Q3 2023 · 13F-HR
Capstone Financial Advisors, Inc.holdings as filed
Filed 2023-11-13 · accession 0001599217-23-000009
$1.27B
Reported value
146
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908769 | VTI | VANGUARD INDEX FDS | $180.3M | 14.2% | 848,666 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $170.6M | 13.5% | 726,208 | Common | NONE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $138.1M | 10.9% | 5,269,735 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $91.5M | 7.22% | 1,311,769 | Common | NONE |
| 33939L795 | NFRA | FLEXSHARES TR | $82.9M | 6.54% | 1,711,800 | Common | NONE |
| 921909768 | VXUS | VANGUARD STAR FDS | $74.4M | 5.87% | 1,390,890 | Common | NONE |
| 25434V880 | DFAX | DIMENSIONAL ETF TRUST | $63.2M | 4.99% | 2,806,934 | Common | NONE |
| 46432F834 | IXUS | ISHARES TR | $62.7M | 4.95% | 1,045,711 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $58.2M | 4.59% | 220,810 | Common | NONE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $39.1M | 3.08% | 816,647 | Common | NONE |
| 33939L803 | TLTD | FLEXSHARES TR | $31.2M | 2.46% | 499,072 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $28.7M | 2.26% | 167,542 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $28.5M | 2.25% | 107,084 | Common | NONE |
| 33939L100 | TILT | FLEXSHARES TR | $27.7M | 2.19% | 170,143 | Common | NONE |
| 46434V647 | REET | ISHARES TR | $27.1M | 2.14% | 1,281,027 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $16.7M | 1.32% | 177,721 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $12.8M | 1.01% | 136,187 | Common | NONE |
| 46435G672 | IAGG | ISHARES TR | $9.6M | 0.76% | 197,697 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $8.2M | 0.64% | 52,481 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $8.0M | 0.63% | 55,176 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $7.5M | 0.59% | 16,318 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $4.7M | 0.37% | 26,584 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $4.6M | 0.36% | 35,981 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $4.5M | 0.35% | 14,239 | Common | NONE |
| 12572Q105 | CME | CME GROUP INC | $4.5M | 0.35% | 22,396 | Common | NONE |
| 92206C730 | VONE | VANGUARD SCOTTSDALE FDS | $4.1M | 0.32% | 21,088 | Common | NONE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $3.1M | 0.24% | 43,064 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $3.0M | 0.24% | 7,061 | Common | NONE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $2.5M | 0.20% | 111,538 | Common | NONE |
| 78463X749 | RWO | SPDR INDEX SHS FDS | $2.4M | 0.19% | 64,112 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $2.4M | 0.19% | 48,905 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $2.3M | 0.18% | 22,658 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $2.2M | 0.17% | 7,127 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.2M | 0.17% | 3,844 | Common | NONE |
| 895436103 | TY | TRI CONTL CORP | $2.0M | 0.16% | 75,513 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $2.0M | 0.16% | 17,842 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $1.9M | 0.15% | 4,308 | Common | NONE |
| 46641Q654 | JMST | J P MORGAN EXCHANGE TRADED F | $1.9M | 0.15% | 36,850 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $1.7M | 0.14% | 34,554 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.5M | 0.12% | 12,720 | Common | NONE |
| 370334104 | GIS | GENERAL MLS INC | $1.5M | 0.12% | 22,794 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.11% | 3,899 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.3M | 0.10% | 8,413 | Common | NONE |
| 904767704 | — | UNILEVER PLC | $1.2M | 0.10% | 24,813 | Common | NONE |
| 125523100 | CI | THE CIGNA GROUP | $1.2M | 0.09% | 4,141 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $1.2M | 0.09% | 5,531 | Common | NONE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $1.1M | 0.09% | 12,384 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.1M | 0.09% | 4,480 | Common | NONE |
| 237194105 | DRI | DARDEN RESTAURANTS INC | $1.0M | 0.08% | 7,162 | Common | NONE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $1.0M | 0.08% | 6,550 | Common | NONE |
| 25434V104 | DFAU | DIMENSIONAL ETF TRUST | $984,848 | 0.08% | 32,883 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $973,834 | 0.08% | 78,408 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $958,440 | 0.08% | 17,121 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $887,378 | 0.07% | 8,620 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $848,235 | 0.07% | 6,482 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $827,909 | 0.07% | 14,264 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL ETF TRUST | $816,089 | 0.06% | 31,256 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $780,239 | 0.06% | 21,948 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $758,048 | 0.06% | 2,777 | Common | NONE |
| 384802104 | GWW | GRAINGER W W INC | $697,375 | 0.06% | 1,008 | Common | NONE |
| 464287432 | TLT | ISHARES TR | $679,598 | 0.05% | 7,663 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $674,501 | 0.05% | 4,808 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $672,629 | 0.05% | 1,713 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $662,519 | 0.05% | 3,929 | Common | NONE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $641,263 | 0.05% | 25,316 | Common | NONE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $618,652 | 0.05% | 37,179 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $614,971 | 0.05% | 3,629 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $591,340 | 0.05% | 3,967 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $579,152 | 0.05% | 5,264 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $568,807 | 0.04% | 1,588 | Common | NONE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $562,372 | 0.04% | 307 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $559,677 | 0.04% | 2,284 | Common | NONE |
| 46434V878 | ICSH | ISHARES TR | $557,164 | 0.04% | 11,059 | Common | NONE |
| 921910733 | ESGV | VANGUARD WORLD FD | $550,545 | 0.04% | 7,319 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $503,998 | 0.04% | 1,875 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $503,367 | 0.04% | 11,513 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $498,966 | 0.04% | 9,316 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $497,749 | 0.04% | 1,658 | Common | NONE |
| 25434V799 | DFIC | DIMENSIONAL ETF TRUST | $484,513 | 0.04% | 20,750 | Common | NONE |
| 097023105 | BA | BOEING CO | $466,166 | 0.04% | 2,432 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $453,639 | 0.04% | 3,110 | Common | NONE |
| 011659109 | ALK | ALASKA AIR GROUP INC | $448,112 | 0.04% | 12,085 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $439,422 | 0.03% | 13,248 | Common | NONE |
| 00206R102 | T | AT&T INC | $436,675 | 0.03% | 29,073 | Common | NONE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $421,159 | 0.03% | 5,584 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $421,127 | 0.03% | 981 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $407,734 | 0.03% | 1,349 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $402,344 | 0.03% | 798 | Common | NONE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $401,106 | 0.03% | 34,224 | Common | NONE |
| 042735100 | ARW | ARROW ELECTRS INC | $368,958 | 0.03% | 2,946 | Common | NONE |
| N14506104 | ESTC | ELASTIC N V | $364,037 | 0.03% | 4,481 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $363,965 | 0.03% | 3,758 | Common | NONE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $355,642 | 0.03% | 24,144 | Common | NONE |
| 68389X105 | ORCL | ORACLE CORP | $355,468 | 0.03% | 3,356 | Common | NONE |
| 143130102 | KMX | CARMAX INC | $353,650 | 0.03% | 5,000 | Common | NONE |
| 73642K106 | PTLO | PORTILLOS INC | $346,460 | 0.03% | 22,512 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $341,328 | 0.03% | 4,800 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $335,877 | 0.03% | 6,475 | Common | NONE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $334,516 | 0.03% | 26,423 | Common | NONE |
| 464288372 | IGF | ISHARES TR | $319,740 | 0.03% | 7,386 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $317,344 | 0.03% | 802 | Common | NONE |
| 124411109 | BY | BYLINE BANCORP INC | $312,818 | 0.02% | 15,871 | Common | NONE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $295,366 | 0.02% | 13,145 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $292,110 | 0.02% | 2,338 | Common | NONE |
| 56585A102 | MPC | MARATHON PETE CORP | $287,546 | 0.02% | 1,900 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $278,850 | 0.02% | 2,956 | Common | NONE |
| 617446448 | MS | MORGAN STANLEY | $260,143 | 0.02% | 3,185 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $255,823 | 0.02% | 3,156 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $255,286 | 0.02% | 7,877 | Common | NONE |
| 126408103 | CSX | CSX CORP | $244,125 | 0.02% | 7,939 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $243,887 | 0.02% | 588 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $241,585 | 0.02% | 23,872 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $237,182 | 0.02% | 8,666 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $234,358 | 0.02% | 436 | Common | NONE |
| 29250N105 | ENB | ENBRIDGE INC | $234,244 | 0.02% | 6,984 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $233,657 | 0.02% | 1,772 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $232,982 | 0.02% | 4,334 | Common | NONE |
| 46435G326 | IDEV | ISHARES TR | $226,188 | 0.02% | 3,881 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $226,113 | 0.02% | 1,422 | Common | NONE |
| 46428R107 | GSG | ISHARES S&P GSCI COMMODITY- | $216,096 | 0.02% | 9,600 | Common | NONE |
| 808524797 | SCHD | SCHWAB STRATEGIC TR | $215,169 | 0.02% | 3,041 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $213,577 | 0.02% | 1,276 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $208,529 | 0.02% | 510 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $207,014 | 0.02% | 1,728 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $206,126 | 0.02% | 1,865 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $171,200 | 0.01% | 10,700 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $155,880 | 0.01% | 11,110 | Common | NONE |
| 550241103 | LUMN | LUMEN TECHNOLOGIES INC | $134,966 | 0.01% | 95,046 | Common | NONE |
| 40049J206 | TV | GRUPO TELEVISA S A B | $122,000 | 0.01% | 40,000 | Common | NONE |
| G9451V109 | VINP | VINCI PARTNERS INVTS LTD | $102,000 | 0.01% | 10,000 | Common | NONE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $68,536 | 0.01% | 10,400 | Common | NONE |
| 65540B105 | NDLSUSD | NOODLES & CO | $61,500 | 0.00% | 25,000 | Common | NONE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $46,550 | 0.00% | 19,000 | Common | NONE |
| 53946R106 | LDI | LOANDEPOT INC | $43,000 | 0.00% | 25,000 | Common | NONE |
| 40251W408 | GUREGBP | GULF RES INC | $37,400 | 0.00% | 20,000 | Common | NONE |
| 92719V100 | VMEO* | VIMEO INC | $35,400 | 0.00% | 10,000 | Common | NONE |
| 98955K104 | ZVIA | ZEVIA PBC | $33,300 | 0.00% | 15,000 | Common | NONE |
| 31738L107 | — | FINANCE OF AMERICA COMPAN | $32,000 | 0.00% | 25,000 | Common | NONE |
| 20464U100 | COMP | COMPASS INC | $29,000 | 0.00% | 10,000 | Common | NONE |
| 816307300 | SLQT | SELECTQUOTE INC | $17,550 | 0.00% | 15,000 | Common | NONE |
| 172406308 | CNVS | CINEVERSE CORP | $11,699 | 0.00% | 10,000 | Common | NONE |
| 28252C208 | POLCQ | POLISHED COM INC | $8,070 | 0.00% | 100,000 | Common | NONE |
| 758932107 | — | REGIS CORP MINN | $7,030 | 0.00% | 10,000 | Common | NONE |
| 91532B200 | UPHL | UPHEALTH INC | $5,880 | 0.00% | 14,000 | Common | NONE |
| 91532B119 | — | UPHEALTH INC | $198 | 0.00% | 20,000 | Common | NONE |
| 41150T116 | — | HARBOR CUSTOM DEVELOPMENT IN | $174 | 0.00% | 30,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.