Q4 2023 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2024-02-07 · accession 0001597506-24-000003
$528.0M
Reported value
232
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | — | SPDR S&P 500 ETF TR | $145.0M | 27.5% | 305,000 | PUT | SOLE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $38.8M | 7.35% | 1,024,720 | Common | SOLE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $34.1M | 6.47% | 11,518,000 | Common | NONE |
| 46090E953 | — | INVESCO QQQ TR | $28.7M | 5.43% | 70,000 | PUT | SOLE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $23.8M | 4.51% | 6,552,000 | Common | NONE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $16.7M | 3.17% | 6,466,000 | Common | NONE |
| 45867GAB7 | — | INTERDIGITAL INC | $12.4M | 2.34% | 9,247,000 | Common | NONE |
| 021369AA1 | — | ALTAIR ENGR INC | $12.1M | 2.29% | 6,702,000 | Common | NONE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $11.7M | 2.22% | 5,035,000 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $10.0M | 1.89% | 5,289,000 | Common | NONE |
| 443573AD2 | HUBS 0.375 06/01/25 | HUBSPOT INC | $9.5M | 1.81% | 4,592,000 | Common | NONE |
| 207410AF8 | — | CONMED CORP | $9.3M | 1.76% | 7,538,000 | Common | NONE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $9.2M | 1.74% | 5,864,000 | Common | NONE |
| 74967XAD5 | — | RH | $8.5M | 1.62% | 6,000,000 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $8.3M | 1.57% | 6,504,000 | Common | NONE |
| 629377CG5 | NRG 2.75 06/01/48 | NRG ENERGY INC | $8.1M | 1.54% | 6,291,000 | Common | NONE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $8.1M | 1.53% | 3,850,000 | Common | NONE |
| 60937PAD8 | MDB 0.25 01/15/26 | MONGODB INC | $7.2M | 1.37% | 3,655,000 | Common | NONE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $7.0M | 1.33% | 4,250,000 | Common | NONE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $6.7M | 1.28% | 4,706,000 | Common | NONE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $6.1M | 1.16% | 5,332,000 | Common | NONE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $5.8M | 1.10% | 1,966,000 | Common | NONE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $4.3M | 0.81% | 2,923,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $4.2M | 0.80% | 3,797,000 | Common | NONE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $4.1M | 0.78% | 3,923,000 | Common | NONE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $4.1M | 0.77% | 2,487,000 | Common | NONE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $3.8M | 0.72% | 2,733,000 | Common | NONE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $3.8M | 0.71% | 2,742,000 | Common | NONE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $3.7M | 0.71% | 3,500,000 | Common | NONE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $3.2M | 0.60% | 1,259,000 | Common | NONE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $3.0M | 0.58% | 555,380 | Common | SOLE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $3.0M | 0.57% | 2,450,000 | Common | NONE |
| 464287952 | — | ISHARES TR | $3.0M | 0.56% | 30,000 | PUT | SOLE |
| 723787AP2 | PXD 0.25 05/15/25 | PIONEER NAT RES CO | $2.7M | 0.52% | 1,122,000 | Common | NONE |
| 86882L113 | — | SURGEPAYS INC | $2.3M | 0.44% | 1,097,313 | Common | SOLE |
| 04010LAW3 | ARCC 4.625 03/01/24 | ARES CAPITAL CORP | $2.2M | 0.42% | 2,149,000 | Common | NONE |
| 98980GAB8 | ZS 0.125 07/01/25 | ZSCALER INC | $2.2M | 0.42% | 1,454,000 | Common | NONE |
| 037833950 | — | APPLE INC | $1.9M | 0.36% | 10,000 | PUT | SOLE |
| G65431135 | NE/WS | NOBLE CORP PLC | $1.7M | 0.33% | 58,791 | Common | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $1.6M | 0.31% | 52,000 | CALL | SOLE |
| 19260Q957 | — | COINBASE GLOBAL INC | $1.6M | 0.30% | 9,000 | PUT | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $1.4M | 0.27% | 55,936 | Common | SOLE |
| 46090A887 | GSY | INVESCO ACTIVELY MANAGED ETF | $1.4M | 0.26% | 27,381 | Common | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $1.4M | 0.26% | 23,060 | Common | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $1.3M | 0.24% | 59,232 | Common | SOLE |
| 23248VAB1 | CYBR 0 11/15/24 | CYBERARK SOFTWARE LTD | $1.1M | 0.21% | 775,000 | Common | NONE |
| 67066G954 | — | NVIDIA CORPORATION | $990,440 | 0.19% | 2,000 | PUT | SOLE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $954,890 | 0.18% | 13,700 | Common | SOLE |
| 062540959 | — | BANK HAWAII CORP | $941,980 | 0.18% | 13,000 | PUT | SOLE |
| 048453104 | — | ATLANTIC COASTAL ACQUISTN CO | $824,167 | 0.16% | 77,825 | Common | SOLE |
| 12521H107 | — | CF ACQUISITION CORP VII | $786,238 | 0.15% | 72,331 | Common | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $781,204 | 0.15% | 550,000 | Common | NONE |
| 122017906 | — | BURLINGTON STORES INC | $777,920 | 0.15% | 4,000 | CALL | SOLE |
| 29978K102 | EVCO | EVEREST CONSOLIDATOR ACQ COR | $771,598 | 0.15% | 70,530 | Common | SOLE |
| 037833900 | — | APPLE INC | $770,120 | 0.15% | 4,000 | CALL | SOLE |
| G65431957 | — | NOBLE CORP PLC | $756,112 | 0.14% | 15,700 | PUT | SOLE |
| 37962G102 | — | GLOBAL STAR ACQUISITION INC | $749,151 | 0.14% | 70,608 | Common | SOLE |
| 44364H100 | — | HUDSON ACQUISITION I CORP | $742,413 | 0.14% | 70,039 | Common | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQUISITION COR | $724,731 | 0.14% | 65,468 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $699,908 | 0.13% | 10,379 | Common | SOLE |
| 06748F904 | — | BARCLAYS BANK PLC | $698,400 | 0.13% | 45,000 | CALL | SOLE |
| 65445K101 | — | 99 ACQUISITION GROUP INC | $695,977 | 0.13% | 68,300 | Common | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $694,557 | 0.13% | 68,700 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $684,450 | 0.13% | 65,000 | Common | SOLE |
| 61244M109 | — | MONTEREY CAP ACQUISITION COR | $678,326 | 0.13% | 62,461 | Common | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $656,060 | 0.12% | 5,054 | Common | SOLE |
| 146869952 | — | CARVANA CO | $635,280 | 0.12% | 12,000 | PUT | SOLE |
| 146869902 | — | CARVANA CO | $635,280 | 0.12% | 12,000 | CALL | SOLE |
| 963320906 | — | WHIRLPOOL CORP | $608,850 | 0.12% | 5,000 | CALL | SOLE |
| G25741102 | — | CROWN PROPTECH ACQUISITIONS | $605,058 | 0.11% | 56,813 | Common | SOLE |
| 60770K957 | — | MODERNA INC | $596,700 | 0.11% | 6,000 | PUT | SOLE |
| 345370900 | — | FORD MTR CO DEL | $548,550 | 0.10% | 45,000 | CALL | SOLE |
| 46428Q909 | — | ISHARES SILVER TR | $544,500 | 0.10% | 25,000 | CALL | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $534,381 | 0.10% | 50,845 | Common | SOLE |
| 002896957 | — | ABERCROMBIE & FITCH CO | $529,320 | 0.10% | 6,000 | PUT | SOLE |
| 79466L952 | — | SALESFORCE INC | $526,280 | 0.10% | 2,000 | PUT | SOLE |
| 69291C106 | — | PHP VENTURES ACQUISITION COR | $518,114 | 0.10% | 46,719 | Common | SOLE |
| 09175K105 | — | BITE ACQUISITION CORP | $516,686 | 0.10% | 48,790 | Common | SOLE |
| 25460L103 | DSAQ | DIRECT SELLING ACQUISITIN CO | $515,702 | 0.10% | 47,356 | Common | SOLE |
| 958102AP0 | — | WESTERN DIGITAL CORP. | $501,838 | 0.10% | 504,000 | Common | NONE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $500,741 | 0.09% | 448,000 | Common | NONE |
| 45333D104 | IGTA | INCEPTION GROWTH ACQUSTN LTD | $488,138 | 0.09% | 45,792 | Common | SOLE |
| 65339F901 | — | NEXTERA ENERGY INC | $485,920 | 0.09% | 8,000 | CALL | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $475,870 | 0.09% | 46,000 | Common | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $427,175 | 0.08% | 429,000 | Common | NONE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $423,016 | 0.08% | 371,067 | Common | SOLE |
| 957638959 | — | WESTERN ALLIANCE BANCORP | $394,740 | 0.07% | 6,000 | PUT | SOLE |
| 89301B104 | — | ZALATORIS ACQUISITION CORP | $391,092 | 0.07% | 36,602 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQUISITION CORP | $386,434 | 0.07% | 36,183 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $384,877 | 0.07% | 37,604 | Common | SOLE |
| 09257W950 | — | BLACKSTONE MTG TR INC | $382,860 | 0.07% | 18,000 | PUT | SOLE |
| 462837204 | — | IRON HORSE ACQUISITIONS CORP | $364,121 | 0.07% | 36,267 | Common | SOLE |
| 138103906 | — | CANTALOUPE INC | $363,090 | 0.07% | 49,000 | CALL | SOLE |
| 72942P104 | — | PLUTONIAN ACQUISITION CORP | $356,153 | 0.07% | 33,473 | Common | SOLE |
| M85548901 | — | STRATASYS LTD | $331,296 | 0.06% | 23,200 | CALL | SOLE |
| 33813J956 | — | FISKER INC | $325,675 | 0.06% | 186,100 | PUT | SOLE |
| G1962Y102 | — | CATCHA INVESTMENT CORP | $318,241 | 0.06% | 28,529 | Common | SOLE |
| 76954A903 | — | RIVIAN AUTOMOTIVE INC | $304,980 | 0.06% | 13,000 | CALL | SOLE |
| 20459V113 | CMPOW | COMPOSECURE INC | $288,678 | 0.05% | 773,729 | Common | SOLE |
| 02157M108 | AEAE | ALTENERGY ACQUISITION CORP | $285,547 | 0.05% | 26,221 | Common | SOLE |
| 852234AF0 | XYZ 0.125 03/01/25 | BLOCK INC | $280,373 | 0.05% | 286,000 | Common | NONE |
| 256677905 | — | DOLLAR GEN CORP NEW | $271,900 | 0.05% | 2,000 | CALL | SOLE |
| G0230C108 | ALSAF | ALPHA STAR ACQUISITION CORP | $271,237 | 0.05% | 24,196 | Common | SOLE |
| 526057302 | LEN/B | LENNAR CORP | $268,100 | 0.05% | 2,000 | Common | SOLE |
| 00214Q954 | — | ARK ETF TR | $261,850 | 0.05% | 5,000 | PUT | SOLE |
| G04058106 | — | AP ACQUISITION CORP | $256,291 | 0.05% | 23,027 | Common | SOLE |
| 845467909 | — | SOUTHWESTERN ENERGY CO | $242,350 | 0.05% | 37,000 | CALL | SOLE |
| 24661P907 | — | DELCATH SYS INC | $239,616 | 0.05% | 57,600 | CALL | SOLE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $239,293 | 0.05% | 22,877 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $222,939 | 0.04% | 182,289 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $205,886 | 0.04% | 19,090 | Common | SOLE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $201,737 | 0.04% | 3,165 | Common | SOLE |
| 15719Y105 | — | CETUS CAP ACQUISITION CORP | $196,014 | 0.04% | 18,668 | Common | SOLE |
| 138103956 | — | CANTALOUPE INC | $182,286 | 0.03% | 24,600 | PUT | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $180,948 | 0.03% | 16,368 | Common | SOLE |
| 69882P102 | PPYA | PAPAYA GRWT OPPORTUNITY CORP | $164,641 | 0.03% | 15,287 | Common | SOLE |
| G01341117 | AFJKU | AIMEI HEALTH TECHNOLOGY CO L | $153,000 | 0.03% | 15,000 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $145,033 | 0.03% | 371,879 | Common | SOLE |
| G1676M105 | — | BUKIT JALIL GBL ACQUISITION | $142,759 | 0.03% | 13,740 | Common | SOLE |
| 893830BW8 | — | TRANSOCEAN INC | $134,970 | 0.03% | 65,000 | Common | NONE |
| 68217M107 | OMQS | OMNIQ CORP | $125,638 | 0.02% | 193,200 | Common | SOLE |
| 45569U901 | — | INDIE SEMICONDUCTOR INC | $121,650 | 0.02% | 15,000 | CALL | SOLE |
| 811916905 | — | SEABRIDGE GOLD INC | $121,300 | 0.02% | 10,000 | CALL | SOLE |
| 88160RAG6 | — | TESLA INC | $120,188 | 0.02% | 10,000 | Common | NONE |
| 30069X102 | — | EXCELFIN ACQUISITION CORP | $117,675 | 0.02% | 10,972 | Common | SOLE |
| 11125B102 | — | BROAD CAPITAL ACQUISITION CO | $114,755 | 0.02% | 10,329 | Common | SOLE |
| G12729110 | — | BOWEN ACQUISITION CORP | $103,200 | 0.02% | 10,000 | Common | SOLE |
| 68401P403 | OPHC | OPTIMUMBANK HLDGS INC | $82,381 | 0.02% | 19,700 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $76,710 | 0.01% | 69,617 | Common | SOLE |
| 87427V111 | TALKW | TALKSPACE INC | $72,501 | 0.01% | 559,300 | Common | SOLE |
| 60471A119 | — | MIRION TECHNOLOGIES INC | $61,095 | 0.01% | 30,096 | Common | SOLE |
| 29664W905 | — | ESPERION THERAPEUTICS INC NE | $59,800 | 0.01% | 20,000 | CALL | SOLE |
| 22275C105 | PODC | PODCASTONE INC | $56,706 | 0.01% | 30,652 | Common | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $53,625 | 0.01% | 198,611 | Common | SOLE |
| 501506604 | — | KWESST MICRO SYSTEMS INC | $51,555 | 0.01% | 57,283 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $51,547 | 0.01% | 470,752 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $48,496 | 0.01% | 80,826 | Common | SOLE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $44,503 | 0.01% | 35,000 | Common | NONE |
| 40416EAD5 | — | HCI GROUP INC | $39,883 | 0.01% | 28,000 | Common | NONE |
| 88066N113 | TNONW | TENON MEDICAL INC | $36,473 | 0.01% | 671,700 | Common | SOLE |
| 30329Y106 | — | FG FINANCIAL GROUP INC | $33,416 | 0.01% | 20,885 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $33,384 | 0.01% | 92,100 | Common | SOLE |
| 33813J106 | SPAQUSD | FISKER INC | $32,550 | 0.01% | 18,600 | Common | SOLE |
| 716817408 | PETV | PETVIVO HLDGS INC | $29,355 | 0.01% | 27,693 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HLDGS INC | $29,272 | 0.01% | 209,086 | Common | SOLE |
| 345510119 | — | FOREMOST LITHIUM RES & TECH | $27,408 | 0.01% | 109,631 | Common | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $26,762 | 0.01% | 191,429 | Common | SOLE |
| 451033708 | IBIO | IBIO INC | $26,220 | 0.00% | 19,000 | Common | SOLE |
| 87615L115 | — | TARGET HOSPITALITY CORP | $25,883 | 0.00% | 64,011 | Common | SOLE |
| 03834B127 | APCXW | APPTECH PMTS CORP | $24,334 | 0.00% | 69,507 | Common | SOLE |
| 83085C115 | SKYH/WS | SKY HARBOUR GROUP CORPORATIO | $23,577 | 0.00% | 31,436 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $22,881 | 0.00% | 57,345 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $22,258 | 0.00% | 185,481 | Common | SOLE |
| 381119403 | AUMN | GOLDEN MINERALS CO | $22,045 | 0.00% | 42,402 | Common | SOLE |
| 928298AP3 | — | VISHAY INTERTECHNOLOGY INC | $19,705 | 0.00% | 20,000 | Common | NONE |
| 744413105 | — | P3 HEALTH PARTNERS INC | $18,894 | 0.00% | 13,400 | Common | SOLE |
| 86335G109 | — | STRONG GLOBAL ENTMT INC | $18,702 | 0.00% | 11,699 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $18,482 | 0.00% | 121,152 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $17,686 | 0.00% | 134,959 | Common | SOLE |
| 834223505 | SNGXDEUR | SOLIGENIX INC | $15,144 | 0.00% | 20,000 | Common | SOLE |
| 28059P204 | — | EDIBLE GARDEN AG INC | $15,102 | 0.00% | 30,000 | Common | SOLE |
| 39959A106 | GRVIEUR | UPEXI INC | $15,080 | 0.00% | 13,000 | Common | SOLE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $14,741 | 0.00% | 193,570 | Common | SOLE |
| 75644T100 | RCAT | RED CAT HLDGS INC | $14,353 | 0.00% | 16,310 | Common | SOLE |
| 09073N201 | — | BIOSIG TECHNOLOGIES INC | $13,266 | 0.00% | 27,928 | Common | SOLE |
| 96684W126 | — | WHOLE EARTH BRANDS INC | $12,859 | 0.00% | 160,742 | Common | SOLE |
| 345523203 | FRSXUSD | FORESIGHT AUTONOMOUS HLDGS L | $12,101 | 0.00% | 11,749 | Common | SOLE |
| 98139Q118 | — | WORKSPORT LTD | $11,727 | 0.00% | 65,152 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $11,140 | 0.00% | 445,600 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $10,832 | 0.00% | 20,000 | Common | SOLE |
| G1893D110 | CRPWF | CARBON REVOLUTION LTD | $10,346 | 0.00% | 190,000 | Common | SOLE |
| 46122W204 | INUVGBP | INUVO INC | $9,563 | 0.00% | 22,500 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $8,813 | 0.00% | 15,000 | Common | SOLE |
| M97838110 | WLDSW | WEARABLE DEVICES LTD | $8,239 | 0.00% | 117,700 | Common | SOLE |
| 536221120 | — | THE LION ELECTRIC COMPANY | $7,996 | 0.00% | 21,000 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $7,273 | 0.00% | 181,824 | Common | SOLE |
| 84862C112 | SBEVW | SPLASH BEVERAGE GROUP INC | $6,973 | 0.00% | 139,740 | Common | SOLE |
| G0136H110 | AERTW | AERIES TECHNOLOGY INC | $6,771 | 0.00% | 95,027 | Common | SOLE |
| M7S64L107 | PGYWW | PAGAYA TECHNOLOGIES LTD | $6,594 | 0.00% | 30,000 | Common | SOLE |
| 98585K862 | YTENEUR | YIELD10 BIOSCIENCE INC | $6,120 | 0.00% | 25,500 | Common | SOLE |
| 696389204 | CUR2EUR | PALISADE BIO INC | $5,900 | 0.00% | 10,000 | Common | SOLE |
| 81256L112 | ICUCW | SEASTAR MEDICAL HOLDING CORP | $5,885 | 0.00% | 193,600 | Common | SOLE |
| 92864V202 | — | VOLCON INC | $5,456 | 0.00% | 55,000 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $5,430 | 0.00% | 49,413 | Common | SOLE |
| 00791X118 | — | AEON BIOPHARMA INC | $5,341 | 0.00% | 53,500 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $5,325 | 0.00% | 25,200 | Common | SOLE |
| 64113L103 | — | NETCAPITAL INC | $5,305 | 0.00% | 25,000 | Common | SOLE |
| 00902F113 | AIMDW | AINOS INC | $5,223 | 0.00% | 24,871 | Common | SOLE |
| 70261F111 | KTTAW | PASITHEA THERAPEUTICS CORP | $5,218 | 0.00% | 289,868 | Common | SOLE |
| 432705200 | — | THARIMMUNE INC | $5,091 | 0.00% | 10,002 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $4,960 | 0.00% | 63,502 | Common | SOLE |
| 05156X904 | — | AURORA CANNABIS INC | $4,762 | 0.00% | 10,000 | CALL | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $4,578 | 0.00% | 226,620 | Common | SOLE |
| 06690B115 | PNSWQ | BANYAN ACQUISITION CORPORATI | $4,502 | 0.00% | 12,200 | Common | SOLE |
| G9TY5A119 | — | ZURA BIO LTD | $4,389 | 0.00% | 25,818 | Common | SOLE |
| 67079K118 | — | NUSCALE PWR CORP | $3,565 | 0.00% | 11,500 | Common | SOLE |
| 92561V117 | RBOTW | VICARIOUS SURGICAL INC | $3,360 | 0.00% | 112,000 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $3,233 | 0.00% | 40,409 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $2,396 | 0.00% | 171,171 | Common | SOLE |
| 042644112 | AOGOW | AROGO CAPITAL ACQUISITION CO | $2,349 | 0.00% | 90,000 | Common | SOLE |
| 50125G109 | KULR | KULR TECHNOLOGY GROUP INC | $2,128 | 0.00% | 11,500 | Common | SOLE |
| 83006G112 | SXTPW | 60 DEGREES PHARMACEUTICALS I | $2,066 | 0.00% | 29,515 | Common | SOLE |
| 98400V119 | XBPEW | XBP EUROPE HOLDINGS INC | $1,945 | 0.00% | 38,900 | Common | SOLE |
| 09076W117 | BIAFW | BIOAFFINITY TECHNOLOGIES INC | $1,875 | 0.00% | 22,926 | Common | SOLE |
| 13767K119 | CNGLW | CANNA GLOBAL ACQUISITION COR | $1,694 | 0.00% | 90,100 | Common | SOLE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $1,561 | 0.00% | 177,383 | Common | SOLE |
| 74365N111 | — | PROTAGENIC THERAPEUTICS INC | $1,559 | 0.00% | 177,196 | Common | SOLE |
| G55032125 | HOLOW | MICROCLOUD HOLOGRAM INC | $1,548 | 0.00% | 51,600 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $1,533 | 0.00% | 40,875 | Common | SOLE |
| 45333D112 | IGTAW | INCEPTION GROWTH ACQUSTN LTD | $1,528 | 0.00% | 89,900 | Common | SOLE |
| G30449121 | — | ENERGEM CORP | $1,350 | 0.00% | 90,000 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $1,295 | 0.00% | 43,155 | Common | SOLE |
| 37892P115 | HGASW | GLOBAL GAS CORP DEL | $1,162 | 0.00% | 36,300 | Common | SOLE |
| G52131128 | — | KAIROUS ACQUISITION CORP LTD | $1,157 | 0.00% | 78,977 | Common | SOLE |
| G6332A114 | STWWF | SEMANTIX INC | $1,052 | 0.00% | 102,119 | Common | SOLE |
| 08178Q119 | BENFW | BENEFICIENT | $1,044 | 0.00% | 104,385 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $941 | 0.00% | 99,100 | Common | SOLE |
| 655187110 | ACONW | ACLARION INC | $893 | 0.00% | 26,256 | Common | SOLE |
| 23204X111 | — | CUSTOM TRUCK ONE SOURCE INC | $851 | 0.00% | 15,900 | Common | SOLE |
| 66718N111 | — | NORTHVIEW ACQUISITION CORP | $837 | 0.00% | 77,770 | Common | SOLE |
| 12430A110 | BZFDW | BUZZFEED INC | $813 | 0.00% | 19,778 | Common | SOLE |
| G83745128 | SACWF | SPREE ACQUISITION CORP 1 LTD | $707 | 0.00% | 23,576 | Common | SOLE |
| M8186D114 | RVSNW | RAIL VISION LTD | $660 | 0.00% | 36,049 | Common | SOLE |
| 28059P113 | EDBLW | EDIBLE GARDEN AG INC | $623 | 0.00% | 29,126 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $540 | 0.00% | 43,200 | Common | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $538 | 0.00% | 128,198 | Common | SOLE |
| 31561T110 | — | FEUTUNE LIGHT ACQUISITION CO | $439 | 0.00% | 20,796 | Common | SOLE |
| 67644C112 | OCEAW | OCEAN BIOMEDICAL INC | $380 | 0.00% | 10,000 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $319 | 0.00% | 79,872 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $210 | 0.00% | 30,000 | Common | SOLE |
| G3034H125 | EMCWF | EMBRACE CHANGE ACQUISITN COR | $193 | 0.00% | 12,500 | Common | SOLE |
| G0230C116 | ALSWF | ALPHA STAR ACQUISITION CORP | $144 | 0.00% | 16,452 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.