Q2 2024 · 13F-HR/A
RiverFront Investment Group, LLCholdings as filed
Filed 2024-08-28 · accession 0001469751-24-000011
$3.75B
Reported value
172
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 464287200 | IVV | ISHARES TR S&P 500 IN | $341.7M | 9.12% | 624,404 | Common | SOLE |
| 46432F842 | IEFA | ISHARES TR CORE MSCI | $190.1M | 5.07% | 2,617,261 | Common | SOLE |
| 78464A649 | SPAB | SPDR SERIES TRUST POR | $181.0M | 4.83% | 7,215,784 | Common | SOLE |
| 808524698 | SCHI | SCHWAB STRATEGIC TR 5 | $174.4M | 4.65% | 3,954,083 | Common | SOLE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE T | $170.4M | 4.54% | 3,005,845 | Common | SOLE |
| 381430503 | GSLC | GOLDMAN SACHS ETF TR | $164.6M | 4.39% | 1,539,455 | Common | SOLE |
| 921937835 | BND | VANGUARD BD INDEX FD | $162.2M | 4.33% | 2,251,561 | Common | SOLE |
| 81369Y803 | XLK | SELECT SECTOR SPDR TR | $131.1M | 3.50% | 579,655 | Common | SOLE |
| 92206C409 | VCSH | VANGUARD SCOTTSDALE F | $127.6M | 3.40% | 1,651,099 | Common | SOLE |
| 46654Q203 | JEPQ | J P MORGAN EXCHANGE T | $124.5M | 3.32% | 2,242,816 | Common | SOLE |
| 92206C870 | VCIT | VANGUARD SCOTTSDALE F | $112.4M | 3.00% | 1,406,327 | Common | SOLE |
| 464287721 | IYW | ISHARES TR U.S. TECH | $109.2M | 2.91% | 725,878 | Common | SOLE |
| 464287770 | IYG | ISHARES TR U.S. FIN S | $94.4M | 2.52% | 1,448,241 | Common | SOLE |
| 464289511 | IGLB | ISHARES TR 10 YR INV | $79.1M | 2.11% | 1,581,003 | Common | SOLE |
| 78464A854 | SPYM | SPDR SERIES TRUST POR | $74.6M | 1.99% | 1,165,661 | Common | SOLE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $72.0M | 1.92% | 494,070 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION CO | $69.6M | 1.86% | 563,329 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $67.9M | 1.81% | 152,014 | Common | SOLE |
| 81369Y506 | XLE | SELECT SECTOR SPDR TR | $66.1M | 1.76% | 724,697 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TR UNIT S | $64.2M | 1.71% | 133,997 | Common | SOLE |
| 921910709 | EDV | VANGUARD WORLD FD EXT | $63.5M | 1.69% | 864,637 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $58.1M | 1.55% | 275,702 | Common | SOLE |
| 464288877 | EFV | ISHARES TR EAFE VALUE | $55.6M | 1.48% | 1,048,596 | Common | SOLE |
| 464288653 | TLH | ISHARES TR LEHMAN 10- | $55.2M | 1.47% | 537,448 | Common | SOLE |
| 81369Y407 | XLY | SELECT SECTOR SPDR TR | $41.7M | 1.11% | 228,371 | Common | SOLE |
| 81369Y852 | XLC | COMMUNICATION SERVICE | $40.8M | 1.09% | 476,525 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK | $39.4M | 1.05% | 214,555 | Common | SOLE |
| 92189F593 | MOTI | VANECK ETF TRUST MRNG | $38.6M | 1.03% | 1,229,731 | Common | SOLE |
| 46434G764 | EMXC | ISHARES INC MSCI EMRG | $36.4M | 0.97% | 615,658 | Common | SOLE |
| 931142103 | WMT | WALMART INC COM | $35.0M | 0.93% | 516,256 | Common | SOLE |
| 518416870 | HDUS | LATTICE STRATEGIES TR | $33.8M | 0.90% | 645,822 | Common | SOLE |
| 023135106 | AMZN | AMAZON COM INC COM | $30.6M | 0.82% | 158,157 | Common | SOLE |
| 46641Q225 | BBCA | J P MORGAN EXCHANGE-T | $30.4M | 0.81% | 468,547 | Common | SOLE |
| 92206C706 | VGIT | VANGUARD SCOTTSDALE F | $29.0M | 0.77% | 497,818 | Common | SOLE |
| 00162Q528 | RFDA | ALPS ETF TR RIVERFRNT | $28.5M | 0.76% | 538,502 | Common | SOLE |
| 81369Y704 | XLI | SELECT SECTOR SPDR TR | $27.1M | 0.72% | 222,056 | Common | SOLE |
| 46625H100 | JPM | JPMORGAN CHASE & CO. | $25.2M | 0.67% | 124,513 | Common | SOLE |
| 46434G103 | IEMG | ISHARES INC CORE MSCI | $21.8M | 0.58% | 407,079 | Common | SOLE |
| 416515104 | HIG | HARTFORD FINL SVCS GR | $21.7M | 0.58% | 215,832 | Common | SOLE |
| 74340W103 | PLD | PROLOGIS INC. COM | $21.3M | 0.57% | 189,534 | Common | SOLE |
| 92189F676 | SMH | VANECK ETF TRUST SEMI | $20.3M | 0.54% | 77,745 | Common | SOLE |
| 33739P608 | RFDI | FIRST TR EXCH TRADED | $19.9M | 0.53% | 313,228 | Common | SOLE |
| 464288646 | IGSB | ISHARES TR ISHS 1-5YR | $19.5M | 0.52% | 381,197 | Common | SOLE |
| 81369Y100 | XLB | SELECT SECTOR SPDR TR | $19.4M | 0.52% | 219,488 | Common | SOLE |
| 46641Q746 | JPMB | J P MORGAN EXCHANGE T | $18.7M | 0.50% | 483,741 | Common | SOLE |
| 92206C813 | VCLT | VANGUARD SCOTTSDALE F | $16.8M | 0.45% | 221,533 | Common | SOLE |
| 92189F437 | ANGL | VANECK VECTORS FALLEN | $16.8M | 0.45% | 592,120 | Common | SOLE |
| 46138E123 | PSCI | INVESCO EXCH TRADED F | $16.4M | 0.44% | 136,872 | Common | SOLE |
| 464288810 | IHI | ISHARES TR TR U.S. ME | $16.3M | 0.43% | 290,829 | Common | SOLE |
| 81369Y308 | XLP | SELECT SECTOR SPDR TR | $15.6M | 0.42% | 204,145 | Common | SOLE |
| 46641Q837 | JPST | JP MORGAN EXCHANGE TR | $15.6M | 0.42% | 308,415 | Common | SOLE |
| 26875P101 | EOG | EOG RES INC COM | $15.2M | 0.41% | 120,809 | Common | SOLE |
| 35473P744 | FLJP | FRANKLIN TEMPLETON ET | $14.0M | 0.37% | 485,787 | Common | SOLE |
| 46138J577 | BSCT | INVESCO EXCH TRD SLF | $13.4M | 0.36% | 739,382 | Common | SOLE |
| 72201R882 | ZROZ | PIMCO ETF TR 25YR ZE | $13.2M | 0.35% | 175,480 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $12.9M | 0.34% | 111,860 | Common | SOLE |
| 91324P102 | UNH | UNITEDHEALTH GROUP IN | $12.8M | 0.34% | 25,048 | Common | SOLE |
| 166764100 | CVX | CHEVRON CORP NEW COM | $10.9M | 0.29% | 69,449 | Common | SOLE |
| 464289180 | EUFN | ISHARES TR MSCI EURO | $10.2M | 0.27% | 455,759 | Common | SOLE |
| 00162Q536 | RFCI | ALPS ETF TR RIVERFRON | $9.2M | 0.24% | 412,714 | Common | SOLE |
| 46434V407 | SHYG | ISHARES TR 0-5YR HI Y | $8.9M | 0.24% | 211,365 | Common | SOLE |
| 949746101 | WMT2 | WELLS FARGO & CO NEW | $6.9M | 0.18% | 116,630 | Common | SOLE |
| 00162Q510 | RFFC | ALPS ETF TR RIVERFRNT | $6.4M | 0.17% | 118,150 | Common | SOLE |
| 92826C839 | V | VISA INC COM CL A | $6.4M | 0.17% | 24,195 | Common | SOLE |
| 191216100 | KO | COCA COLA CO | $5.8M | 0.15% | 90,734 | Common | SOLE |
| 33739P707 | RFEM | FIRST TR EXCH TRADED | $5.5M | 0.15% | 84,612 | Common | SOLE |
| 37954Y475 | XYLD | GLOBAL X S&P 500 COVE | $4.9M | 0.13% | 121,044 | Common | SOLE |
| 00162Q783 | RIGS | ALPS ETF TR RIVERFRNT | $4.6M | 0.12% | 204,677 | Common | SOLE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $4.4M | 0.12% | 26,383 | Common | SOLE |
| 46138G649 | QQQM | INVESCO NASDAQ 100 ET | $4.3M | 0.11% | 21,779 | Common | SOLE |
| 233051630 | HDEF | DBX ETF TR XTRACK MSC | $4.0M | 0.11% | 164,451 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY IN | $3.9M | 0.11% | 9,696 | Common | SOLE |
| 921943858 | VEA | VANGUARD TAX-MANAGED | $3.3M | 0.09% | 66,018 | Common | SOLE |
| 46641Q647 | JMUB | J P MORGAN EXCHANGE T | $3.1M | 0.08% | 62,092 | Common | SOLE |
| 464287440 | IEF | ISHARES TR 7-10 YR TR | $2.7M | 0.07% | 29,184 | Common | SOLE |
| 863667101 | SYK | STRYKER CORP COM | $2.7M | 0.07% | 7,823 | Common | SOLE |
| 526107107 | LII | LENNOX INTL INC COM | $2.0M | 0.05% | 3,796 | Common | SOLE |
| 782493720 | RETSX | RUSSELL INVT CO TAX M | $1.5M | 0.04% | 19,188 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX FU | $1.5M | 0.04% | 2,979 | Common | SOLE |
| 922907746 | VTEB | VANGUARD MUN BD FDS T | $1.4M | 0.04% | 28,538 | Common | SOLE |
| 97717X701 | HEDJ | WISDOMTREE TR EUROPE | $1.4M | 0.04% | 30,337 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO. INC COM | $1.3M | 0.04% | 10,629 | Common | SOLE |
| 399874775 | GAFFX | GROWTH FD AMER CL F 3 | $1.3M | 0.03% | 17,645 | Common | SOLE |
| 464287309 | IVW | ISHARES TR S&P500 GRW | $1.2M | 0.03% | 13,396 | Common | SOLE |
| 41653L503 | HMOP | HARTFORD FDS EXCHANGE | $1.2M | 0.03% | 31,566 | Common | SOLE |
| 960413102 | WLK | WESTLAKE CHEM CORP CO | $1.2M | 0.03% | 8,000 | Common | SOLE |
| 649280773 | FNWFX | NEW WORLD FD INC NEW | $1.1M | 0.03% | 13,897 | Common | SOLE |
| 922908744 | VTV | VANGUARD INDEX FDS VA | $1.1M | 0.03% | 6,803 | Common | SOLE |
| 78464A664 | SPTL | SPDR SERIES TRUST POR | $1.1M | 0.03% | 39,520 | Common | SOLE |
| 027681774 | AFMFX | AMERICAN MUT FD CL F | $1.0M | 0.03% | 18,890 | Common | SOLE |
| 963320106 | WHR | WHIRLPOOL CORP | $1.0M | 0.03% | 10,000 | Common | SOLE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE F | $1.0M | 0.03% | 17,354 | Common | SOLE |
| 002824100 | ABT | ABBOTT LABS | $977,585 | 0.03% | 9,408 | Common | SOLE |
| 02079K305 | GOOGL | ALPHABET CLASS A | $886,706 | 0.02% | 4,868 | Common | SOLE |
| 921908844 | VIG | VANGUARD SPECIALIZED | $885,550 | 0.02% | 4,851 | Common | SOLE |
| 464288638 | IGIB | ISHARES TR LEHMAN INT | $876,905 | 0.02% | 17,107 | Common | SOLE |
| 37954Y483 | QYLD | GLOBAL X FDS NASDAQ 1 | $832,522 | 0.02% | 47,115 | Common | SOLE |
| 464287614 | IWF | ISHARES TR RUSSELL100 | $791,351 | 0.02% | 2,171 | Common | SOLE |
| 149123101 | CAT | CATERPILLAR INC COM | $759,962 | 0.02% | 2,281 | Common | SOLE |
| 09789C887 | XCCC | BONDBLOXX ETF TRUST C | $756,474 | 0.02% | 20,232 | Common | SOLE |
| 464287507 | IJH | ISHARES TR S&P MIDCAP | $754,732 | 0.02% | 12,897 | Common | SOLE |
| 580135101 | MCD | MCDONALDS CORP COM | $691,126 | 0.02% | 2,712 | Common | SOLE |
| 552985863 | MFEIX | MFS SER TR II EMERG G | $680,399 | 0.02% | 3,178 | Common | SOLE |
| 78462F103 | SPY | SPDR TR UNIT SER 1 | $677,554 | 0.02% | 1,245 | Common | SOLE |
| 922908363 | VOO | VANGUARD INDEX FDS S& | $671,675 | 0.02% | 1,343 | Common | SOLE |
| 37954Y459 | RYLD | GLOBAL X X FDS RUSSEL | $663,353 | 0.02% | 41,382 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL | $627,133 | 0.02% | 31,561 | Common | SOLE |
| 060505104 | BAC | BANK OF AMERICA CORPO | $620,810 | 0.02% | 15,610 | Common | SOLE |
| 525327102 | LDOS | LEIDOS HLDGS INC COM | $583,520 | 0.02% | 4,000 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $574,781 | 0.02% | 3,485 | Common | SOLE |
| 254687106 | DIS | DISNEY WALT PRODTNS | $573,896 | 0.02% | 5,780 | Common | SOLE |
| 464288240 | ACWX | ISHARES TR MSCI ACWI | $517,592 | 0.01% | 9,742 | Common | SOLE |
| 464287226 | AGG | ISHARES TR LEHMAN AGG | $515,746 | 0.01% | 5,313 | Common | SOLE |
| 464287432 | TLT | ISHARES TR 20 YR TRS | $506,901 | 0.01% | 5,523 | Common | SOLE |
| 78464A367 | SPLB | SPDR SERIES TRUST POR | $501,647 | 0.01% | 22,246 | Common | SOLE |
| 553498106 | MSA | MSA SAFETY INC COM | $497,754 | 0.01% | 2,652 | Common | SOLE |
| 55273G298 | MDIJX | MFS SER TR X INTL DIV | $493,956 | 0.01% | 21,100 | Common | SOLE |
| 74254V869 | PQIAX | PRINCIPAL FDS INC EQT | $491,147 | 0.01% | 12,334 | Common | SOLE |
| 74160Q301 | POSKX | PRIMECAP ODYSSEY FDS | $485,804 | 0.01% | 12,358 | Common | SOLE |
| 922908728 | VTSAX | VANGUARD INDEX FDS TO | $475,735 | 0.01% | 3,652 | Common | SOLE |
| 298706110 | FEUPX | EURO PAC GROWTH FD CL | $470,733 | 0.01% | 8,211 | Common | SOLE |
| 464288356 | CMF | ISHARES TR CALIF MUN | $456,690 | 0.01% | 8,029 | Common | SOLE |
| 464287499 | IWR | ISHARES TR RUSSELL MI | $425,994 | 0.01% | 5,254 | Common | SOLE |
| 92202E839 | VTTSX | VANGUARD CHESTER FDS | $421,070 | 0.01% | 8,452 | Common | SOLE |
| 548661107 | LOW | LOWES COS INC COM | $420,417 | 0.01% | 1,907 | Common | SOLE |
| 097023105 | BA | BOEING CO COM | $418,623 | 0.01% | 2,300 | Common | SOLE |
| 024071771 | AFMBX | AMERICAN BALANCED FD | $418,404 | 0.01% | 12,114 | Common | SOLE |
| 60934N625 | PCOXX | MONEY MKT OBLIGS TR F | $415,930 | 0.01% | 415,930 | Common | SOLE |
| 281020107 | EIX | EDISON INTL COM | $415,493 | 0.01% | 5,786 | Common | SOLE |
| 56064L355 | MTFGX | MAINSTAY FDS TR MACKA | $384,517 | 0.01% | 40,647 | Common | SOLE |
| 057071656 | BMNIX | BAIRD FDS INC CORE MU | $381,719 | 0.01% | 37,314 | Common | SOLE |
| 921921508 | VPCCX | VANGUARD FENWAY FDS P | $381,234 | 0.01% | 10,610 | Common | SOLE |
| 46636U876 | OIEJX | JPMORGAN TR I EQTY IN | $375,065 | 0.01% | 15,641 | Common | SOLE |
| 922908736 | VUG | VANGUARD INDEX FDS GR | $368,400 | 0.01% | 985 | Common | SOLE |
| 46137V597 | PRFZ | INVESCO FTSE RAFI US | $357,563 | 0.01% | 9,375 | Common | SOLE |
| 00287Y109 | ABBV | ABBVIE INC COM | $351,011 | 0.01% | 2,046 | Common | SOLE |
| 779552405 | PRUIX | ROWE T PRICE INDEX TR | $338,129 | 0.01% | 2,354 | Common | SOLE |
| 25746U109 | D | DOMINION RES INC VA N | $330,015 | 0.01% | 6,735 | Common | SOLE |
| 464286509 | EWC | ISHARES INC MSCI CDA | $319,753 | 0.01% | 8,621 | Common | SOLE |
| 464287465 | EFA | ISHARES TR MSCI EAFE | $306,897 | 0.01% | 3,918 | Common | SOLE |
| 87283Q867 | TCAF | T ROWE PRICE ETF INC | $301,348 | 0.01% | 9,594 | Common | SOLE |
| 464288281 | EMB | ISHARES TR JPMORGAN U | $300,832 | 0.01% | 3,400 | Common | SOLE |
| 315920157 | FIDZX | FIDELITY ADVISOR SER | $287,744 | 0.01% | 8,925 | Common | SOLE |
| 11135F101 | AVGO | BROADCOM INC COM | $277,757 | 0.01% | 1,730 | Common | SOLE |
| 58155Q103 | MCK | MCKESSON CORP COM | $263,986 | 0.01% | 452 | Common | SOLE |
| 81369Y886 | XLU | SELECT SECTOR SPDR TR | $260,227 | 0.01% | 3,819 | Common | SOLE |
| 140543117 | FWGIX | CAPITAL WORLD GROWTH | $258,109 | 0.01% | 3,944 | Common | SOLE |
| 532457108 | LLY | LILLY ELI & CO COM | $256,223 | 0.01% | 283 | Common | SOLE |
| 45956T774 | IGAIX | INTERNATIONAL GROWTH | $250,899 | 0.01% | 6,728 | Common | SOLE |
| 78467V608 | SRLN | SSGA ACTIVE ETF TR BL | $248,877 | 0.01% | 5,954 | Common | SOLE |
| 464287655 | IWM | ISHARES TR RUSSELL 20 | $238,193 | 0.01% | 1,174 | Common | SOLE |
| 89832Q109 | TFC | TRUIST FINL CORP COM | $237,490 | 0.01% | 6,113 | Common | SOLE |
| 30303M102 | META | FACEBOOK INC CL A | $232,445 | 0.01% | 461 | Common | SOLE |
| 48121L114 | JSOZX | JPMORGAN TR I STRATEG | $228,958 | 0.01% | 19,944 | Common | SOLE |
| 023375777 | FMACX | AMCAP FD CL F 3 | $228,016 | 0.01% | 5,330 | Common | SOLE |
| 33733E104 | FTCS | FIRST TR EXCHANGE TRA | $223,042 | 0.01% | 2,654 | Common | SOLE |
| 101137107 | BSX | BOSTON SCIENTIFIC COR | $221,712 | 0.01% | 2,879 | Common | SOLE |
| 314195405 | FHISX | FEDERATED HERMES SUS | $219,114 | 0.01% | 32,752 | Common | SOLE |
| 78249R164 | RTNSX | RUSSELL INVT CO TAX M | $213,447 | 0.01% | 18,480 | Common | SOLE |
| 939330106 | AWSHX | WASHINGTON MUT INVS F | $206,458 | 0.01% | 3,416 | Common | SOLE |
| 46641U564 | VGINX | JPMORGAN TR I US VLU | $205,370 | 0.01% | 2,558 | Common | SOLE |
| 782478408 | RTSSX | RUSSELL INVT CO TAX M | $202,513 | 0.01% | 5,126 | Common | SOLE |
| 446150104 | HBAN | HUNTINGTON BANCSHARES | $180,698 | 0.00% | 13,710 | Common | SOLE |
| 31428Q101 | FTRBX | FEDERATED TOTAL RETUR | $151,052 | 0.00% | 16,190 | Common | SOLE |
| 316389311 | FIKMX | FIDELITY SECS FD ADV | $139,495 | 0.00% | 11,913 | Common | SOLE |
| 77956H435 | TROIX | ROWE T PRICE INTL FDS | $138,299 | 0.00% | 10,622 | Common | SOLE |
| 057071854 | BAGIX | BAIRD FDS INC AGGR BD | $129,682 | 0.00% | 13,425 | Common | SOLE |
| 78250F182 | RTXSX | RUSSELL INVT CO TAX M | $127,109 | 0.00% | 10,548 | Common | SOLE |
| 057071409 | BSBIX | BAIRD FDS INC SHRT TR | $117,784 | 0.00% | 12,544 | Common | SOLE |
| 44842D101 | HUPHY | HUTCHISON PORT HLDGS | $58,534 | 0.00% | 22,865 | Common | SOLE |
| 74428W108 | BGAOY | PROXIMUS S A UNSPONSO | $29,854 | 0.00% | 18,695 | Common | SOLE |
| 649274305 | NDVLY | NEW WORLD DEV LTD SPO | $14,857 | 0.00% | 31,738 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.