Q3 2024 · 13F-HR
Warberg Asset Management LLCholdings as filed
Filed 2024-11-06 · accession 0001597506-24-000007
$562.1M
Reported value
209
Positions
2024-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 46090E953 | — | INVESCO QQQ TR | $80.3M | 14.3% | 164,600 | PUT | SOLE |
| 78462F953 | — | SPDR S&P 500 ETF TR | $63.1M | 11.2% | 110,000 | PUT | SOLE |
| 674599162 | OXY/WS | OCCIDENTAL PETE CORP | $27.3M | 4.85% | 917,798 | Common | SOLE |
| 70202LAB8 | PSN 0.25 08/15/25 | PARSONS CORP DEL | $22.9M | 4.07% | 9,926,000 | Common | NONE |
| 780153BQ4 | RCL 6 08/15/25 | ROYAL CARIBBEAN GROUP | $22.1M | 3.93% | 6,172,000 | Common | NONE |
| 595017AF1 | MCHP 1.625 02/15/27 | MICROCHIP TECHNOLOGY INC. | $20.5M | 3.65% | 8,936,000 | Common | NONE |
| 09857LAN8 | BKNG 0.75 05/01/25 | BOOKING HOLDINGS INC | $19.9M | 3.53% | 8,874,000 | Common | NONE |
| 912909AT5 | X 5 11/01/26 | UNITED STATES STL CORP | $18.1M | 3.22% | 6,758,000 | Common | NONE |
| 10316TAB0 | BOX 0 01/15/26 | BOX INC | $14.0M | 2.49% | 10,668,000 | Common | NONE |
| 16115QAE0 | GTLS 1 11/15/24 | CHART INDS INC | $12.4M | 2.20% | 5,905,000 | Common | NONE |
| 05464CAB7 | AXON 0.5 12/15/27 | AXON ENTERPRISE INC | $11.7M | 2.09% | 6,528,000 | Common | NONE |
| 594918954 | — | MICROSOFT CORP | $11.2M | 1.99% | 26,000 | PUT | SOLE |
| 45826HAB5 | ITGR 2.125 02/15/28 | INTEGER HLDGS CORP | $10.5M | 1.86% | 6,613,000 | Common | NONE |
| 094235AB4 | — | BLOOMIN BRANDS INC | $10.2M | 1.82% | 6,644,000 | Common | NONE |
| 629377CG5 | NRG 2.75 06/01/48 | NRG ENERGY INC | $9.4M | 1.67% | 4,230,000 | Common | NONE |
| 697435AF2 | PANW 0.375 06/01/25 | PALO ALTO NETWORKS INC | $9.2M | 1.63% | 2,666,000 | Common | NONE |
| 737446AT1 | POST 2.5 08/15/27 | POST HLDGS INC | $9.0M | 1.61% | 7,597,000 | Common | NONE |
| 86333MAA6 | LRN 1.125 09/01/27 | STRIDE INC | $8.8M | 1.57% | 5,242,000 | Common | NONE |
| 67066G954 | — | NVIDIA CORPORATION | $7.9M | 1.40% | 65,000 | PUT | SOLE |
| 595017AD6 | — | MICROCHIP TECHNOLOGY INC. | $7.5M | 1.34% | 2,035,000 | Common | NONE |
| 00971TAJ0 | AKAM 0.125 05/01/25 | AKAMAI TECHNOLOGIES INC | $7.2M | 1.28% | 6,480,000 | Common | NONE |
| 743312AB6 | PRGS 1 04/15/26 | PROGRESS SOFTWARE CORP | $7.2M | 1.28% | 5,800,000 | Common | NONE |
| 55405YAB6 | MTSI 0.25 03/15/26 | MACOM TECH SOLUTIONS HLDGS I | $7.1M | 1.26% | 5,000,000 | Common | NONE |
| 037833950 | — | APPLE INC | $7.0M | 1.24% | 30,000 | PUT | SOLE |
| 81141RAD2 | SEALTD 1 12/01/24 | SEA LTD | $6.6M | 1.17% | 3,500,000 | Common | NONE |
| 443573AD2 | HUBS 0.375 06/01/25 | HUBSPOT INC | $6.5M | 1.15% | 3,435,000 | Common | NONE |
| 377322AB8 | GKOS 2.75 06/15/27 | GLAUKOS CORP | $5.9M | 1.05% | 2,497,000 | Common | NONE |
| 594972AE1 | MSTR 0 02/15/27 | MICROSTRATEGY INC | $5.8M | 1.02% | 4,216,000 | Common | NONE |
| 81180WBL4 | STX 3.5 06/01/28 | SEAGATE HDD CAYMAN | $5.7M | 1.02% | 4,000,000 | Common | NONE |
| 084670952 | — | BERKSHIRE HATHAWAY INC DEL | $5.5M | 0.98% | 12,000 | PUT | SOLE |
| 46436E718 | SGOV | ISHARES TR | $5.1M | 0.90% | 50,455 | Common | SOLE |
| 45867GAD3 | IDCC 3.5 06/01/27 | INTERDIGITAL INC | $4.9M | 0.87% | 2,625,000 | Common | NONE |
| 902252AB1 | TYL 0.25 03/15/26 | TYLER TEX INDPT SCH DIST | $4.0M | 0.71% | 3,221,000 | Common | NONE |
| 345370CZ1 | F 0 03/15/26 | FORD MTR CO | $3.9M | 0.70% | 4,016,000 | Common | NONE |
| 165167172 | EXEEZ | CHESAPEAKE ENERGY CORP | $3.8M | 0.67% | 54,124 | Common | SOLE |
| 98139AAB1 | WK 1.125 08/15/26 | WORKIVA INC | $3.2M | 0.56% | 2,745,000 | Common | NONE |
| 844741BG2 | LUV 1.25 05/01/25 | SOUTHWEST AIRLS CO | $3.1M | 0.55% | 3,060,000 | Common | NONE |
| 596278AB7 | MIDD 1 09/01/25 | MIDDLEBY CORP | $3.0M | 0.53% | 2,599,000 | Common | NONE |
| 401617AF2 | GES 3.75 04/15/28 | GUESS INC | $2.8M | 0.49% | 2,500,000 | Common | NONE |
| 595017AU8 | MCHP 0.125 11/15/24 | MICROCHIP TECHNOLOGY INC. | $2.5M | 0.44% | 2,486,000 | Common | NONE |
| 165167180 | EXEEL | CHESAPEAKE ENERGY CORP | $2.5M | 0.44% | 37,446 | Common | SOLE |
| 464287952 | — | ISHARES TR | $2.5M | 0.44% | 25,000 | PUT | SOLE |
| 653656AB4 | NICEIT 0 09/15/25 | NICE LTD | $2.4M | 0.43% | 2,549,000 | Common | NONE |
| 472145AF8 | JAZZ 2 06/15/26 | JAZZ INVESTMENTS I LTD | $2.0M | 0.36% | 2,005,000 | Common | NONE |
| 67059NAH1 | NTNX 0.25 10/01/27 | NUTANIX INC | $2.0M | 0.36% | 1,671,000 | Common | NONE |
| 21874A114 | CORZW | CORE SCIENTIFIC INC NEW | $2.0M | 0.35% | 292,597 | Common | SOLE |
| 803607AB6 | — | SAREPTA THERAPEUTICS INC | $1.9M | 0.34% | 1,127,000 | Common | NONE |
| 26884U208 | EPR 5.75 PERP C | EPR PPTYS | $1.6M | 0.29% | 73,586 | Common | SOLE |
| 88160R951 | — | TESLA INC | $1.6M | 0.28% | 6,000 | PUT | SOLE |
| 92189F906 | — | VANECK ETF TRUST | $1.6M | 0.28% | 39,000 | CALL | SOLE |
| 855244909 | — | STARBUCKS CORP | $1.5M | 0.26% | 15,000 | CALL | SOLE |
| 46428Q909 | — | ISHARES SILVER TR | $1.4M | 0.24% | 48,000 | CALL | SOLE |
| G93Y09123 | VCICU | VINE HILL CAP INVT CORP. | $1.3M | 0.24% | 134,524 | Common | SOLE |
| 19260Q957 | — | COINBASE GLOBAL INC | $1.2M | 0.22% | 7,000 | PUT | SOLE |
| 165167164 | EXEEW | CHESAPEAKE ENERGY CORP | $1.2M | 0.21% | 16,108 | Common | SOLE |
| 148929952 | — | CAVA GROUP INC | $1.1M | 0.20% | 9,000 | PUT | SOLE |
| 931142903 | — | WALMART INC | $1.0M | 0.18% | 12,600 | CALL | SOLE |
| 594972958 | — | MICROSTRATEGY INC | $1.0M | 0.18% | 6,000 | PUT | SOLE |
| 855244959 | — | STARBUCKS CORP | $974,900 | 0.17% | 10,000 | PUT | SOLE |
| 00971TAL5 | AKAM 0.375 09/01/27 | AKAMAI TECHNOLOGIES INC | $932,729 | 0.17% | 902,000 | Common | NONE |
| 17243VAB8 | CNK 4.5 08/15/25 | CINEMARK HLDGS INC | $906,623 | 0.16% | 457,000 | Common | NONE |
| 389637109 | GBTC | GRAYSCALE BITCOIN TR BTC | $884,187 | 0.16% | 17,500 | Common | SOLE |
| G2311X100 | CLRCF | CLIMATEROCK | $874,901 | 0.16% | 75,390 | Common | SOLE |
| 20459V113 | CMPOW | COMPOSECURE INC | $874,289 | 0.16% | 231,907 | Common | SOLE |
| 079174108 | — | BELLEVUE LIFE SCNCS AQSTN CO | $871,677 | 0.16% | 80,228 | Common | SOLE |
| 146869952 | — | CARVANA CO | $870,550 | 0.15% | 5,000 | PUT | SOLE |
| 35088F107 | FORL | FOUR LEAF ACQUISITION CORP | $832,215 | 0.15% | 75,932 | Common | SOLE |
| 632307AB0 | NTRA 2.25 05/01/27 | NATERA INC | $825,435 | 0.15% | 249,000 | Common | NONE |
| 644206104 | NEN | NEW ENGLAND RLTY ASSOC LTD P | $808,335 | 0.14% | 9,900 | Common | SOLE |
| G1676M105 | — | BUKIT JALIL GBL ACQUISITION | $783,196 | 0.14% | 71,787 | Common | SOLE |
| 92838J103 | — | VISION SENSING ACQUISITION C | $781,628 | 0.14% | 67,179 | Common | SOLE |
| G65431150 | NE/WS/A | NOBLE CORP PLC | $775,700 | 0.14% | 53,943 | Common | SOLE |
| 256746908 | — | DOLLAR TREE INC | $773,520 | 0.14% | 11,000 | CALL | SOLE |
| G1148A101 | BKHA | BLACK HAWK ACQUISITION CORP | $758,989 | 0.14% | 74,120 | Common | SOLE |
| 06748M906 | — | BARCLAYS BANK PLC | $744,000 | 0.13% | 15,000 | CALL | SOLE |
| 74841A105 | QETA | QUETTA ACQUISITION CORP | $735,280 | 0.13% | 70,700 | Common | SOLE |
| 77867R100 | — | ROTH CH ACQUISITION V CO | $720,586 | 0.13% | 64,252 | Common | SOLE |
| G1000R101 | AAM | AA MISSION ACQUISITION CORP | $673,304 | 0.12% | 67,196 | Common | SOLE |
| 26431Q106 | — | DUET ACQUISITION CORP | $668,029 | 0.12% | 59,275 | Common | SOLE |
| G65431127 | NE | NOBLE CORP PLC | $636,328 | 0.11% | 17,600 | Common | SOLE |
| 138103906 | — | CANTALOUPE INC | $626,780 | 0.11% | 84,700 | CALL | SOLE |
| Y7542C900 | — | SCORPIO TANKERS INC | $606,050 | 0.11% | 8,500 | CALL | SOLE |
| 138103956 | — | CANTALOUPE INC | $592,000 | 0.11% | 80,000 | PUT | SOLE |
| 11125B102 | — | BROAD CAPITAL ACQUISITION CO | $571,573 | 0.10% | 50,138 | Common | SOLE |
| G65431957 | — | NOBLE CORP PLC | $567,398 | 0.10% | 15,700 | PUT | SOLE |
| 42824C208 | HPE 7.625 09/01/27 | HEWLETT PACKARD ENTERPRISE C | $541,413 | 0.10% | 8,932 | Common | SOLE |
| G3R34K103 | FNVT | FINNOVATE ACQUISITION CORP | $503,026 | 0.09% | 43,458 | Common | SOLE |
| G52443119 | KVAC | KEEN VISION ACQUISITION CORP | $494,960 | 0.09% | 46,000 | Common | SOLE |
| 75524B203 | RBC 5 10/15/24 A | RBC BEARINGS INC | $480,006 | 0.09% | 3,600 | Common | SOLE |
| 929042959 | — | VORNADO RLTY TR | $472,800 | 0.08% | 12,000 | PUT | SOLE |
| 14817C957 | — | CASSAVA SCIENCES INC | $470,880 | 0.08% | 16,000 | PUT | SOLE |
| 974637AB6 | WGO 1.5 04/01/25 | WINNEBAGO INDS INC | $456,240 | 0.08% | 434,000 | Common | NONE |
| 67190B104 | OAKU | OAK WOODS ACQUISITION CORP | $444,400 | 0.08% | 40,000 | Common | SOLE |
| 46625H900 | — | JPMORGAN CHASE & CO. | $421,720 | 0.08% | 2,000 | CALL | SOLE |
| 00217D100 | ASTS | AST SPACEMOBILE INC | $418,662 | 0.07% | 16,010 | Common | SOLE |
| 85916J409 | STXS | STEREOTAXIS INC | $413,504 | 0.07% | 202,698 | Common | SOLE |
| 296424104 | ESHA | ESH ACQUISITION CORP | $410,607 | 0.07% | 38,700 | Common | SOLE |
| G75389109 | RFAI | RF ACQUISITION CORP II | $386,392 | 0.07% | 38,000 | Common | SOLE |
| 09257W950 | — | BLACKSTONE MTG TR INC | $361,190 | 0.06% | 19,000 | PUT | SOLE |
| 594972908 | — | MICROSTRATEGY INC | $354,060 | 0.06% | 2,100 | CALL | SOLE |
| 40171VAA8 | GWRE 1.25 03/15/25 | GUIDEWIRE SOFTWARE INC | $342,013 | 0.06% | 213,000 | Common | NONE |
| 462837105 | UCFI | IRON HORSE ACQUISITIONS CORP | $340,010 | 0.06% | 33,367 | Common | SOLE |
| 163086AB7 | — | CHEFS WHSE INC | $335,339 | 0.06% | 322,000 | Common | NONE |
| G5380L105 | — | CHENGHE ACQUISITION I CO | $315,170 | 0.06% | 27,205 | Common | SOLE |
| G70077105 | PCSC | PERCEPTIVE CAP SOLUTIONS COR | $308,987 | 0.05% | 30,837 | Common | SOLE |
| 123013104 | — | BURTECH ACQUISITION CORP | $307,055 | 0.05% | 27,185 | Common | SOLE |
| G0135E142 | AIMTF | AIMFINITY INVESTMENT CORP I | $279,453 | 0.05% | 24,216 | Common | SOLE |
| 124420100 | BYNO | BYNORDIC ACQUISITION CORP | $277,680 | 0.05% | 24,390 | Common | SOLE |
| 23804LAB9 | DDOG 0.125 06/15/25 | DATADOG INC | $271,617 | 0.05% | 209,000 | Common | NONE |
| G1745A108 | CCTSF | CACTUS ACQUISITION CORP 1 LT | $268,131 | 0.05% | 23,336 | Common | SOLE |
| 60770K957 | — | MODERNA INC | $267,320 | 0.05% | 4,000 | PUT | SOLE |
| G28524117 | — | DT CLOUD ACQUISITION CORP | $266,153 | 0.05% | 25,815 | Common | SOLE |
| 00217D950 | — | AST SPACEMOBILE INC | $261,500 | 0.05% | 10,000 | PUT | SOLE |
| 393657AM3 | GBX 2.875 04/15/28 | GREENBRIER COS INC | $256,603 | 0.05% | 233,000 | Common | NONE |
| 458140900 | — | INTEL CORP | $234,600 | 0.04% | 10,000 | CALL | SOLE |
| 60770K107 | MRNA | MODERNA INC | $233,905 | 0.04% | 3,500 | Common | SOLE |
| 649445900 | — | NEW YORK CMNTY BANCORP INC | $224,600 | 0.04% | 20,000 | CALL | SOLE |
| 76954A953 | — | RIVIAN AUTOMOTIVE INC | $224,400 | 0.04% | 20,000 | PUT | SOLE |
| 52474R207 | LGCY | LEGACY ED INC | $218,505 | 0.04% | 47,500 | Common | SOLE |
| 45333D104 | IGTA | INCEPTION GROWTH ACQUSTN LTD | $210,733 | 0.04% | 18,616 | Common | SOLE |
| G3934N107 | GTAC | GLOBAL TECHNOLGY ACQSTN CORP | $187,188 | 0.03% | 16,256 | Common | SOLE |
| 67079K118 | — | NUSCALE PWR CORP | $165,360 | 0.03% | 52,000 | Common | SOLE |
| G01341109 | AFJK | AIMEI HEALTH TECHNOLOGY CO L | $157,294 | 0.03% | 15,009 | Common | SOLE |
| 640655114 | NEOVW | NEOVOLTA INC | $151,718 | 0.03% | 224,818 | Common | SOLE |
| G32168109 | EURK | EUREKA ACQUISITION CORP | $150,900 | 0.03% | 15,000 | Common | SOLE |
| 62886HAX9 | NCLH 5.375 08/01/25 | NCL CORP LTD | $149,201 | 0.03% | 120,000 | Common | NONE |
| Y71726122 | PXSAW | PYXIS TANKERS INC | $147,021 | 0.03% | 170,974 | Common | SOLE |
| 05580M958 | — | B. RILEY FINANCIAL INC | $115,500 | 0.02% | 22,000 | PUT | SOLE |
| 76954A903 | — | RIVIAN AUTOMOTIVE INC | $112,200 | 0.02% | 10,000 | CALL | SOLE |
| G65163118 | JOBY/WS | JOBY AVIATION INC | $111,601 | 0.02% | 177,145 | Common | SOLE |
| G12729110 | — | BOWEN ACQUISITION CORP | $107,650 | 0.02% | 10,000 | Common | SOLE |
| G3530C109 | FSHP | FLAG SHIP ACQUISITION CORP | $100,250 | 0.02% | 10,000 | Common | SOLE |
| 23786R110 | DTSTW | DATA STORAGE CORP | $96,084 | 0.02% | 179,597 | Common | SOLE |
| 87168W203 | SYRA | SYRA HEALTH CORP | $88,296 | 0.02% | 208,246 | Common | SOLE |
| G7500M120 | RNWWW | RENEW ENERGY GLOBAL PLC | $86,124 | 0.02% | 259,020 | Common | SOLE |
| Y2066G138 | DSX/WS | DIANA SHIPPING INC | $81,017 | 0.01% | 180,037 | Common | SOLE |
| 387328AD9 | GVA 3.75 05/15/28 | GRANITE CONSTR INC | $79,062 | 0.01% | 44,000 | Common | NONE |
| 05580M108 | RILY | B. RILEY FINANCIAL INC | $70,875 | 0.01% | 13,500 | Common | SOLE |
| 42237K508 | SCPX | SCORPIUS HOLDINGS INC | $68,590 | 0.01% | 95,000 | Common | SOLE |
| 307359905 | — | FARADAY FUTURE INTLGT ELEC I | $67,445 | 0.01% | 23,500 | CALL | SOLE |
| 08771Y402 | SRXH | BETTER CHOICE CO INC | $62,629 | 0.01% | 30,110 | Common | SOLE |
| 50215C208 | — | LQR HSE INC | $43,079 | 0.01% | 78,496 | Common | SOLE |
| 40472A128 | EONR/WS | EON RESOURCES INC | $41,169 | 0.01% | 609,917 | Common | SOLE |
| 83013Q806 | — | SIYATA MOBILE INC | $36,550 | 0.01% | 39,728 | Common | SOLE |
| 49457M114 | NAKAW | KINDLY MD INC | $36,284 | 0.01% | 172,783 | Common | SOLE |
| 00887A204 | RNTX | AILERON THERAPEUTICS INC | $35,400 | 0.01% | 10,000 | Common | SOLE |
| 66982D112 | NVAWW | NOVA MINERALS LTD | $33,370 | 0.01% | 26,484 | Common | SOLE |
| G75398118 | RZLVW | REZOLVE AI LTD | $32,329 | 0.01% | 179,603 | Common | SOLE |
| 87427V111 | TALKW | TALKSPACE INC | $29,440 | 0.01% | 373,127 | Common | SOLE |
| 05479L203 | — | AZITRA INC | $26,501 | 0.00% | 48,804 | Common | SOLE |
| 74933X609 | RMEDEUR | CATHETER PRECISION INC | $26,472 | 0.00% | 67,000 | Common | SOLE |
| M68057112 | MTEKW | MARIS TECH LTD | $24,908 | 0.00% | 184,500 | Common | SOLE |
| 63903P100 | — | NATURES MIRACLE HLDG INC | $22,240 | 0.00% | 160,000 | Common | SOLE |
| 928298AP3 | — | VISHAY INTERTECHNOLOGY INC | $21,497 | 0.00% | 22,000 | Common | NONE |
| 142922103 | — | CARMELL CORPORATION | $18,068 | 0.00% | 45,000 | Common | SOLE |
| 67577C105 | OCGN | OCUGEN INC | $17,811 | 0.00% | 18,000 | Common | SOLE |
| 765504105 | RR | RICHTECH ROBOTICS INC | $16,727 | 0.00% | 19,937 | Common | SOLE |
| 051774115 | AUROW | AURORA INNOVATION INC | $16,580 | 0.00% | 20,000 | Common | SOLE |
| 29664W905 | — | ESPERION THERAPEUTICS INC NE | $16,500 | 0.00% | 10,000 | CALL | SOLE |
| 88066N113 | TNONW | TENON MEDICAL INC | $16,015 | 0.00% | 525,079 | Common | SOLE |
| 60742B110 | MOBBW | MOBILICOM LTD | $14,662 | 0.00% | 85,996 | Common | SOLE |
| G3302D111 | FGIWW | FGI INDUSTRIES LTD | $14,538 | 0.00% | 121,152 | Common | SOLE |
| 82003F119 | STSSW | SHARPS TECHNOLOGY INC | $13,466 | 0.00% | 265,076 | Common | SOLE |
| 40472A102 | EONR | EON RESOURCES INC | $13,464 | 0.00% | 16,419 | Common | SOLE |
| 65345B110 | NXLIW | NEXALIN TECHNOLOGY INC | $12,102 | 0.00% | 151,272 | Common | SOLE |
| 80516T113 | SVREW | SAVERONE 2014 LTD | $11,605 | 0.00% | 145,068 | Common | SOLE |
| 68277K124 | ONFOW | ONFOLIO HOLDINGS INC | $11,544 | 0.00% | 67,906 | Common | SOLE |
| 98942X102 | ZTEK | ZENTEK LTD | $11,040 | 0.00% | 12,000 | Common | SOLE |
| 343928115 | FLYX/WS | FLYEXCLUSIVE INC | $9,957 | 0.00% | 29,900 | Common | SOLE |
| 70261F111 | KTTAW | PASITHEA THERAPEUTICS CORP | $9,179 | 0.00% | 263,001 | Common | SOLE |
| 68557F118 | NXPLW | NEXTPLAT CORP | $8,971 | 0.00% | 40,776 | Common | SOLE |
| 67644C112 | OCEAW | OCEAN BIOMEDICAL INC | $8,261 | 0.00% | 168,596 | Common | SOLE |
| 0557MQ115 | BTBDW | BT BRANDS INC | $8,087 | 0.00% | 117,882 | Common | SOLE |
| 66987P409 | — | NOVABAY PHARMACEUTICALS INC | $6,891 | 0.00% | 10,000 | Common | SOLE |
| 501506133 | DFSCW | KWESST MICRO SYSTEMS INC | $5,764 | 0.00% | 345,141 | Common | SOLE |
| M7S64L107 | PGYWW | PAGAYA TECHNOLOGIES LTD | $5,658 | 0.00% | 30,000 | Common | SOLE |
| 86260J110 | SWAGW | STRAN & COMPANY INC | $5,524 | 0.00% | 180,824 | Common | SOLE |
| 92561V117 | RBOTW | VICARIOUS SURGICAL INC | $5,264 | 0.00% | 112,000 | Common | SOLE |
| G1893D110 | CRPWF | CARBON REVOLUTION LTD | $5,014 | 0.00% | 172,022 | Common | SOLE |
| 45333D112 | IGTAW | INCEPTION GROWTH ACQUSTN LTD | $3,958 | 0.00% | 79,550 | Common | SOLE |
| G63369113 | MRNOW | MURANO GLOBAL INVTS PLC | $3,948 | 0.00% | 28,200 | Common | SOLE |
| 684023500 | OGENGBP | ORAGENICS INC | $3,864 | 0.00% | 10,001 | Common | SOLE |
| 744413105 | — | P3 HEALTH PARTNERS INC | $3,863 | 0.00% | 10,000 | Common | SOLE |
| G0411D115 | APLMW | APOLLOMICS INC | $3,554 | 0.00% | 438,787 | Common | SOLE |
| M74240116 | NRSNW | NEUROSENSE THERAPEUTICS LTD | $3,432 | 0.00% | 20,201 | Common | SOLE |
| G0411D107 | APLM | APOLLOMICS INC | $3,344 | 0.00% | 23,513 | Common | SOLE |
| G0136H110 | AERTW | AERIES TECHNOLOGY INC | $3,041 | 0.00% | 95,027 | Common | SOLE |
| 03834B127 | APCXW | APPTECH PMTS CORP | $3,002 | 0.00% | 13,804 | Common | SOLE |
| 66718N111 | — | NORTHVIEW ACQUISITION CORP | $2,916 | 0.00% | 77,770 | Common | SOLE |
| 46122W204 | INUVGBP | INUVO INC | $2,466 | 0.00% | 10,000 | Common | SOLE |
| M6000J127 | HUBCW | HUB CYBER SECURITY LTD | $2,431 | 0.00% | 171,171 | Common | SOLE |
| 74365N111 | — | PROTAGENIC THERAPEUTICS INC | $2,109 | 0.00% | 177,196 | Common | SOLE |
| 86882L113 | — | SURGEPAYS INC | $1,876 | 0.00% | 116,509 | Common | SOLE |
| 539319111 | LIXTW | LIXTE BIOTECHNOLOGY HLDGS IN | $1,598 | 0.00% | 35,906 | Common | SOLE |
| 83006G112 | SXTPW | 60 DEGREES PHARMACEUTICALS I | $1,511 | 0.00% | 29,515 | Common | SOLE |
| 536221120 | — | THE LION ELECTRIC COMPANY | $1,361 | 0.00% | 17,000 | Common | SOLE |
| G55032125 | HOLOW | MICROCLOUD HOLOGRAM INC | $1,351 | 0.00% | 32,545 | Common | SOLE |
| 86887P119 | BNCWW | CEA INDUSTRIES INC | $1,278 | 0.00% | 79,872 | Common | SOLE |
| 84862C112 | SBEVW | SPLASH BEVERAGE GROUP INC | $1,224 | 0.00% | 70,150 | Common | SOLE |
| G0369L119 | ANGHW | ANGHAMI INC | $1,055 | 0.00% | 40,409 | Common | SOLE |
| 98400V119 | XBPEW | XBP EUROPE HOLDINGS INC | $996 | 0.00% | 40,000 | Common | SOLE |
| 46583A113 | IVDAW | IVEDA SOLUTIONS INC | $966 | 0.00% | 34,537 | Common | SOLE |
| G8267K117 | SMXWW | SMX SEC MATTERS PLC | $892 | 0.00% | 99,100 | Common | SOLE |
| 066644113 | — | BANNIX ACQUISITION CORP | $864 | 0.00% | 43,200 | Common | SOLE |
| 96812F110 | BAERW | BRIDGER AEROSPACE GRP HLDGS | $840 | 0.00% | 12,600 | Common | SOLE |
| 00902F113 | AIMDW | AINOS INC | $799 | 0.00% | 18,800 | Common | SOLE |
| 104932116 | BNAIW | BRAND ENGAGEMENT NETWORK INC | $700 | 0.00% | 10,000 | Common | SOLE |
| G52131128 | — | KAIROUS ACQUISITION CORP LTD | $687 | 0.00% | 78,977 | Common | SOLE |
| G0230C116 | ALSWF | ALPHA STAR ACQUISITION CORP | $230 | 0.00% | 16,452 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.