Q3 2023 · 13F-HR
Lumbard & Kellner, LLCholdings as filed
Filed 2023-11-14 · accession 0001602476-23-000004
$150.7M
Reported value
56
Positions
2023-09-30
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 921946794 | VYMI | VANGUARD INTERNATIONAL HIGH ETF | $13.7M | 9.06% | 220,672 | Common | SOLE |
| 78468R663 | BIL | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $9.3M | 6.15% | 100,952 | Common | SOLE |
| 59156R108 | MET | METLIFE INC COM | $7.4M | 4.90% | 117,454 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | $6.5M | 4.32% | 434,245 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL COM | $6.4M | 4.23% | 384,117 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC COM | $6.2M | 4.09% | 64,992 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK CL C | $6.1M | 4.05% | 46,340 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP COM | $5.8M | 3.83% | 14,098 | Common | SOLE |
| G9460G101 | VAL | VALARIS LTD CL A | $5.7M | 3.78% | 76,033 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP COM | $5.5M | 3.66% | 12,539 | Common | SOLE |
| 35473P835 | FLBR | FRANKLIN FTSE BRAZIL ETF | $5.0M | 3.30% | 270,878 | Common | SOLE |
| 46429B309 | EIDO | ISHARES MSCI INDONESIA ETF | $4.9M | 3.24% | 219,083 | Common | SOLE |
| G9456A100 | GLNG | GOLAR LNG LTD SHS | $4.8M | 3.20% | 198,713 | Common | SOLE |
| 00206R102 | T | AT&T INC COM | $4.6M | 3.07% | 307,626 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC COM | $4.3M | 2.86% | 13,322 | Common | SOLE |
| 902494103 | TSN | TYSON FOODS INC CL A | $3.5M | 2.31% | 68,948 | Common | SOLE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.5M | 2.31% | 16,381 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC COM CL A | $3.4M | 2.26% | 103,744 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $3.1M | 2.05% | 9,805 | Common | SOLE |
| 443628102 | HBM | HUDBAY MINERALS INC COM | $3.0M | 1.97% | 609,124 | Common | SOLE |
| 532457108 | LLY | ELI LILLY CO | $3.0M | 1.97% | 5,519 | Common | SOLE |
| G7997W102 | SDRL | SEADRILL 2021 LTD COM | $2.8M | 1.87% | 62,818 | Common | SOLE |
| 10922N103 | BHF | BRIGHTHOUSE FINL INC COM | $2.7M | 1.80% | 55,348 | Common | SOLE |
| 35671D857 | FCX | FREEPORT-MCMORAN INC CL B | $2.5M | 1.65% | 66,803 | Common | SOLE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | $2.4M | 1.59% | 46,309 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $2.3M | 1.55% | 13,669 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | $2.1M | 1.41% | 4 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC COM | $2.1M | 1.38% | 123,915 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC | $1.6M | 1.04% | 29,080 | Common | SOLE |
| 219350105 | GLW | CORNING INC | $1.5M | 0.99% | 49,159 | Common | SOLE |
| 78463X889 | SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | $1.5M | 0.98% | 47,554 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TRUST | $1.3M | 0.83% | 2,932 | Common | SOLE |
| 46137V357 | RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | $1.2M | 0.82% | 8,771 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $1.1M | 0.73% | 3,120 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP | $1.0M | 0.69% | 8,794 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW CL A | $898,905 | 0.60% | 20,273 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TRUST ETF | $854,832 | 0.57% | 2,386 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATERIALS INC | $816,855 | 0.54% | 5,900 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC COM | $697,482 | 0.46% | 12,974 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC COM | $610,566 | 0.41% | 3,305 | Common | SOLE |
| 922908744 | VTV | VANGUARD VALUE INDEX FUND ETF | $566,203 | 0.38% | 4,105 | Common | SOLE |
| 790148100 | JOE | ST JOE CO COM | $541,181 | 0.36% | 9,961 | Common | SOLE |
| 72201R833 | MINT | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | $527,738 | 0.35% | 5,270 | Common | SOLE |
| 58933Y105 | MRK | MERCK CO INC | $480,879 | 0.32% | 4,671 | Common | SOLE |
| 95040Q104 | WELL | WELLTOWER INC COM | $450,232 | 0.30% | 5,496 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC | $447,322 | 0.30% | 2,640 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP COM | $406,122 | 0.27% | 1,533 | Common | SOLE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $374,463 | 0.25% | 872 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL | $296,256 | 0.20% | 3,200 | Common | SOLE |
| 97717W851 | DXJ | WISDOMTREE JAPAN HEDGED EQUITY FUND | $282,930 | 0.19% | 3,206 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION COM | $264,850 | 0.18% | 3,680 | Common | SOLE |
| 369604301 | GE | GENERAL ELEC CO | $230,497 | 0.15% | 2,085 | Common | SOLE |
| 13462K109 | CWH | CAMPING WORLD HLDGS INC CL A | $228,735 | 0.15% | 11,207 | Common | SOLE |
| 493267108 | KEY | KEYCORP | $148,058 | 0.10% | 13,760 | Common | SOLE |
| 30303M102 | META | META PLATFORMS INC CL A | $10,507 | 0.01% | 35 | Common | SOLE |
| 370334104 | GIS | GENERAL MILLS INC | $8,831 | 0.01% | 138 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.