Q1 2024 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2024-05-06 · accession 0001597506-24-000005
$696.5M
Reported value
213
Positions
2024-03-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | — | SPDR S&P 500 ETF TR | $224.9M | 32.3% | 430,000 | PUT | SOLE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $54.4M | 7.81% | 18,973,000 | Common | NONE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $43.9M | 6.31% | 1,019,149 | Common | SOLE |
| 46090E953 | — | INVESCO QQQ TR | $26.1M | 3.75% | 58,800 | PUT | SOLE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $21.2M | 3.04% | 8,239,000 | Common | NONE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $20.0M | 2.88% | 6,558,000 | Common | NONE |
| 594972AC5 | MSTR 0.75 12/15/25 | MICROSTRATEGY INC | $19.6M | 2.82% | 4,588,000 | Common | NONE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $16.9M | 2.42% | 9,148,000 | Common | NONE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $16.3M | 2.34% | 6,289,000 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $15.5M | 2.22% | 8,002,000 | Common | NONE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $14.4M | 2.06% | 5,110,000 | Common | NONE |
| 021369AA1 | — | ALTAIR ENGR INC | $13.3M | 1.90% | 7,173,000 | Common | NONE |
| 629377CG5 | NRG 2.75 06/01/48 | NRG ENERGY INC | $12.7M | 1.82% | 7,640,000 | Common | NONE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $12.4M | 1.78% | 7,819,000 | Common | NONE |
| 45867GAB7 | — | INTERDIGITAL INC | $12.1M | 1.73% | 9,278,000 | Common | NONE |
| 74967XAD5 | — | RH | $9.9M | 1.42% | 6,000,000 | Common | NONE |
| 05464CAB7 | AXON 0.5 12/15/27 | AXON ENTERPRISE INC | $9.5M | 1.36% | 6,500,000 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $9.2M | 1.32% | 7,765,000 | Common | NONE |
| 62886HAT8 | — | NCL CORP LTD | $9.2M | 1.32% | 6,000,000 | Common | NONE |
| 401617AD7 | — | GUESS INC | $7.9M | 1.13% | 7,067,000 | Common | NONE |
| 60937PAD8 | MDB 0.25 01/15/26 | MONGODB INC | $7.5M | 1.07% | 4,266,000 | Common | NONE |
| 723787AP2 | PXD 0.25 05/15/25 | PIONEER NAT RES CO | $7.0M | 1.00% | 2,460,000 | Common | NONE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $6.6M | 0.95% | 1,991,000 | Common | NONE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $5.7M | 0.82% | 5,518,000 | Common | NONE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $5.6M | 0.81% | 3,923,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $4.6M | 0.66% | 3,801,000 | Common | NONE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $4.2M | 0.61% | 4,002,000 | Common | NONE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $4.2M | 0.61% | 3,500,000 | Common | NONE |
| 53814LAB4 | LTHM 4.125 07/15/25 | LIVENT CORP | $4.0M | 0.57% | 3,000,000 | Common | NONE |
| 682189AS4 | ON 0 05/01/27 | ON SEMICONDUCTOR CORP | $3.7M | 0.54% | 2,544,000 | Common | NONE |
| 23282WAC4 | CYTK 3.5 07/01/27 | CYTOKINETICS INC | $3.7M | 0.53% | 2,313,000 | Common | NONE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $3.3M | 0.48% | 2,745,000 | Common | NONE |
| 464287952 | — | ISHARES TR | $3.1M | 0.45% | 33,000 | PUT | SOLE |
| 31428X956 | — | FEDEX CORP | $2.9M | 0.42% | 10,000 | PUT | SOLE |
| 387328AB3 | — | GRANITE CONSTR INC | $2.7M | 0.39% | 1,484,000 | Common | NONE |
| 037833950 | — | APPLE INC | $2.6M | 0.37% | 15,000 | PUT | SOLE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $2.2M | 0.32% | 30,128 | Common | SOLE |
| 472145AF8 | JAZZ 2 06/15/26 | JAZZ INVESTMENTS I LTD | $2.0M | 0.29% | 2,000,000 | Common | NONE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $2.0M | 0.28% | 1,500,000 | Common | NONE |
| G65431135 | NE/WS | NOBLE CORP PLC | $1.9M | 0.27% | 64,026 | Common | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $1.8M | 0.26% | 1,005,000 | Common | NONE |
| 85916J409 | STXS | STEREOTAXIS INC | $1.7M | 0.25% | 665,688 | Common | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $1.6M | 0.24% | 52,000 | CALL | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $1.6M | 0.23% | 63,461 | Common | SOLE |
| 42806J148 | HTZWW | HERTZ GLOBAL HLDGS INC | $1.4M | 0.20% | 318,430 | Common | SOLE |
| 46625H900 | — | JPMORGAN CHASE & CO | $1.4M | 0.20% | 7,000 | CALL | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $1.3M | 0.19% | 11,000 | Common | SOLE |
| 381430529 | GBIL | GOLDMAN SACHS ETF TR | $1.3M | 0.19% | 12,891 | Common | SOLE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $1.2M | 0.17% | 15,922 | Common | SOLE |
| 30231G902 | — | EXXON MOBIL CORP | $1.2M | 0.17% | 10,000 | CALL | SOLE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $1.1M | 0.16% | 15,979 | Common | SOLE |
| 19260Q957 | — | COINBASE GLOBAL INC | $1.1M | 0.15% | 4,000 | PUT | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $1.1M | 0.15% | 54,774 | Common | SOLE |
| 88160R951 | — | TESLA INC | $878,950 | 0.13% | 5,000 | PUT | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $863,853 | 0.12% | 10,513 | Common | SOLE |
| G2311X100 | CLRCF | CLIMATEROCK | $846,291 | 0.12% | 75,427 | Common | SOLE |
| 29444U950 | — | EQUINIX INC | $825,330 | 0.12% | 1,000 | PUT | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQUISITION COR | $822,443 | 0.12% | 73,498 | Common | SOLE |
| 03842W105 | AQUC | AQUARON ACQUISITION CORP | $820,350 | 0.12% | 75,713 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $813,611 | 0.12% | 75,932 | Common | SOLE |
| 37962G102 | — | GLOBAL STAR ACQUISITION INC | $810,908 | 0.12% | 75,715 | Common | SOLE |
| 72942P104 | — | PLUTONIAN ACQUISITION CORP | $807,788 | 0.12% | 75,213 | Common | SOLE |
| 44364H100 | — | HUDSON ACQUISITION I CORP | $784,806 | 0.11% | 74,039 | Common | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $774,935 | 0.11% | 734,000 | Common | NONE |
| G65431957 | — | NOBLE CORP PLC | $761,293 | 0.11% | 15,700 | PUT | SOLE |
| G1148A127 | BKHAU | BLACK HAWK ACQUISITION CORP | $752,729 | 0.11% | 74,124 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $749,079 | 0.11% | 67,179 | Common | SOLE |
| 65445K101 | — | 99 ACQUISITION GROUP INC | $703,832 | 0.10% | 68,300 | Common | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $700,053 | 0.10% | 68,700 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $698,750 | 0.10% | 65,000 | Common | SOLE |
| 61244M109 | — | MONTEREY CAP ACQUISITION COR | $692,692 | 0.10% | 62,461 | Common | SOLE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $634,454 | 0.09% | 613,000 | Common | NONE |
| 20459V113 | CMPOW | COMPOSECURE INC | $591,331 | 0.08% | 844,759 | Common | SOLE |
| 46428Q909 | — | ISHARES SILVER TR | $568,750 | 0.08% | 25,000 | CALL | SOLE |
| 69291C106 | — | PHP VENTURES ACQUISITION COR | $519,982 | 0.07% | 46,719 | Common | SOLE |
| 138103906 | — | CANTALOUPE INC | $513,114 | 0.07% | 79,800 | CALL | SOLE |
| 45333D104 | IGTA | INCEPTION GROWTH ACQUSTN LTD | $502,427 | 0.07% | 46,264 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $480,700 | 0.07% | 46,000 | Common | SOLE |
| 38136Y102 | GDST | GOLDENSTONE ACQUISITION LTD | $458,610 | 0.07% | 41,635 | Common | SOLE |
| 86882L113 | — | SURGEPAYS INC | $443,129 | 0.06% | 764,016 | Common | SOLE |
| 146869952 | — | CARVANA CO | $439,550 | 0.06% | 5,000 | PUT | SOLE |
| 60770K957 | — | MODERNA INC | $426,240 | 0.06% | 4,000 | PUT | SOLE |
| 89301B104 | — | ZALATORIS ACQUISITION CORP | $404,052 | 0.06% | 37,103 | Common | SOLE |
| 09257W950 | — | BLACKSTONE MTG TR INC | $398,200 | 0.06% | 20,000 | PUT | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $390,518 | 0.06% | 37,604 | Common | SOLE |
| 42806J950 | — | HERTZ GLOBAL HLDGS INC | $375,840 | 0.05% | 48,000 | PUT | SOLE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $363,052 | 0.05% | 34,234 | Common | SOLE |
| 462837105 | UCFI | IRON HORSE ACQUISITIONS CORP | $332,005 | 0.05% | 33,267 | Common | SOLE |
| G52807107 | — | QUADRO ACQUISITION ONE CORP | $324,969 | 0.05% | 29,583 | Common | SOLE |
| 526057302 | LEN/B | LENNAR CORP | $309,020 | 0.04% | 2,000 | Common | SOLE |
| 912318909 | — | UNITED STS NAT GAS FD LP | $291,400 | 0.04% | 20,000 | CALL | SOLE |
| 079174108 | — | BELLEVUE LIFE SCNCS AQSTN CO | $288,517 | 0.04% | 27,040 | Common | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $269,282 | 0.04% | 24,216 | Common | SOLE |
| G04058106 | — | AP ACQUISITION CORP | $257,996 | 0.04% | 22,872 | Common | SOLE |
| 05580M958 | — | B. RILEY FINANCIAL INC | $254,040 | 0.04% | 12,000 | PUT | SOLE |
| G28524109 | — | DT CLOUD ACQUISITION CORP | $254,000 | 0.04% | 25,000 | Common | SOLE |
| 24661P907 | — | DELCATH SYS INC | $252,810 | 0.04% | 53,000 | CALL | SOLE |
| 30069X102 | — | EXCELFIN ACQUISITION CORP | $243,520 | 0.03% | 22,280 | Common | SOLE |
| 704551900 | — | PEABODY ENERGY CORP | $242,600 | 0.03% | 10,000 | CALL | SOLE |
| 25400Q113 | DJTWW | TRUMP MEDIA & TECHNOLOGY GRO | $235,640 | 0.03% | 8,600 | Common | SOLE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $226,507 | 0.03% | 171,000 | Common | NONE |
| 893830BW8 | — | TRANSOCEAN INC | $186,243 | 0.03% | 92,000 | Common | NONE |
| 02157M108 | AEAE | ALTENERGY ACQUISITION CORP | $180,757 | 0.03% | 16,139 | Common | SOLE |
| 138103956 | — | CANTALOUPE INC | $158,178 | 0.02% | 24,600 | PUT | SOLE |
| G06362100 | — | AURA FAT PROJS ACQUISITION C | $154,940 | 0.02% | 13,946 | Common | SOLE |
| G01341109 | AFJK | AIMEI HEALTH TECHNOLOGY CO L | $153,600 | 0.02% | 15,000 | Common | SOLE |
| 811916905 | — | SEABRIDGE GOLD INC | $151,200 | 0.02% | 10,000 | CALL | SOLE |
| G31659108 | — | ARYA SCIENCES ACQU CORP IV | $147,484 | 0.02% | 13,133 | Common | SOLE |
| G1676M105 | — | BUKIT JALIL GBL ACQUISITION | $144,271 | 0.02% | 13,740 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $142,185 | 0.02% | 182,289 | Common | SOLE |
| 928298AP3 | — | VISHAY INTERTECHNOLOGY INC | $136,393 | 0.02% | 139,000 | Common | NONE |
| 23786R110 | DTSTW | DATA STORAGE CORP | $131,085 | 0.02% | 172,503 | Common | SOLE |
| 836100957 | — | SOUNDHOUND AI INC | $129,580 | 0.02% | 22,000 | PUT | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $129,560 | 0.02% | 259,120 | Common | SOLE |
| 87427V111 | TALKW | TALKSPACE INC | $123,505 | 0.02% | 549,400 | Common | SOLE |
| 68217M107 | OMQS | OMNIQ CORP | $119,951 | 0.02% | 224,207 | Common | SOLE |
| 716817408 | PETV | PETVIVO HLDGS INC | $118,877 | 0.02% | 111,100 | Common | SOLE |
| 86882L954 | — | SURGEPAYS INC | $115,500 | 0.02% | 30,000 | PUT | SOLE |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $110,891 | 0.02% | 39,000 | Common | NONE |
| G12729110 | — | BOWEN ACQUISITION CORP | $104,150 | 0.01% | 10,000 | Common | SOLE |
| 595017AD6 | — | MICROCHIP TECHNOLOGY INC. | $93,414 | 0.01% | 23,000 | Common | NONE |
| 83085C115 | SKYH/WS | SKY HARBOUR GROUP CORPORATIO | $72,160 | 0.01% | 41,000 | Common | SOLE |
| 684023500 | OGENGBP | ORAGENICS INC | $72,040 | 0.01% | 50,028 | Common | SOLE |
| 713715100 | PMNT | PERFECT MOMENT LTD | $71,600 | 0.01% | 20,000 | Common | SOLE |
| 03214Q116 | AMPX/WS | AMPRIUS TECHNOLOGIES INC | $70,370 | 0.01% | 281,481 | Common | SOLE |
| 345510119 | — | FOREMOST LITHIUM RES & TECH | $69,764 | 0.01% | 115,028 | Common | SOLE |
| 68401P403 | OPHC | OPTIMUMBANK HLDGS INC | $66,740 | 0.01% | 15,557 | Common | SOLE |
| 05479L104 | — | AZITRA INC | $61,753 | 0.01% | 300,501 | Common | SOLE |
| 67079Y209 | — | NUVVE HOLDING CORP | $60,808 | 0.01% | 55,280 | Common | SOLE |
| Y2066G138 | DSX/WS | DIANA SHIPPING INC | $57,208 | 0.01% | 124,286 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $54,338 | 0.01% | 47,250 | Common | SOLE |
| 67644C112 | OCEAW | OCEAN BIOMEDICAL INC | $49,132 | 0.01% | 168,260 | Common | SOLE |
| 42237K409 | HTBXEUR | SCORPIUS HOLDINGS INC | $45,852 | 0.01% | 283,040 | Common | SOLE |
| 60471A119 | — | MIRION TECHNOLOGIES INC | $44,791 | 0.01% | 19,996 | Common | SOLE |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $39,590 | 0.01% | 36,000 | Common | NONE |
| 88066N113 | TNONW | TENON MEDICAL INC | $39,488 | 0.01% | 671,558 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $37,159 | 0.01% | 464,483 | Common | SOLE |
| M8T145100 | SYNX | SILYNXCOM LTD | $34,100 | 0.00% | 10,000 | Common | SOLE |
| 03834B309 | APCX | APPTECH PMTS CORP | $33,600 | 0.00% | 35,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $33,431 | 0.00% | 207,000 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $30,960 | 0.00% | 68,800 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $28,600 | 0.00% | 89,375 | Common | SOLE |
| 40472A128 | EONR/WS | HNR ACQUISITION CORP | $28,135 | 0.00% | 201,105 | Common | SOLE |
| 29664W905 | — | ESPERION THERAPEUTICS INC NE | $26,800 | 0.00% | 10,000 | CALL | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $26,668 | 0.00% | 165,332 | Common | SOLE |
| 26142Q205 | — | DRAGANFLY INC. | $26,462 | 0.00% | 139,568 | Common | SOLE |
| 30329Y106 | — | FUNDAMENTAL GLOBAL INC | $26,351 | 0.00% | 19,095 | Common | SOLE |
| 03834B127 | APCXW | APPTECH PMTS CORP | $22,971 | 0.00% | 69,609 | Common | SOLE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $21,930 | 0.00% | 16,000 | Common | NONE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $21,489 | 0.00% | 182,888 | Common | SOLE |
| 716817119 | PETVW | PETVIVO HLDGS INC | $20,418 | 0.00% | 204,183 | Common | SOLE |
| 00430H201 | 0H8E | ACCELERATE DIAGNOSTICS INC | $19,800 | 0.00% | 20,000 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $19,081 | 0.00% | 121,152 | Common | SOLE |
| 42238H116 | BEATW | HEARTBEAM INC | $19,011 | 0.00% | 76,045 | Common | SOLE |
| 345523203 | FRSXUSD | FORESIGHT AUTONOMOUS HLDGS L | $18,190 | 0.00% | 17,000 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $17,391 | 0.00% | 41,406 | Common | SOLE |
| 96684W126 | — | WHOLE EARTH BRANDS INC | $17,118 | 0.00% | 312,649 | Common | SOLE |
| G1893D110 | CRPWF | CARBON REVOLUTION LTD | $15,549 | 0.00% | 175,300 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $15,479 | 0.00% | 183,181 | Common | SOLE |
| 86335G109 | — | STRONG GLOBAL ENTMT INC | $15,287 | 0.00% | 10,399 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $15,279 | 0.00% | 511,000 | Common | SOLE |
| 834223505 | SNGXDEUR | SOLIGENIX INC | $14,700 | 0.00% | 24,500 | Common | SOLE |
| 09076W117 | BIAFW | BIOAFFINITY TECHNOLOGIES INC | $12,001 | 0.00% | 15,679 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $11,525 | 0.00% | 118,082 | Common | SOLE |
| M97838110 | WLDSW | WEARABLE DEVICES LTD | $9,376 | 0.00% | 117,200 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $9,039 | 0.00% | 15,000 | Common | SOLE |
| 92561V117 | RBOTW | VICARIOUS SURGICAL INC | $8,725 | 0.00% | 112,000 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $8,598 | 0.00% | 180,824 | Common | SOLE |
| 84862C112 | SBEVW | SPLASH BEVERAGE GROUP INC | $8,276 | 0.00% | 137,940 | Common | SOLE |
| 37892P115 | HGASW | GLOBAL GAS CORP DEL | $8,236 | 0.00% | 182,002 | Common | SOLE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $7,859 | 0.00% | 193,570 | Common | SOLE |
| G0411D107 | APLM | APOLLOMICS INC | $7,319 | 0.00% | 10,026 | Common | SOLE |
| 46122W204 | INUVGBP | INUVO INC | $6,900 | 0.00% | 20,000 | Common | SOLE |
| 536221120 | — | THE LION ELECTRIC COMPANY | $6,720 | 0.00% | 21,000 | Common | SOLE |
| G9TY5A119 | — | ZURA BIO LTD | $6,584 | 0.00% | 25,818 | Common | SOLE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $6,270 | 0.00% | 150,000 | Common | SOLE |
| G0136H110 | AERTW | AERIES TECHNOLOGY INC | $6,153 | 0.00% | 95,027 | Common | SOLE |
| 74365N111 | — | PROTAGENIC THERAPEUTICS INC | $5,741 | 0.00% | 177,196 | Common | SOLE |
| G55032125 | HOLOW | MICROCLOUD HOLOGRAM INC | $5,630 | 0.00% | 65,089 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $5,400 | 0.00% | 20,000 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $5,040 | 0.00% | 25,200 | Common | SOLE |
| 432705200 | — | THARIMMUNE INC | $4,303 | 0.00% | 10,002 | Common | SOLE |
| 45333D112 | IGTAW | INCEPTION GROWTH ACQUSTN LTD | $3,596 | 0.00% | 89,900 | Common | SOLE |
| 70261F111 | KTTAW | PASITHEA THERAPEUTICS CORP | $3,594 | 0.00% | 289,868 | Common | SOLE |
| 66718N111 | — | NORTHVIEW ACQUISITION CORP | $3,371 | 0.00% | 77,770 | Common | SOLE |
| 64113L103 | — | NETCAPITAL INC | $3,143 | 0.00% | 25,000 | Common | SOLE |
| 06690B115 | PNSWQ | PINSTRIPES HOLDINGS INC | $3,020 | 0.00% | 12,200 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $2,835 | 0.00% | 40,497 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $2,748 | 0.00% | 40,409 | Common | SOLE |
| M7S64L107 | PGYWW | PAGAYA TECHNOLOGIES LTD | $2,730 | 0.00% | 30,000 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $2,722 | 0.00% | 171,171 | Common | SOLE |
| 042644112 | AOGOW | AROGO CAPITAL ACQUISITION CO | $2,430 | 0.00% | 90,000 | Common | SOLE |
| 83006G112 | SXTPW | 60 DEGREES PHARMACEUTICALS I | $2,243 | 0.00% | 29,515 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $2,048 | 0.00% | 40,875 | Common | SOLE |
| 98139Q118 | — | WORKSPORT LTD | $1,739 | 0.00% | 64,652 | Common | SOLE |
| 13767K119 | CNGLW | CANNA GLOBAL ACQUISITION COR | $1,622 | 0.00% | 90,100 | Common | SOLE |
| G52131128 | — | KAIROUS ACQUISITION CORP LTD | $1,580 | 0.00% | 78,977 | Common | SOLE |
| 98400V119 | XBPEW | XBP EUROPE HOLDINGS INC | $1,552 | 0.00% | 38,900 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $1,469 | 0.00% | 43,200 | Common | SOLE |
| 81256L112 | ICUCW | SEASTAR MEDICAL HOLDING CORP | $1,460 | 0.00% | 10,000 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $1,268 | 0.00% | 99,100 | Common | SOLE |
| 00902F113 | AIMDW | AINOS INC | $1,209 | 0.00% | 18,800 | Common | SOLE |
| G6332A114 | STWWF | SEMANTIX INC | $1,174 | 0.00% | 102,119 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $1,038 | 0.00% | 79,872 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $969 | 0.00% | 43,155 | Common | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $888 | 0.00% | 126,860 | Common | SOLE |
| 12430A110 | BZFDW | BUZZFEED INC | $886 | 0.00% | 19,778 | Common | SOLE |
| 08178Q119 | BENFW | BENEFICIENT | $851 | 0.00% | 104,385 | Common | SOLE |
| 31561T110 | — | FEUTUNE LIGHT ACQUISITION CO | $564 | 0.00% | 20,796 | Common | SOLE |
| 655187110 | ACONW | ACLARION INC | $525 | 0.00% | 15,000 | Common | SOLE |
| 28059P113 | EDBLW | EDIBLE GARDEN AG INC | $446 | 0.00% | 29,126 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $285 | 0.00% | 30,000 | Common | SOLE |
| G0230C116 | ALSWF | ALPHA STAR ACQUISITION CORP | $165 | 0.00% | 16,452 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.