Q2 2023 · 13F-HR
Capstone Financial Advisors, Inc.holdings as filed
Filed 2023-08-15 · accession 0001599217-23-000007
$1.33B
Reported value
147
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908769 | VTI | VANGUARD INDEX FDS | $186.0M | 14.0% | 844,324 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $180.3M | 13.6% | 739,795 | Common | NONE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $144.4M | 10.9% | 5,318,743 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $91.6M | 6.89% | 1,260,287 | Common | NONE |
| 33939L795 | NFRA | FLEXSHARES TR | $89.7M | 6.74% | 1,712,567 | Common | NONE |
| 921909768 | VXUS | VANGUARD STAR FDS | $76.9M | 5.78% | 1,371,739 | Common | NONE |
| 46432F834 | IXUS | ISHARES TR | $65.9M | 4.95% | 1,052,740 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $65.4M | 4.91% | 219,019 | Common | NONE |
| 25434V880 | DFAX | DIMENSIONAL ETF TRUST | $64.9M | 4.88% | 2,786,141 | Common | NONE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $38.1M | 2.87% | 780,389 | Common | NONE |
| 33939L803 | TLTD | FLEXSHARES TR | $32.4M | 2.43% | 498,916 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $31.5M | 2.37% | 162,315 | Common | NONE |
| 46434V647 | REET | ISHARES TR | $30.2M | 2.27% | 1,315,783 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $29.5M | 2.21% | 107,084 | Common | NONE |
| 33939L100 | TILT | FLEXSHARES TR | $28.9M | 2.17% | 171,641 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $18.3M | 1.37% | 186,664 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $16.9M | 1.27% | 172,365 | Common | NONE |
| 46435G672 | IAGG | ISHARES TR | $12.1M | 0.91% | 245,692 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $8.7M | 0.65% | 53,632 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $8.0M | 0.60% | 54,985 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $7.9M | 0.59% | 16,455 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $5.1M | 0.38% | 27,102 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $4.5M | 0.34% | 13,251 | Common | NONE |
| 92206C730 | VONE | VANGUARD SCOTTSDALE FDS | $4.3M | 0.32% | 21,291 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $4.2M | 0.31% | 32,091 | Common | NONE |
| 12572Q105 | CME | CME GROUP INC | $4.2M | 0.31% | 22,443 | Common | NONE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $3.2M | 0.24% | 111,636 | Common | NONE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $3.1M | 0.24% | 41,491 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.1M | 0.23% | 7,050 | Common | NONE |
| 78463X749 | RWO | SPDR INDEX SHS FDS | $2.6M | 0.20% | 63,477 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $2.5M | 0.19% | 49,697 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $2.4M | 0.18% | 22,505 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $2.2M | 0.17% | 7,198 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $2.1M | 0.16% | 17,839 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.1M | 0.16% | 3,909 | Common | NONE |
| 895436103 | TY | TRI CONTL CORP | $2.1M | 0.16% | 75,513 | Common | NONE |
| 46641Q654 | JMST | J P MORGAN EXCHANGE TRADED F | $1.9M | 0.14% | 36,997 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.8M | 0.14% | 4,319 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $1.8M | 0.13% | 34,548 | Common | NONE |
| 370334104 | GIS | GENERAL MLS INC | $1.8M | 0.13% | 22,818 | Common | NONE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $1.4M | 0.11% | 12,384 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.4M | 0.10% | 8,428 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.10% | 3,994 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.4M | 0.10% | 12,593 | Common | NONE |
| 125523100 | CI | THE CIGNA GROUP | $1.3M | 0.10% | 4,609 | Common | NONE |
| 904767704 | — | UNILEVER PLC | $1.3M | 0.10% | 24,584 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.2M | 0.09% | 4,603 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $1.2M | 0.09% | 78,304 | Common | NONE |
| 237194105 | DRI | DARDEN RESTAURANTS INC | $1.1M | 0.09% | 6,870 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $1.1M | 0.09% | 5,658 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $1.0M | 0.08% | 17,006 | Common | NONE |
| 25434V104 | DFAU | DIMENSIONAL ETF TRUST | $1.0M | 0.08% | 32,879 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $994,299 | 0.07% | 8,617 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $937,809 | 0.07% | 14,665 | Common | NONE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $937,693 | 0.07% | 6,794 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL ETF TRUST | $854,334 | 0.06% | 31,271 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $854,180 | 0.06% | 7,136 | Common | NONE |
| 384802104 | GWW | GRAINGER W W INC | $794,899 | 0.06% | 1,008 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $733,765 | 0.06% | 21,943 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $696,848 | 0.05% | 3,762 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $688,978 | 0.05% | 1,692 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $682,012 | 0.05% | 2,772 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $673,574 | 0.05% | 4,999 | Common | NONE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $663,329 | 0.05% | 25,308 | Common | NONE |
| 011659109 | ALK | ALASKA AIR GROUP INC | $642,681 | 0.05% | 12,085 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $637,409 | 0.05% | 4,764 | Common | NONE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $624,138 | 0.05% | 37,129 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $593,087 | 0.04% | 5,245 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $584,003 | 0.04% | 3,711 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $581,191 | 0.04% | 2,284 | Common | NONE |
| 921910733 | ESGV | VANGUARD WORLD FD | $571,508 | 0.04% | 7,294 | Common | NONE |
| 46434V878 | ICSH | ISHARES TR | $570,812 | 0.04% | 11,348 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $567,916 | 0.04% | 10,264 | Common | NONE |
| 73642K106 | PTLO | PORTILLOS INC | $532,429 | 0.04% | 23,632 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $530,416 | 0.04% | 11,486 | Common | NONE |
| 097023105 | BA | BOEING CO | $513,542 | 0.04% | 2,432 | Common | NONE |
| 25434V799 | DFIC | DIMENSIONAL ETF TRUST | $503,603 | 0.04% | 20,750 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $474,264 | 0.04% | 3,126 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $473,804 | 0.04% | 1,651 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $467,457 | 0.04% | 1,265 | Common | NONE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $462,024 | 0.03% | 216 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $451,995 | 0.03% | 2,036 | Common | NONE |
| 042735100 | ARW | ARROW ELECTRS INC | $441,865 | 0.03% | 3,085 | Common | NONE |
| 143130102 | KMX | CARMAX INC | $418,500 | 0.03% | 5,000 | Common | NONE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $414,245 | 0.03% | 5,482 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $412,738 | 0.03% | 11,252 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $397,193 | 0.03% | 3,643 | Common | NONE |
| 464288372 | IGF | ISHARES TR | $391,235 | 0.03% | 8,333 | Common | NONE |
| 09257W100 | BXMT | BLACKSTONE MTG TR INC | $384,985 | 0.03% | 18,500 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $369,792 | 0.03% | 4,800 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $366,249 | 0.03% | 9,848 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $363,995 | 0.03% | 817 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $353,599 | 0.03% | 3,435 | Common | NONE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $353,276 | 0.03% | 26,423 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $350,353 | 0.03% | 6,439 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $348,464 | 0.03% | 725 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $339,617 | 0.03% | 864 | Common | NONE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $327,703 | 0.02% | 13,145 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $323,930 | 0.02% | 2,338 | Common | NONE |
| 00206R102 | T | AT&T INC | $319,429 | 0.02% | 20,027 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $310,352 | 0.02% | 999 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $296,783 | 0.02% | 3,475 | Common | NONE |
| N14506104 | ESTC | ELASTIC N V | $296,555 | 0.02% | 4,625 | Common | NONE |
| 124411109 | BY | BYLINE BANCORP INC | $287,107 | 0.02% | 15,871 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $286,903 | 0.02% | 2,879 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $285,871 | 0.02% | 3,202 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $276,916 | 0.02% | 23,872 | Common | NONE |
| 126408103 | CSX | CSX CORP | $258,922 | 0.02% | 7,593 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $258,892 | 0.02% | 586 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $248,641 | 0.02% | 1,198 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $243,928 | 0.02% | 1,355 | Common | NONE |
| 46435G326 | IDEV | ISHARES TR | $238,765 | 0.02% | 3,906 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $235,498 | 0.02% | 512 | Common | NONE |
| 532457108 | LLY | LILLY ELI & CO | $232,141 | 0.02% | 495 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $228,243 | 0.02% | 8,662 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $226,570 | 0.02% | 4,379 | Common | NONE |
| 56585A102 | MPC | MARATHON PETE CORP | $221,540 | 0.02% | 1,900 | Common | NONE |
| 783513203 | RYAAY | RYANAIR HOLDINGS PLC | $221,200 | 0.02% | 2,000 | Common | NONE |
| 550241103 | LUMN | LUMEN TECHNOLOGIES INC | $214,804 | 0.02% | 95,046 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $214,678 | 0.02% | 1,617 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $214,255 | 0.02% | 1,771 | Common | NONE |
| 260003108 | DOV | DOVER CORP | $209,368 | 0.02% | 1,418 | Common | NONE |
| 92826C839 | V | VISA INC | $205,614 | 0.02% | 866 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $201,849 | 0.02% | 1,837 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $187,026 | 0.01% | 12,200 | Common | NONE |
| 40049J206 | TV | GRUPO TELEVISA S A B | $153,900 | 0.01% | 30,000 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $141,103 | 0.01% | 11,110 | Common | NONE |
| 26433C105 | DPG | DUFF & PHELPS UTLITY AND INF | $132,786 | 0.01% | 13,647 | Common | NONE |
| G9451V109 | VINP | VINCI PARTNERS INVTS LTD | $93,200 | 0.01% | 10,000 | Common | NONE |
| 65540B105 | NDLSUSD | NOODLES & CO | $84,500 | 0.01% | 25,000 | Common | NONE |
| 04546C205 | — | ASSERTIO HOLDINGS INC | $63,821 | 0.00% | 11,775 | Common | NONE |
| 53946R106 | LDI | LOANDEPOT INC | $53,000 | 0.00% | 25,000 | Common | NONE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $51,300 | 0.00% | 19,000 | Common | NONE |
| 31738L107 | — | FINANCE OF AMERICA COMPAN | $47,750 | 0.00% | 25,000 | Common | NONE |
| 92719V100 | VMEO* | VIMEO INC | $41,200 | 0.00% | 10,000 | Common | NONE |
| 767754872 | RADN | RITE AID CORP | $37,750 | 0.00% | 25,000 | Common | NONE |
| 20464U100 | COMP | COMPASS INC | $35,000 | 0.00% | 10,000 | Common | NONE |
| 816307300 | SLQT | SELECTQUOTE INC | $29,250 | 0.00% | 15,000 | Common | NONE |
| 40251W408 | GUREGBP | GULF RES INC | $25,033 | 0.00% | 10,000 | Common | NONE |
| 172406308 | CNVS | CINEVERSE CORP | $19,050 | 0.00% | 10,000 | Common | NONE |
| 91532B200 | UPHL | UPHEALTH INC | $18,800 | 0.00% | 10,000 | Common | NONE |
| 28252C109 | — | POLISHED COM INC | $13,800 | 0.00% | 30,000 | Common | NONE |
| 96328L205 | 2CH | WHEELS UP EXPERIENCE INC | $11,700 | 0.00% | 10,000 | Common | NONE |
| 758932107 | — | REGIS CORP MINN | $11,100 | 0.00% | 10,000 | Common | NONE |
| 28252C117 | POLWQ | POLISHED COM INC | $3,245 | 0.00% | 50,000 | Common | NONE |
| 91532B119 | — | UPHEALTH INC | $398 | 0.00% | 20,000 | Common | NONE |
| 41150T116 | — | HARBOR CUSTOM DEVELOPMENT IN | $210 | 0.00% | 30,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.