650 | 0.81% | 188,168 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR SBI INT- | $27,909 | 0.79% | 221,572 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $25,664 | 0.72% | 142,284 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. COM | $24,772 | 0.70% | 190,233 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR LEHMAN 1-3 YR | $24,738 | 0.70% | 482,428 | Common | SOLE |
| 33739P608 | RFDI | FIRST TR EXCH TRADED FD III RI | $21,327 | 0.60% | 331,842 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR SBI MATE | $20,296 | 0.57% | 218,502 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC CORE MSCI EMKT | $18,823 | 0.53% | 364,792 | Common | SOLE |
| 46641Q746 | JPMB | J P MORGAN EXCHANGE TRADED FD | $16,916 | 0.48% | 430,692 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE FDS LG-TER | $15,863 | 0.45% | 202,772 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST SEMICONDUCTR | $15,863 | 0.45% | 70,508 | Common | SOLE |
| 46138E123 | PSCI | INVESCO EXCH TRADED FD TR II S | $15,704 | 0.44% | 123,785 | Common | SOLE |
| 464288810 | IHI | ISHARES TR DJ MED DEVICES | $15,686 | 0.44% | 267,733 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR SBI CONS | $15,400 | 0.43% | 201,688 | Common | SOLE |
| 92189F437 | ANGL | VANECK VECTORS FALLEN ANGEL HI | $15,095 | 0.43% | 520,173 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC COM | $14,015 | 0.39% | 109,637 | Common | SOLE |
| 35473P744 | FLJP | FRANKLIN TEMPLETON ETF TR FTSE | $13,870 | 0.39% | 447,006 | Common | SOLE |
| 46138J577 | BSCT | INVESCO EXCH TRD SLF IDX FD TR | $12,317 | 0.35% | 673,080 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO COM | $12,209 | 0.34% | 60,955 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC COM | $11,279 | 0.32% | 22,799 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $11,006 | 0.31% | 94,691 | Common | SOLE |
| 00162Q536 | RFCI | ALPS ETF TR RIVERFRONT DYM | $9,812 | 0.28% | 439,722 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GROUP INC C | $9,773 | 0.28% | 94,841 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW | $9,733 | 0.27% | 61,703 | Common | SOLE |
| 464289180 | EUFN | ISHARES TR MSCI EURO FINL | $9,662 | 0.27% | 424,913 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR 0-5YR HI YL CP | $7,130 | 0.20% | 167,571 | Common | SOLE |
| 00162Q510 | RFFC | ALPS ETF TR RIVERFRNT FLEX | $6,542 | 0.18% | 123,727 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $6,148 | 0.17% | 22,032 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $5,811 | 0.16% | 94,986 | Common | SOLE |
| 33739P707 | RFEM | FIRST TR EXCH TRADED FD III RI | $5,460 | 0.15% | 89,159 | Common | SOLE |
| 00162Q783 | RIGS | ALPS ETF TR RIVERFRNT STR INC | $5,371 | 0.15% | 234,756 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO COM | $4,167 | 0.12% | 25,685 | Common | SOLE |
| 37954Y475 | XYLD | GLOBAL X S&P 500 COVERED CALL | $4,084 | 0.12% | 100,114 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC | $4,077 | 0.11% | 9,696 | Common | SOLE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ETF | $3,549 | 0.10% | 19,426 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FD EUROPE | $3,312 | 0.09% | 66,018 | Common | SOLE |
| 464287440 | IEF | ISHARES TR 7-10 YR TRS BD | $2,938 | 0.08% | 31,038 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR XTRACK MSCI EAFE | $2,921 | 0.08% | 118,407 | Common | SOLE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE TRADED FD | $2,869 | 0.08% | 56,552 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP COM | $2,800 | 0.08% | 7,823 | Common | SOLE |
| 526107107 | LII | LENNOX INTL INC COM | $1,855 | 0.05% | 3,796 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR EUROPE HEDGED | $1,550 | 0.04% | 32,094 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX FUND | $1,444 | 0.04% | 2,979 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS TAX EXEMPT | $1,444 | 0.04% | 28,538 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO. INC COM | $1,397 | 0.04% | 10,590 | Common | SOLE |
| 782493720 | RETSX | RUSSELL INVT CO TAX MNGD LRG F | $1,238 | 0.03% | 15,896 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $1,196 | 0.03% | 10,000 | Common | SOLE |
| 41653L503 | HMOP | HARTFORD FDS EXCHANGE TRADED T | $1,131 | 0.03% | 29,114 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $1,035 | 0.03% | 9,106 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC COM | $846 | 0.02% | 2,311 | Common | SOLE |
| 464287309 | IVW | ISHARES TR S&P500 GRW | $810 | 0.02% | 9,591 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE FDS LONG-T | $781 | 0.02% | 13,184 | Common | SOLE |
| 464287432 | TLT | ISHARES TR 20 YR TRS BD | $766 | 0.02% | 8,098 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP COM | $765 | 0.02% | 2,712 | Common | SOLE |
| 464288158 | SUB | ISHARES TR S&P SHRT NATL | $730 | 0.02% | 6,967 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT PRODTNS | $681 | 0.02% | 5,564 | Common | SOLE |
| 60934N625 | PCOXX | MONEY MKT OBLIGS TR FH PRM WEA | $668 | 0.02% | 668,382 | Common | SOLE |
| 464287614 | IWF | ISHARES TR RUSSELL1000GRW | $634 | 0.02% | 1,881 | Common | SOLE |
| 060505104 | BAC | BANK OF AMERICA CORPORATION CO | $582 | 0.02% | 15,337 | Common | SOLE |
| 464288356 | CMF | ISHARES TR CALIF MUN BD E | $561 | 0.02% | 9,752 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $559 | 0.02% | 3,195 | Common | SOLE |
| 464287226 | AGG | ISHARES TR LEHMAN AGG BND | $559 | 0.02% | 5,708 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL COM | $544 | 0.02% | 29,703 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORP COM | $467 | 0.01% | 517 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $444 | 0.01% | 2,300 | Common | SOLE |
| 92202E839 | VTTSX | VANGUARD CHESTER FDS TAR RETIR | $413 | 0.01% | 8,452 | Common | SOLE |
| 37954Y483 | QYLD | GLOBAL X FDS NASDAQ 100 COVER | $409 | 0.01% | 22,852 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS VALUE ETF | $384 | 0.01% | 2,355 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC COM | $377 | 0.01% | 2,072 | Common | SOLE |
| 399874775 | GAFFX | GROWTH FD AMER CL F 3 | $365 | 0.01% | 5,133 | Common | SOLE |
| 78462F103 | SPY | SPDR TR UNIT SER 1 | $361 | 0.01% | 691 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS S&P 500 ETF | $356 | 0.01% | 740 | Common | SOLE |
| 09789C887 | XCCC | BONDBLOXX ETF TRUST CCC RT USD | $341 | 0.01% | 8,752 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS GROWTH ETF | $339 | 0.01% | 985 | Common | SOLE |
| 464286509 | EWC | ISHARES INC MSCI CDA INDEX | $330 | 0.01% | 8,621 | Common | SOLE |
| 281020107 | EIX | EDISON INTL COM | $329 | 0.01% | 4,653 | Common | SOLE |
| 779552405 | PRUIX | ROWE T PRICE INDEX TR INC EQTY | $325 | 0.01% | 2,354 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET CLASS A | $270 | 0.01% | 1,791 | Common | SOLE |
| 37954Y459 | RYLD | GLOBAL X X FDS RUSSELL 2000 | $266 | 0.01% | 15,706 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR BLKSTN GSOS | $265 | 0.01% | 6,303 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED PORTFOLDI | $259 | 0.01% | 1,418 | Common | SOLE |
| 027681105 | AMRMX | AMERICAN MUT FD INC COM | $240 | 0.01% | 4,412 | Common | SOLE |
| 024071771 | AFMBX | AMERICAN BALANCED FD CL F 3 | $238 | 0.01% | 7,043 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP COM | $238 | 0.01% | 6,113 | Common | SOLE |
| 25746U109 | D | DOMINION RES INC VA NEW | $234 | 0.01% | 4,756 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR SBI INT- | $231 | 0.01% | 3,526 | Common | SOLE |
| 464287507 | IJH | ISHARES TR S&P MIDCAP 400 | $228 | 0.01% | 3,760 | Common | SOLE |
| 023375777 | FMACX | AMCAP FD CL F 3 | $227 | 0.01% | 5,330 | Common | SOLE |
| 30303M102 | META | FACEBOOK INC CL A | $220 | 0.01% | 453 | Common | SOLE |
| 37954Y673 | PAVE | GLOBAL X FDS US INFR DEV ET | $217 | 0.01% | 5,459 | Common | SOLE |
| 78249R164 | RTNSX | RUSSELL INVT CO TAX MNGD INTL | $214 | 0.01% | 18,480 | Common | SOLE |
| 416645406 | ITHAX | HARTFORD MUT FDS INC CAP APPRE | $205 | 0.01% | 4,817 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES INC COM | $191 | 0.01% | 13,710 | Common | SOLE |
| 62827M540 | CAXIX | MUTUAL FD SER TR CATALYST EQUT | $177 | 0.00% | 10,018 | Common | SOLE |
| 057071854 | BAGIX | BAIRD FDS INC AGGR BD FD INS | $140 | 0.00% | 14,385 | Common | SOLE |
| 44842D101 | HUPHY | HUTCHISON PORT HLDGS TR UNSPON | $26 | 0.00% | 10,229 | Common | SOLE |
| 4812C0670 | OGVXX | JPMORGAN TR I US GOV MMK CAP | $12 | 0.00% | 12,144 | Common | SOLE |
| 649274305 | NDVLY | NEW WORLD DEV LTD SPONSORED AD | $6 | 0.00% | 11,945 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.