Q4 2023 · 13F-HR
Capstone Financial Advisors, Inc.holdings as filed
Filed 2024-02-13 · accession 0001599217-24-000004
$1.40B
Reported value
151
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 922908769 | VTI | VANGUARD INDEX FDS | $205.0M | 14.7% | 864,358 | Common | NONE |
| 464287622 | IWB | ISHARES TR | $185.4M | 13.3% | 706,941 | Common | NONE |
| 25434V708 | DFAC | DIMENSIONAL ETF TRUST | $155.0M | 11.1% | 5,304,078 | Common | NONE |
| 921937835 | BND | VANGUARD BD INDEX FDS | $103.3M | 7.39% | 1,403,879 | Common | NONE |
| 33939L795 | NFRA | FLEXSHARES TR | $91.9M | 6.58% | 1,717,847 | Common | NONE |
| 921909768 | VXUS | VANGUARD STAR FDS | $83.8M | 6.00% | 1,446,426 | Common | NONE |
| 25434V880 | DFAX | DIMENSIONAL ETF TRUST | $68.7M | 4.92% | 2,814,437 | Common | NONE |
| 46432F834 | IXUS | ISHARES TR | $67.2M | 4.81% | 1,034,960 | Common | NONE |
| 580135101 | MCD | MCDONALDS CORP | $65.3M | 4.68% | 220,363 | Common | NONE |
| 92203J407 | BNDX | VANGUARD CHARLOTTE FDS | $44.7M | 3.20% | 906,311 | Common | NONE |
| 33939L803 | TLTD | FLEXSHARES TR | $34.2M | 2.45% | 501,130 | Common | NONE |
| 464287614 | IWF | ISHARES TR | $32.6M | 2.33% | 107,441 | Common | NONE |
| 037833100 | AAPL | APPLE INC | $32.2M | 2.30% | 166,999 | Common | NONE |
| 33939L100 | TILT | FLEXSHARES TR | $30.6M | 2.19% | 167,729 | Common | NONE |
| 46434V647 | REET | ISHARES TR | $22.1M | 1.58% | 913,343 | Common | NONE |
| 464287150 | ITOT | ISHARES TR | $18.2M | 1.31% | 173,283 | Common | NONE |
| 464287226 | AGG | ISHARES TR | $10.3M | 0.74% | 103,575 | Common | NONE |
| 46625H100 | JPM | JPMORGAN CHASE & CO | $9.0M | 0.64% | 52,859 | Common | NONE |
| 78467Y107 | MDY | SPDR S&P MIDCAP 400 ETF TR | $8.3M | 0.59% | 16,287 | Common | NONE |
| 921908844 | VIG | VANGUARD SPECIALIZED FUNDS | $8.2M | 0.59% | 48,024 | Common | NONE |
| 46435G672 | IAGG | ISHARES TR | $7.6M | 0.54% | 152,046 | Common | NONE |
| 594918104 | MSFT | MICROSOFT CORP | $5.5M | 0.39% | 14,600 | Common | NONE |
| 023135106 | AMZN | AMAZON COM INC | $5.4M | 0.38% | 35,220 | Common | NONE |
| 464287655 | IWM | ISHARES TR | $5.2M | 0.37% | 25,681 | Common | NONE |
| 922907746 | VTEB | VANGUARD MUN BD FDS | $4.6M | 0.33% | 89,510 | Common | NONE |
| 92206C730 | VONE | VANGUARD SCOTTSDALE FDS | $4.4M | 0.32% | 20,426 | Common | NONE |
| 12572Q105 | CME | CME GROUP INC | $4.2M | 0.30% | 20,131 | Common | NONE |
| 92206C664 | VTWO | VANGUARD SCOTTSDALE FDS | $3.9M | 0.28% | 48,089 | Common | NONE |
| 78463X749 | RWO | SPDR INDEX SHS FDS | $2.8M | 0.20% | 64,816 | Common | NONE |
| 931427108 | WFC | WALGREENS BOOTS ALLIANCE INC | $2.8M | 0.20% | 105,763 | Common | NONE |
| 747525103 | QCOM | QUALCOMM INC | $2.6M | 0.19% | 17,870 | Common | NONE |
| 22160K105 | COST | COSTCO WHSL CORP NEW | $2.5M | 0.18% | 3,843 | Common | NONE |
| G1151C101 | ACN | ACCENTURE PLC IRELAND | $2.5M | 0.18% | 7,126 | Common | NONE |
| 464288414 | MUB | ISHARES TR | $2.4M | 0.17% | 21,774 | Common | NONE |
| 895436103 | TY | TRI CONTL CORP | $2.2M | 0.16% | 75,513 | Common | NONE |
| 67066G104 | NVDA | NVIDIA CORPORATION | $2.0M | 0.15% | 4,128 | Common | NONE |
| 78462F103 | SPY | SPDR S&P 500 ETF TR | $1.8M | 0.13% | 3,690 | Common | NONE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL | $1.4M | 0.10% | 3,993 | Common | NONE |
| 025072356 | AVRE | AMERICAN CENTY ETF TR | $1.4M | 0.10% | 32,829 | Common | NONE |
| 370334104 | GIS | GENERAL MLS INC | $1.4M | 0.10% | 21,819 | Common | NONE |
| 478160104 | JNJ | JOHNSON & JOHNSON | $1.4M | 0.10% | 8,843 | Common | NONE |
| 513272104 | LW | LAMB WESTON HLDGS INC | $1.3M | 0.10% | 12,385 | Common | NONE |
| G29183103 | ETN | EATON CORP PLC | $1.3M | 0.09% | 5,466 | Common | NONE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.3M | 0.09% | 12,578 | Common | NONE |
| 125523100 | CI | THE CIGNA GROUP | $1.2M | 0.09% | 4,142 | Common | NONE |
| 904767704 | — | UNILEVER PLC | $1.2M | 0.09% | 25,051 | Common | NONE |
| 25434V203 | DFAI | DIMENSIONAL ETF TRUST | $1.2M | 0.08% | 41,255 | Common | NONE |
| 12503M108 | CBOE | CBOE GLOBAL MKTS INC | $1.2M | 0.08% | 6,555 | Common | NONE |
| 237194105 | DRI | DARDEN RESTAURANTS INC | $1.2M | 0.08% | 7,067 | Common | NONE |
| 458140100 | INTC | INTEL CORP | $1.1M | 0.08% | 22,452 | Common | NONE |
| 25434V104 | DFAU | DIMENSIONAL ETF TRUST | $1.1M | 0.08% | 32,888 | Common | NONE |
| 88160R101 | TSLA | TESLA INC | $1.1M | 0.08% | 4,370 | Common | NONE |
| 58933Y105 | MRK | MERCK & CO INC | $1.0M | 0.07% | 9,276 | Common | NONE |
| 191216100 | KO | COCA COLA CO | $996,523 | 0.07% | 16,910 | Common | NONE |
| 46090E103 | QQQ | INVESCO QQQ TR | $934,851 | 0.07% | 2,283 | Common | NONE |
| 02079K305 | GOOGL | ALPHABET INC | $900,163 | 0.06% | 6,444 | Common | NONE |
| 316773100 | FITB | FIFTH THIRD BANCORP | $873,496 | 0.06% | 25,326 | Common | NONE |
| 92206C847 | VGLT | VANGUARD SCOTTSDALE FDS | $840,931 | 0.06% | 13,667 | Common | NONE |
| 149123101 | CAT | CATERPILLAR INC | $824,648 | 0.06% | 2,789 | Common | NONE |
| 459200101 | IBM | INTERNATIONAL BUSINESS MACHS | $808,159 | 0.06% | 4,941 | Common | NONE |
| 384802104 | GWW | GRAINGER W W INC | $807,973 | 0.06% | 975 | Common | NONE |
| 464288372 | IGF | ISHARES TR | $784,569 | 0.06% | 16,675 | Common | NONE |
| 922908363 | VOO | VANGUARD INDEX FDS | $733,398 | 0.05% | 1,679 | Common | NONE |
| 110122108 | BMY | BRISTOL-MYERS SQUIBB CO | $729,004 | 0.05% | 14,208 | Common | NONE |
| 921910733 | ESGV | VANGUARD WORLD FD | $711,364 | 0.05% | 8,363 | Common | NONE |
| 169656105 | CMG | CHIPOTLE MEXICAN GRILL INC | $702,097 | 0.05% | 307 | Common | NONE |
| 097023105 | BA | BOEING CO | $692,574 | 0.05% | 2,657 | Common | NONE |
| 006212104 | ADX | ADAMS DIVERSIFIED EQUITY FD | $679,487 | 0.05% | 38,367 | Common | NONE |
| 45866F104 | ICE | INTERCONTINENTAL EXCHANGE IN | $664,479 | 0.05% | 5,174 | Common | NONE |
| 46641Q654 | JMST | J P MORGAN EXCHANGE TRADED F | $659,626 | 0.05% | 13,000 | Common | NONE |
| 464287689 | IWV | ISHARES TR | $630,206 | 0.05% | 2,302 | Common | NONE |
| 713448108 | PEP | PEPSICO INC | $602,637 | 0.04% | 3,548 | Common | NONE |
| 30303M102 | META | META PLATFORMS INC | $601,379 | 0.04% | 1,699 | Common | NONE |
| 00287Y109 | ABBV | ABBVIE INC | $585,269 | 0.04% | 3,777 | Common | NONE |
| 922042775 | VEU | VANGUARD INTL EQUITY INDEX F | $583,073 | 0.04% | 10,386 | Common | NONE |
| 46434V878 | ICSH | ISHARES TR | $569,625 | 0.04% | 11,311 | Common | NONE |
| 921943858 | VEA | VANGUARD TAX-MANAGED FDS | $556,232 | 0.04% | 11,612 | Common | NONE |
| 031162100 | AMGN | AMGEN INC | $540,966 | 0.04% | 1,878 | Common | NONE |
| 97717X511 | AGGY | WISDOMTREE TR | $539,977 | 0.04% | 12,267 | Common | NONE |
| 25434V799 | DFIC | DIMENSIONAL ETF TRUST | $529,748 | 0.04% | 20,750 | Common | NONE |
| 46641Q332 | JEPI | J P MORGAN EXCHANGE TRADED F | $522,931 | 0.04% | 9,511 | Common | NONE |
| 00206R102 | T | AT&T INC | $519,869 | 0.04% | 30,981 | Common | NONE |
| 464287200 | IVV | ISHARES TR | $519,736 | 0.04% | 1,088 | Common | NONE |
| N14506104 | ESTC | ELASTIC N V | $505,009 | 0.04% | 4,481 | Common | NONE |
| 011659109 | ALK | ALASKA AIR GROUP INC | $495,525 | 0.04% | 12,683 | Common | NONE |
| 166764100 | CVX | CHEVRON CORP NEW | $489,612 | 0.04% | 3,282 | Common | NONE |
| 742718109 | PG | PROCTER AND GAMBLE CO | $456,291 | 0.03% | 3,114 | Common | NONE |
| 808524102 | SCHB | SCHWAB STRATEGIC TR | $445,405 | 0.03% | 8,001 | Common | NONE |
| 91324P102 | UNH | UNITEDHEALTH GROUP INC | $444,341 | 0.03% | 844 | Common | NONE |
| 345370860 | F | FORD MTR CO DEL | $438,378 | 0.03% | 35,962 | Common | NONE |
| 258622109 | DSL | DOUBLELINE INCOME SOLUTIONS | $418,902 | 0.03% | 34,224 | Common | NONE |
| 437076102 | HD | HOME DEPOT INC | $412,631 | 0.03% | 1,191 | Common | NONE |
| 002824100 | ABT | ABBOTT LABS | $403,902 | 0.03% | 3,669 | Common | NONE |
| 039483102 | ADM | ARCHER DANIELS MIDLAND CO | $403,474 | 0.03% | 5,587 | Common | NONE |
| 143130102 | KMX | CARMAX INC | $383,700 | 0.03% | 5,000 | Common | NONE |
| 717081103 | PFE | PFIZER INC | $382,652 | 0.03% | 13,291 | Common | NONE |
| 194162103 | CL | COLGATE PALMOLIVE CO | $382,608 | 0.03% | 4,800 | Common | NONE |
| 124411109 | BY | BYLINE BANCORP INC | $373,921 | 0.03% | 15,871 | Common | NONE |
| 042735100 | ARW | ARROW ELECTRS INC | $360,149 | 0.03% | 2,946 | Common | NONE |
| 25862D105 | DLY | DOUBLELINE YIELD OPPORTUNITI | $359,022 | 0.03% | 24,144 | Common | NONE |
| 73642K106 | PTLO | PORTILLOS INC | $358,617 | 0.03% | 22,512 | Common | NONE |
| 670699107 | QQQX | NUVEEN NASDAQ 100 DYNAMIC OV | $356,184 | 0.03% | 15,386 | Common | NONE |
| 57636Q104 | MA | MASTERCARD INCORPORATED | $341,893 | 0.02% | 802 | Common | NONE |
| 6706ER101 | XBXMX | NUVEEN S&P 500 BUY-WRITE INC | $339,008 | 0.02% | 26,423 | Common | NONE |
| 22788C105 | CRWD | CROWDSTRIKE HLDGS INC | $337,278 | 0.02% | 1,321 | Common | NONE |
| 464287804 | IJR | ISHARES TR | $313,675 | 0.02% | 2,898 | Common | NONE |
| 988498101 | YUM | YUM BRANDS INC | $305,484 | 0.02% | 2,338 | Common | NONE |
| 19247L106 | RQI | COHEN & STEERS QUALITY INCOM | $292,194 | 0.02% | 23,872 | Common | NONE |
| 92204A702 | VGT | VANGUARD WORLD FDS | $284,867 | 0.02% | 589 | Common | NONE |
| 56585A102 | MPC | MARATHON PETE CORP | $281,884 | 0.02% | 1,900 | Common | NONE |
| 254687106 | DIS | DISNEY WALT CO | $271,444 | 0.02% | 3,006 | Common | NONE |
| 92343V104 | VZ | VERIZON COMMUNICATIONS INC | $269,022 | 0.02% | 7,136 | Common | NONE |
| 783513203 | RYAAY | RYANAIR HOLDINGS PLC | $266,720 | 0.02% | 2,000 | Common | NONE |
| 126408103 | CSX | CSX CORP | $263,250 | 0.02% | 7,593 | Common | NONE |
| 532457108 | LLY | ELI LILLY & CO | $255,679 | 0.02% | 439 | Common | NONE |
| 29250N105 | ENB | ENBRIDGE INC | $251,564 | 0.02% | 6,984 | Common | NONE |
| 02079K107 | GOOG | ALPHABET INC | $250,170 | 0.02% | 1,775 | Common | NONE |
| 007903107 | AMD | ADVANCED MICRO DEVICES INC | $245,733 | 0.02% | 1,667 | Common | NONE |
| 46435G326 | IDEV | ISHARES TR | $241,971 | 0.02% | 3,801 | Common | NONE |
| 369604301 | GE | GENERAL ELECTRIC CO | $237,989 | 0.02% | 1,865 | Common | NONE |
| 293792107 | EPD | ENTERPRISE PRODS PARTNERS L | $232,204 | 0.02% | 8,812 | Common | NONE |
| 539830109 | LMT | LOCKHEED MARTIN CORP | $231,107 | 0.02% | 510 | Common | NONE |
| 949746101 | WMT2 | WELLS FARGO CO NEW | $229,241 | 0.02% | 4,657 | Common | NONE |
| 92206C565 | BNDW | VANGUARD SCOTTSDALE FDS | $228,635 | 0.02% | 3,303 | Common | NONE |
| 882508104 | TXN | TEXAS INSTRS INC | $228,417 | 0.02% | 1,340 | Common | NONE |
| 438516106 | HON | HONEYWELL INTL INC | $224,465 | 0.02% | 1,070 | Common | NONE |
| 92826C839 | V | VISA INC | $223,640 | 0.02% | 859 | Common | NONE |
| 303250104 | FICO | FAIR ISAAC CORP | $221,162 | 0.02% | 190 | Common | NONE |
| 020002101 | ALL | ALLSTATE CORP | $219,509 | 0.02% | 1,568 | Common | NONE |
| 17275R102 | CSCO | CISCO SYS INC | $219,297 | 0.02% | 4,341 | Common | NONE |
| 697435105 | PANW | PALO ALTO NETWORKS INC | $214,378 | 0.02% | 727 | Common | NONE |
| 380237107 | GDDY | GODADDY INC | $212,320 | 0.02% | 2,000 | Common | NONE |
| 64110L106 | NFLX | NETFLIX INC | $212,280 | 0.02% | 436 | Common | NONE |
| 81369Y209 | XLV | SELECT SECTOR SPDR TR | $205,280 | 0.01% | 1,505 | Common | NONE |
| 20825C104 | COP | CONOCOPHILLIPS | $200,706 | 0.01% | 1,729 | Common | NONE |
| 69608A108 | PLTR | PALANTIR TECHNOLOGIES INC | $192,304 | 0.01% | 11,200 | Common | NONE |
| 550241103 | LUMN | LUMEN TECHNOLOGIES INC | $173,935 | 0.01% | 95,046 | Common | NONE |
| 29273V100 | ET | ENERGY TRANSFER L P | $166,173 | 0.01% | 12,041 | Common | NONE |
| 40049J206 | TV | GRUPO TELEVISA S A B | $133,600 | 0.01% | 40,000 | Common | NONE |
| G9451V109 | VINP | VINCI PARTNERS INVTS LTD | $109,500 | 0.01% | 10,000 | Common | NONE |
| 53946R106 | LDI | LOANDEPOT INC | $88,000 | 0.01% | 25,000 | Common | NONE |
| 65540B105 | NDLSUSD | NOODLES & CO | $78,750 | 0.01% | 25,000 | Common | NONE |
| 72201J104 | PFN | PIMCO INCOME STRATEGY FD II | $75,192 | 0.01% | 10,400 | Common | NONE |
| 003009107 | — | ABRDN ASIA PACIFIC INCOME FU | $51,490 | 0.00% | 19,000 | Common | NONE |
| 98955K104 | ZVIA | ZEVIA PBC | $50,250 | 0.00% | 25,000 | Common | NONE |
| 92719V100 | VMEO* | VIMEO INC | $39,200 | 0.00% | 10,000 | Common | NONE |
| 20464U100 | COMP | COMPASS INC | $37,600 | 0.00% | 10,000 | Common | NONE |
| 40251W408 | GUREGBP | GULF RES INC | $33,000 | 0.00% | 20,000 | Common | NONE |
| 31738L107 | — | FINANCE OF AMERICA COMPAN | $27,500 | 0.00% | 25,000 | Common | NONE |
| 816307300 | SLQT | SELECTQUOTE INC | $20,550 | 0.00% | 15,000 | Common | NONE |
| 172406308 | CNVS | CINEVERSE CORP | $13,500 | 0.00% | 10,000 | Common | NONE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.