Q2 2024 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2024-08-09 · accession 0001597506-24-000006
$658.4M
Reported value
220
Positions
2024-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78462F953 | — | SPDR S&P 500 ETF TR | $197.8M | 30.0% | 363,500 | PUT | SOLE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $42.4M | 6.44% | 1,029,832 | Common | SOLE |
| 46090E953 | — | INVESCO QQQ TR | $37.1M | 5.64% | 77,500 | PUT | SOLE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $30.8M | 4.67% | 9,020,000 | Common | NONE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $23.7M | 3.60% | 8,927,000 | Common | NONE |
| 01741RAK8 | ATI 3.5 06/15/25 | ATI INC | $20.5M | 3.11% | 5,712,000 | Common | NONE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $19.3M | 2.92% | 6,758,000 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $18.7M | 2.84% | 8,888,000 | Common | NONE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $16.3M | 2.47% | 8,951,000 | Common | NONE |
| 67066G954 | — | NVIDIA CORPORATION | $14.7M | 2.23% | 119,000 | PUT | SOLE |
| 594918954 | — | MICROSOFT CORP | $12.5M | 1.90% | 28,000 | PUT | SOLE |
| 759916AB5 | RGEN 0.375 07/15/24 | REPLIGEN CORP | $11.7M | 1.78% | 9,819,000 | Common | NONE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $11.6M | 1.77% | 6,597,000 | Common | NONE |
| 443573AD2 | HUBS 0.375 06/01/25 | HUBSPOT INC | $11.2M | 1.70% | 5,378,000 | Common | NONE |
| 629377CG5 | NRG 2.75 06/01/48 | NRG ENERGY INC | $11.0M | 1.68% | 5,750,000 | Common | NONE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $9.9M | 1.51% | 4,025,000 | Common | NONE |
| 05464CAB7 | AXON 0.5 12/15/27 | AXON ENTERPRISE INC | $9.0M | 1.36% | 6,502,000 | Common | NONE |
| 25400Q113 | DJTWW | TRUMP MEDIA & TECHNOLOGY GRO | $8.4M | 1.28% | 395,386 | Common | SOLE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $8.2M | 1.24% | 5,258,000 | Common | NONE |
| 55405YAB6 | MTSI 0.25 03/15/26 | MACOM TECH SOLUTIONS HLDGS I | $7.0M | 1.07% | 5,000,000 | Common | NONE |
| 74967XAD5 | — | RH | $6.8M | 1.04% | 5,825,000 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $6.6M | 1.00% | 6,259,000 | Common | NONE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $5.8M | 0.88% | 5,518,000 | Common | NONE |
| 457669AB5 | INSM 0.75 06/01/28 | INSMED INC | $5.3M | 0.80% | 2,500,000 | Common | NONE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $5.3M | 0.80% | 4,503,000 | Common | NONE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $5.0M | 0.76% | 3,500,000 | Common | NONE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $4.9M | 0.74% | 4,066,000 | Common | NONE |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $4.3M | 0.66% | 3,954,000 | Common | NONE |
| 45826HAB5 | ITGR 2.125 02/15/28 | INTEGER HLDGS CORP | $4.3M | 0.65% | 3,003,000 | Common | NONE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO DEL | $3.7M | 0.57% | 3,698,000 | Common | NONE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $3.6M | 0.55% | 52,233 | Common | SOLE |
| 457669AA7 | — | INSMED INC | $3.0M | 0.46% | 1,780,000 | Common | NONE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $3.0M | 0.46% | 2,745,000 | Common | NONE |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $3.0M | 0.46% | 3,015,000 | Common | NONE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $2.5M | 0.38% | 38,488 | Common | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $2.2M | 0.33% | 1,010,000 | Common | NONE |
| 29786AAJ5 | ETSY 0.125 10/01/26 | ETSY INC | $2.0M | 0.31% | 2,052,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $2.0M | 0.30% | 1,700,000 | Common | NONE |
| 472145AF8 | JAZZ 2 06/15/26 | JAZZ INVESTMENTS I LTD | $1.9M | 0.29% | 2,005,000 | Common | NONE |
| G65431135 | NE/WS | NOBLE CORP PLC | $1.9M | 0.29% | 74,868 | Common | SOLE |
| 464287952 | — | ISHARES TR | $1.8M | 0.28% | 20,000 | PUT | SOLE |
| 19260Q957 | — | COINBASE GLOBAL INC | $1.8M | 0.27% | 8,000 | PUT | SOLE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $1.7M | 0.26% | 1,615,000 | Common | NONE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $1.6M | 0.24% | 72,013 | Common | SOLE |
| 30231G902 | — | EXXON MOBIL CORP | $1.5M | 0.23% | 13,000 | CALL | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $1.4M | 0.21% | 41,700 | CALL | SOLE |
| 60937PAD8 | MDB 0.25 01/15/26 | MONGODB INC | $1.4M | 0.21% | 1,055,000 | Common | NONE |
| 21874A130 | CORZZ | CORE SCIENTIFIC INC NEW | $1.2M | 0.19% | 141,100 | Common | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $1.2M | 0.18% | 16,300 | Common | SOLE |
| 21874A114 | CORZW | CORE SCIENTIFIC INC NEW | $1.2M | 0.18% | 266,731 | Common | SOLE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $1.2M | 0.18% | 60,000 | Common | SOLE |
| 893830BW8 | — | TRANSOCEAN INC | $1.1M | 0.17% | 642,000 | Common | NONE |
| 464288679 | SHV | ISHARES TR | $1.1M | 0.17% | 9,899 | Common | SOLE |
| 256746908 | — | DOLLAR TREE INC | $1.1M | 0.16% | 10,000 | CALL | SOLE |
| 037833900 | — | APPLE INC | $1.1M | 0.16% | 5,000 | CALL | SOLE |
| 037833950 | — | APPLE INC | $1.1M | 0.16% | 5,000 | PUT | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $926,347 | 0.14% | 7,575 | Common | SOLE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $904,235 | 0.14% | 12,675 | Common | SOLE |
| 21874A956 | — | CORE SCIENTIFIC INC NEW | $902,100 | 0.14% | 97,000 | PUT | SOLE |
| 15136AAA0 | — | PERMIAN RESOURCES CORP | $897,813 | 0.14% | 325,000 | Common | NONE |
| G1261Q107 | BLUAF | BLUERIVER ACQUISITION CORP | $887,875 | 0.13% | 80,278 | Common | SOLE |
| 042644104 | AOGO | AROGO CAPITAL ACQUISITION CO | $875,844 | 0.13% | 80,279 | Common | SOLE |
| G2311X100 | CLRCF | CLIMATEROCK | $866,231 | 0.13% | 75,390 | Common | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $830,696 | 0.13% | 75,932 | Common | SOLE |
| 85916J409 | STXS | STEREOTAXIS INC | $820,580 | 0.12% | 461,000 | Common | SOLE |
| 46428Q909 | — | ISHARES SILVER TR | $797,100 | 0.12% | 30,000 | CALL | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $794,766 | 0.12% | 820,000 | Common | NONE |
| 13767K101 | CNGL | CANNA GLOBAL ACQUISITION COR | $776,053 | 0.12% | 72,422 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $775,917 | 0.12% | 67,179 | Common | SOLE |
| 29444U950 | — | EQUINIX INC | $756,600 | 0.11% | 1,000 | PUT | SOLE |
| G1148A101 | BKHA | BLACK HAWK ACQUISITION CORP | $751,577 | 0.11% | 74,120 | Common | SOLE |
| 89301B104 | — | ZALATORIS ACQUISITION CORP | $744,991 | 0.11% | 67,420 | Common | SOLE |
| 65445K101 | — | 99 ACQUISITION GROUP INC | $736,799 | 0.11% | 70,162 | Common | SOLE |
| 002896957 | — | ABERCROMBIE & FITCH CO | $711,360 | 0.11% | 4,000 | PUT | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $711,045 | 0.11% | 68,700 | Common | SOLE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $707,200 | 0.11% | 65,000 | Common | SOLE |
| 928298AP3 | — | VISHAY INTERTECHNOLOGY INC | $701,951 | 0.11% | 714,000 | Common | NONE |
| G65431957 | — | NOBLE CORP PLC | $701,005 | 0.11% | 15,700 | PUT | SOLE |
| 931142903 | — | WALMART INC | $677,100 | 0.10% | 10,000 | CALL | SOLE |
| 146869952 | — | CARVANA CO | $643,600 | 0.10% | 5,000 | PUT | SOLE |
| 05580M958 | — | B. RILEY FINANCIAL INC | $626,220 | 0.10% | 35,500 | PUT | SOLE |
| 458140900 | — | INTEL CORP | $619,400 | 0.09% | 20,000 | CALL | SOLE |
| 433000956 | — | HIMS & HERS HEALTH INC | $605,700 | 0.09% | 30,000 | PUT | SOLE |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $588,194 | 0.09% | 182,000 | Common | NONE |
| 26431Q106 | — | DUET ACQUISITION CORP | $561,583 | 0.09% | 50,434 | Common | SOLE |
| 401617AF2 | GES 3.75 04/15/28 | GUESS INC | $548,340 | 0.08% | 500,000 | Common | NONE |
| G6759A100 | — | NOVA VISION ACQUISITION CORP | $493,456 | 0.07% | 40,849 | Common | SOLE |
| 77867R100 | — | ROTH CH ACQUISITION V CO | $493,033 | 0.07% | 44,679 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $486,726 | 0.07% | 46,000 | Common | SOLE |
| 60770K957 | — | MODERNA INC | $475,000 | 0.07% | 4,000 | PUT | SOLE |
| 89278D109 | TBMC | TRAILBLAZER MERGER CORP I | $472,541 | 0.07% | 43,736 | Common | SOLE |
| 138103906 | — | CANTALOUPE INC | $471,240 | 0.07% | 71,400 | CALL | SOLE |
| 655664900 | — | NORDSTROM INC | $466,840 | 0.07% | 22,000 | CALL | SOLE |
| 252131AK3 | DXCM 0.25 11/15/25 | DEXCOM INC | $437,933 | 0.07% | 437,000 | Common | NONE |
| 079174108 | — | BELLEVUE LIFE SCNCS AQSTN CO | $428,839 | 0.07% | 39,781 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $403,254 | 0.06% | 38,700 | Common | SOLE |
| 23786R110 | DTSTW | DATA STORAGE CORP | $382,759 | 0.06% | 274,455 | Common | SOLE |
| G75389125 | RFAIU | RF ACQUISITION CORP II | $382,470 | 0.06% | 38,000 | Common | SOLE |
| 92189F791 | GDXJ | VANECK ETF TRUST | $379,643 | 0.06% | 9,000 | Common | SOLE |
| 148929952 | — | CAVA GROUP INC | $371,000 | 0.06% | 4,000 | PUT | SOLE |
| 20459V113 | CMPOW | COMPOSECURE INC | $353,766 | 0.05% | 794,980 | Common | SOLE |
| 09257W950 | — | BLACKSTONE MTG TR INC | $348,400 | 0.05% | 20,000 | PUT | SOLE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $336,946 | 0.05% | 6,330 | Common | SOLE |
| 462837105 | UCFI | IRON HORSE ACQUISITIONS CORP | $334,666 | 0.05% | 33,267 | Common | SOLE |
| 88642R174 | — | TIDEWATER INC NEW | $324,551 | 0.05% | 32,624 | Common | SOLE |
| 78468R663 | BIL | SPDR SER TR | $321,230 | 0.05% | 3,500 | Common | SOLE |
| G06362100 | — | AURA FAT PROJS ACQUISITION C | $314,968 | 0.05% | 27,898 | Common | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $310,220 | 0.05% | 30,837 | Common | SOLE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $308,750 | 0.05% | 2,500 | Common | SOLE |
| 00501A101 | — | ACRI CAPITAL ACQUISITION COR | $308,587 | 0.05% | 27,357 | Common | SOLE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $296,900 | 0.05% | 207,000 | Common | NONE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $274,609 | 0.04% | 24,216 | Common | SOLE |
| 138103956 | — | CANTALOUPE INC | $270,600 | 0.04% | 41,000 | PUT | SOLE |
| 929042959 | — | VORNADO RLTY TR | $262,900 | 0.04% | 10,000 | PUT | SOLE |
| G28524117 | — | DT CLOUD ACQUISITION CORP | $262,539 | 0.04% | 25,815 | Common | SOLE |
| G9831X106 | ZLSSF | ZALATORIS II ACQUISITION COR | $259,730 | 0.04% | 23,698 | Common | SOLE |
| G87119106 | TETEF | TECHNOLOGY & TELECOM ACQ COR | $208,097 | 0.03% | 17,414 | Common | SOLE |
| 595017AU8 | MCHP 0.125 11/15/24 | MICROCHIP TECHNOLOGY INC. | $203,805 | 0.03% | 193,000 | Common | NONE |
| 45333D104 | IGTA | INCEPTION GROWTH ACQUSTN LTD | $199,061 | 0.03% | 17,616 | Common | SOLE |
| 74587B901 | — | PULSE BIOSCIENCES INC | $191,349 | 0.03% | 17,100 | CALL | SOLE |
| 03214Q108 | AMPX | AMPRIUS TECHNOLOGIES INC | $169,719 | 0.03% | 133,637 | Common | SOLE |
| 42806J950 | — | HERTZ GLOBAL HLDGS INC | $169,440 | 0.03% | 48,000 | PUT | SOLE |
| 42806J700 | HTZ | HERTZ GLOBAL HLDGS INC | $168,734 | 0.03% | 47,800 | Common | SOLE |
| 393657AM3 | GBX 2.875 04/15/28 | GREENBRIER COS INC | $166,392 | 0.03% | 155,000 | Common | NONE |
| G01341109 | AFJK | AIMEI HEALTH TECHNOLOGY CO L | $155,250 | 0.02% | 15,000 | Common | SOLE |
| G31659108 | — | ARYA SCIENCES ACQU CORP IV | $150,993 | 0.02% | 13,147 | Common | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $142,461 | 0.02% | 259,020 | Common | SOLE |
| 124420100 | BYNO | BYNORDIC ACQUISITION CORP | $134,198 | 0.02% | 11,886 | Common | SOLE |
| 739650109 | PROP | PRAIRIE OPER CO | $126,751 | 0.02% | 11,758 | Common | SOLE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $114,540 | 0.02% | 95,450 | Common | SOLE |
| 008064107 | — | AEROVATE THERAPEUTICS INC | $111,291 | 0.02% | 67,449 | Common | SOLE |
| G12729110 | — | BOWEN ACQUISITION CORP | $105,500 | 0.02% | 10,000 | Common | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $103,039 | 0.02% | 194,413 | Common | SOLE |
| G3530C133 | FSHPU | FLAG SHIP ACQUISITION CORP | $100,100 | 0.02% | 10,000 | Common | SOLE |
| 86882L113 | — | SURGEPAYS INC | $98,460 | 0.01% | 366,705 | Common | SOLE |
| 595017AD6 | — | MICROCHIP TECHNOLOGY INC. | $97,738 | 0.01% | 23,000 | Common | NONE |
| 974637AB6 | WGO 1.5 04/01/25 | WINNEBAGO INDS INC | $88,069 | 0.01% | 85,000 | Common | NONE |
| 00887A204 | RNTX | AILERON THERAPEUTICS INC | $86,224 | 0.01% | 31,354 | Common | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $74,439 | 0.01% | 127,481 | Common | SOLE |
| Y2066G138 | DSX/WS | DIANA SHIPPING INC | $72,148 | 0.01% | 126,576 | Common | SOLE |
| 36269B105 | GANX | GAIN THERAPEUTICS INC | $65,532 | 0.01% | 51,600 | Common | SOLE |
| Y58473952 | — | MAXEON SOLAR TECHNOLOGIES LT | $61,843 | 0.01% | 72,500 | PUT | SOLE |
| 142922103 | — | CARMELL CORPORATION | $59,850 | 0.01% | 45,000 | Common | SOLE |
| 00217D118 | — | AST SPACEMOBILE INC | $59,220 | 0.01% | 14,000 | Common | SOLE |
| 49457M114 | NAKAW | KINDLY MD INC | $55,647 | 0.01% | 164,150 | Common | SOLE |
| 501506604 | — | KWESST MICRO SYSTEMS INC | $51,984 | 0.01% | 112,300 | Common | SOLE |
| 87427V111 | TALKW | TALKSPACE INC | $49,797 | 0.01% | 497,965 | Common | SOLE |
| 345510119 | — | FOREMOST LITHIUM RES & TECH | $48,827 | 0.01% | 113,828 | Common | SOLE |
| 28657F103 | ELTX | ELICIO THERAPEUTICS INC | $48,502 | 0.01% | 11,801 | Common | SOLE |
| 842587DP9 | SO 3.875 12/15/25 | SOUTHERN CO | $41,861 | 0.01% | 41,000 | Common | NONE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $40,032 | 0.01% | 117,740 | Common | SOLE |
| 266042407 | DUOT | DUOS TECHNOLOGIES GROUP INC | $35,990 | 0.01% | 12,584 | Common | SOLE |
| 40472A102 | EONR | HNR ACQUISITION CORP | $35,063 | 0.01% | 13,750 | Common | SOLE |
| 88066N113 | TNONW | TENON MEDICAL INC | $33,382 | 0.01% | 668,971 | Common | SOLE |
| 40472A128 | EONR/WS | HNR ACQUISITION CORP | $32,337 | 0.00% | 630,973 | Common | SOLE |
| 888705209 | TIVCEUR | TIVIC HEALTH SYSTEMS INC | $31,200 | 0.00% | 80,000 | Common | SOLE |
| 49457M106 | NAKA | KINDLY MD INC | $30,250 | 0.00% | 11,000 | Common | SOLE |
| N52586109 | LILMF | LILIUM N V | $26,633 | 0.00% | 33,500 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $23,505 | 0.00% | 60,316 | Common | SOLE |
| 29664W905 | — | ESPERION THERAPEUTICS INC NE | $22,200 | 0.00% | 10,000 | CALL | SOLE |
| 03834B127 | APCXW | APPTECH PMTS CORP | $22,072 | 0.00% | 58,438 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $21,687 | 0.00% | 297,084 | Common | SOLE |
| 36870H103 | GNLX | GENELUX CORPORATION | $20,000 | 0.00% | 10,000 | Common | SOLE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $18,322 | 0.00% | 73,643 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $17,567 | 0.00% | 121,152 | Common | SOLE |
| 91822J202 | LO9A | VBI VACCINES INC CDA | $16,748 | 0.00% | 25,000 | Common | SOLE |
| 98942X102 | ZTEK | ZENTEK LTD | $16,680 | 0.00% | 12,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $15,566 | 0.00% | 194,575 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $13,851 | 0.00% | 117,882 | Common | SOLE |
| 96684W126 | — | WHOLE EARTH BRANDS INC | $12,974 | 0.00% | 313,349 | Common | SOLE |
| 30329Y106 | — | FUNDAMENTAL GLOBAL INC | $12,210 | 0.00% | 12,928 | Common | SOLE |
| 307359903 | — | FARADAY FUTURE INTLGT ELEC I | $11,905 | 0.00% | 23,500 | CALL | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $11,244 | 0.00% | 86,896 | Common | SOLE |
| 15130G709 | CETXEUR | CEMTREX INC | $10,670 | 0.00% | 48,500 | Common | SOLE |
| 684023500 | OGENGBP | ORAGENICS INC | $10,402 | 0.00% | 10,002 | Common | SOLE |
| 928251206 | — | VIRPAX PHARMACEUTICALS INC | $10,346 | 0.00% | 20,000 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $10,043 | 0.00% | 160,943 | Common | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $9,562 | 0.00% | 354,151 | Common | SOLE |
| 095633400 | — | BLUEJAY DIAGNOSTICS INC | $8,740 | 0.00% | 12,500 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $8,092 | 0.00% | 180,824 | Common | SOLE |
| 84862C112 | SBEVW | SPLASH BEVERAGE GROUP INC | $7,313 | 0.00% | 137,940 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $7,161 | 0.00% | 511,500 | Common | SOLE |
| M97838110 | WLDSW | WEARABLE DEVICES LTD | $6,927 | 0.00% | 117,200 | Common | SOLE |
| 67644C112 | OCEAW | OCEAN BIOMEDICAL INC | $6,708 | 0.00% | 172,896 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $6,593 | 0.00% | 32,006 | Common | SOLE |
| 09076W117 | BIAFW | BIOAFFINITY TECHNOLOGIES INC | $5,939 | 0.00% | 14,476 | Common | SOLE |
| G1893D110 | CRPWF | CARBON REVOLUTION LTD | $5,677 | 0.00% | 172,022 | Common | SOLE |
| 45333D112 | IGTAW | INCEPTION GROWTH ACQUSTN LTD | $5,604 | 0.00% | 80,050 | Common | SOLE |
| G9TY5A119 | — | ZURA BIO LTD | $5,164 | 0.00% | 12,909 | Common | SOLE |
| 46122W204 | INUVGBP | INUVO INC | $5,138 | 0.00% | 20,000 | Common | SOLE |
| G63369113 | MRNOW | MURANO GLOBAL INVTS PLC | $4,647 | 0.00% | 28,200 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $4,450 | 0.00% | 171,171 | Common | SOLE |
| 66718N111 | — | NORTHVIEW ACQUISITION CORP | $4,277 | 0.00% | 77,770 | Common | SOLE |
| 70261F111 | KTTAW | PASITHEA THERAPEUTICS CORP | $4,264 | 0.00% | 278,684 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $4,140 | 0.00% | 20,000 | Common | SOLE |
| 536221120 | — | THE LION ELECTRIC COMPANY | $3,623 | 0.00% | 21,000 | Common | SOLE |
| M7S64L107 | PGYWW | PAGAYA TECHNOLOGIES LTD | $3,399 | 0.00% | 30,000 | Common | SOLE |
| 92561V117 | RBOTW | VICARIOUS SURGICAL INC | $3,360 | 0.00% | 112,000 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $3,276 | 0.00% | 25,200 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $2,970 | 0.00% | 35,337 | Common | SOLE |
| G0136H110 | AERTW | AERIES TECHNOLOGY INC | $2,808 | 0.00% | 95,027 | Common | SOLE |
| 042644112 | AOGOW | AROGO CAPITAL ACQUISITION CO | $2,700 | 0.00% | 90,000 | Common | SOLE |
| 83006G112 | SXTPW | 60 DEGREES PHARMACEUTICALS I | $2,361 | 0.00% | 29,515 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $2,261 | 0.00% | 37,874 | Common | SOLE |
| 98139Q118 | — | WORKSPORT LTD | $1,711 | 0.00% | 24,444 | Common | SOLE |
| 98400V119 | XBPEW | XBP EUROPE HOLDINGS INC | $1,640 | 0.00% | 40,000 | Common | SOLE |
| G55032125 | HOLOW | MICROCLOUD HOLOGRAM INC | $1,491 | 0.00% | 32,545 | Common | SOLE |
| 74365N111 | — | PROTAGENIC THERAPEUTICS INC | $1,453 | 0.00% | 177,196 | Common | SOLE |
| G8059B119 | SLNWF | SELINA HOSPITALITY PLC | $1,376 | 0.00% | 126,860 | Common | SOLE |
| 13767K119 | CNGLW | CANNA GLOBAL ACQUISITION COR | $1,230 | 0.00% | 90,100 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $1,198 | 0.00% | 79,872 | Common | SOLE |
| 00902F113 | AIMDW | AINOS INC | $1,172 | 0.00% | 18,800 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $991 | 0.00% | 99,100 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $962 | 0.00% | 40,409 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $864 | 0.00% | 43,200 | Common | SOLE |
| G52131128 | — | KAIROUS ACQUISITION CORP LTD | $711 | 0.00% | 78,977 | Common | SOLE |
| 17248W113 | CINGW | CINGULATE INC | $466 | 0.00% | 43,155 | Common | SOLE |
| 249845116 | DRMAW | DERMATA THERAPEUTICS INC | $420 | 0.00% | 30,000 | Common | SOLE |
| 104932116 | BNAIW | BRAND ENGAGEMENT NETWORK INC | $315 | 0.00% | 10,000 | Common | SOLE |
| G0230C116 | ALSWF | ALPHA STAR ACQUISITION CORP | $192 | 0.00% | 16,452 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.