Q2 2023 · 13F-HR
Lumbard & Kellner, LLCholdings as filed
Filed 2023-08-04 · accession 0001602476-23-000003
$179.3M
Reported value
73
Positions
2023-06-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78463V107 | GLD | SPDR GOLD SHARES | $15.3M | 8.56% | 84,325 | Common | SOLE |
| 78468R663 | BIL | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $11.6M | 6.49% | 126,632 | Common | SOLE |
| 921946794 | VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | $7.7M | 4.28% | 116,816 | Common | SOLE |
| 59156R108 | MET | METLIFE INC COM | $7.5M | 4.17% | 119,633 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL COM | $6.9M | 3.83% | 389,244 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | $6.4M | 3.60% | 443,041 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP COM | $6.4M | 3.58% | 14,333 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC COM | $6.3M | 3.53% | 66,184 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CL C | $6.2M | 3.44% | 46,300 | Common | SOLE |
| G9460G101 | VAL | VALARIS LIMITED CL A | $5.8M | 3.22% | 77,149 | Common | SOLE |
| 35473P835 | FLBR | FRANKLIN FTSE BRAZIL ETF | $5.6M | 3.10% | 276,547 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP COM | $5.3M | 2.98% | 19,942 | Common | SOLE |
| 46429B309 | EIDO | ISHARES MSCI INDONESIA ETF | $5.2M | 2.89% | 220,883 | Common | SOLE |
| 00206R102 | T | AT&T INC COM | $5.0M | 2.77% | 313,307 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC COM | $4.8M | 2.67% | 13,462 | Common | SOLE |
| G9456A100 | GLNG | GOLAR LNG LTD SHS | $4.8M | 2.67% | 201,999 | Common | SOLE |
| 902494103 | TSN | TYSON FOODS INC CL A | $3.9M | 2.16% | 69,493 | Common | SOLE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.8M | 2.10% | 16,488 | Common | SOLE |
| 172967DS7 | — | CITIGROUP INC 5.38409 8/25/36 | $3.7M | 2.04% | 4,377,000 | Common | SOLE |
| 443628102 | HBM | HUDBAY MINERALS INC COM | $3.6M | 2.00% | 619,942 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $3.3M | 1.87% | 9,844 | Common | SOLE |
| 577130768 | MIDNX | MATTHEWS INDIA FUND INSTITUTIONAL | $3.3M | 1.85% | 129,330 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC CL B | $3.0M | 1.67% | 68,244 | Common | SOLE |
| 10922N103 | BHF | BRIGHTHOUSE FINL INC COM | $2.9M | 1.63% | 56,108 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC COM | $2.8M | 1.58% | 125,748 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP COM | $2.8M | 1.56% | 6,292 | Common | SOLE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | $2.8M | 1.56% | 51,280 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $2.7M | 1.51% | 13,920 | Common | SOLE |
| 532457108 | LLY | ELI LILLY CO | $2.5M | 1.40% | 5,519 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | $2.1M | 1.16% | 4 | Common | SOLE |
| 219350105 | GLW | CORNING INC | $1.7M | 0.93% | 49,159 | Common | SOLE |
| 78463X889 | SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | $1.7M | 0.93% | 51,010 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC | $1.4M | 0.76% | 29,080 | Common | SOLE |
| 46137V357 | RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | $1.4M | 0.76% | 8,910 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TRUST | $1.3M | 0.73% | 2,912 | Common | SOLE |
| 320517AD7 | — | FIRST HORIZON NATL 4.000 5/26/25 | $1.2M | 0.69% | 1,320,000 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $1.2M | 0.67% | 3,533 | Common | SOLE |
| 91731KAA8 | — | US BANK CAPITAL IX 3.57778 4/15/49 | $1.0M | 0.56% | 1,298,000 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $943,000 | 0.53% | 8,794 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TRUST ETF | $915,000 | 0.51% | 2,386 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW CL A | $909,123 | 0.51% | 21,062 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATERIALS INC | $894,000 | 0.50% | 5,900 | Common | SOLE |
| 48126N6A0 | — | JP MORGAN CHASE MTN 2.7808 4/30/24 | $851,000 | 0.47% | 881,000 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC COM | $753,176 | 0.42% | 14,555 | Common | SOLE |
| 01852FAC7 | — | ALLFIRST PFD CAP 6.8354 7/15/29 | $653,000 | 0.36% | 750,000 | Common | SOLE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK INDEX ETF | $638,000 | 0.36% | 6,345 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTERNATIONAL INC | $633,000 | 0.35% | 3,261 | Common | SOLE |
| 49326MAA3 | — | KEYCORP CAPITAL 1 5.91657 7/01/28 | $617,000 | 0.34% | 722,000 | Common | SOLE |
| 31945HAB1 | — | JPMORGAN CHASE CO 5.850 2/01/27 | $606,000 | 0.34% | 650,000 | Common | SOLE |
| 922908744 | VTV | VANGUARD VALUE INDEX FUND ETF | $603,000 | 0.34% | 4,105 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC COM | $582,350 | 0.32% | 5,402 | Common | SOLE |
| 790148100 | JOE | ST JOE CO COM | $535,027 | 0.30% | 11,068 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $495,000 | 0.28% | 2,640 | Common | SOLE |
| 95040Q104 | WELL | WELLTOWER INC COM | $444,571 | 0.25% | 5,496 | Common | SOLE |
| 75513E101 | RTX | RAYTHEON TECHNOLOGIES CORP COM | $345,565 | 0.19% | 3,645 | Common | SOLE |
| 13462K109 | CWH | CAMPING WORLD HLDGS INC CL A | $337,331 | 0.19% | 11,207 | Common | SOLE |
| 922908710 | VFIAX | VANGUARD 500 INDEX ADMIRAL | $327,000 | 0.18% | 772 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL | $319,000 | 0.18% | 3,200 | Common | SOLE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $307,540 | 0.17% | 690 | Common | SOLE |
| 97717W851 | DXJ | WISDOMTREE JAPAN HEDGED EQUITY FUND | $266,900 | 0.15% | 3,206 | Common | SOLE |
| 478160104 | JNJ | JOHNSON JOHNSON | $241,000 | 0.13% | 1,440 | Common | SOLE |
| 369604301 | GE | GENERAL ELEC CO | $238,000 | 0.13% | 2,085 | Common | SOLE |
| 65473P105 | NI | NISOURCE INC | $223,000 | 0.12% | 8,000 | Common | SOLE |
| 53814L108 | LTHM1EUR | LIVENT CORP | $206,000 | 0.11% | 8,349 | Common | SOLE |
| 78464A805 | SPTM | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | $203,383 | 0.11% | 3,692 | Common | SOLE |
| 161480AB4 | — | JPMORGAN CHASE CO 5.79914 2/01/27 | $187,000 | 0.10% | 200,000 | Common | SOLE |
| 067869GX9 | — | BARNESVILLE GA WTR 3.175 9/01/46 | $178,000 | 0.10% | 250,000 | Common | SOLE |
| 500255AU8 | — | KOHLS CORPORATION 4.250 7/17/25 | $47,000 | 0.03% | 50,000 | Common | SOLE |
| 857477AY9 | — | STATE STREET CORP 5.769 6/15/37 | $25,000 | 0.01% | 30,000 | Common | SOLE |
| 365028XG9 | — | GARDEN CITY KS 3.375 11/01/32 | $15,000 | 0.01% | 15,000 | Common | SOLE |
| 257867AG6 | — | DONNELLEY R R SONS 6.625 4/15/29 | $12,000 | 0.01% | 12,337 | Common | SOLE |
| 721174F39 | — | PIKE CNTY KY 3.150 6/01/27 | $10,000 | 0.01% | 10,000 | Common | SOLE |
| 98322QLQ8 | — | WYOMING ST CMNTY DEV 2.800 12/01/31 | $9,000 | 0.01% | 10,000 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.