Q4 2023 · 13F-HR
Lumbard & Kellner, LLCholdings as filed
Filed 2024-02-12 · accession 0001602476-24-000001
$172.8M
Reported value
61
Positions
2023-12-31
Period end
Holdings as filed
| CUSIP | Ticker | Issuer | Value | % port. | Shares | Class | Voting |
|---|---|---|---|---|---|---|---|
| 78468R663 | BIL | SPDR BLOOMBERG 1-3 MONTH T-BILL ETF | $9.2M | 5.32% | 100,486 | Common | SOLE |
| 59156R108 | MET | METLIFE INC COM | $7.8M | 4.49% | 117,410 | Common | SOLE |
| 921946794 | VYMI | VANGUARD INTERNATIONAL HIGH DIVIDEND YIELD ETF | $7.7M | 4.46% | 115,989 | Common | SOLE |
| 71654V408 | PBR | PETROLEO BRASILEIRO SA PETROBR SPONSORED ADR | $6.9M | 4.02% | 435,190 | Common | SOLE |
| 46137V357 | RSP | INVESCO S&P 500 EQUAL WEIGHT ETF | $6.9M | 3.99% | 43,739 | Common | SOLE |
| 49456B101 | KMI | KINDER MORGAN INC DEL COM | $6.8M | 3.95% | 386,419 | Common | SOLE |
| 744320102 | PRU | PRUDENTIAL FINL INC COM | $6.7M | 3.89% | 64,774 | Common | SOLE |
| 02079K107 | GOOG | ALPHABET INC CAP STK CL C | $6.5M | 3.79% | 46,420 | Common | SOLE |
| 644393100 | NFE | NEW FORTRESS ENERGY INC COM CL A | $6.5M | 3.75% | 171,662 | Common | SOLE |
| 539830109 | LMT | LOCKHEED MARTIN CORP COM | $6.4M | 3.70% | 14,097 | Common | SOLE |
| 666807102 | NOC | NORTHROP GRUMMAN CORP COM | $5.9M | 3.40% | 12,555 | Common | SOLE |
| 35473P835 | FLBR | FRANKLIN FTSE BRAZIL ETF | $5.7M | 3.31% | 272,707 | Common | SOLE |
| G9460G101 | VAL | VALARIS LTD CL A | $5.2M | 3.04% | 76,482 | Common | SOLE |
| 38141G104 | GS | GOLDMAN SACHS GROUP INC COM | $5.1M | 2.98% | 13,337 | Common | SOLE |
| 46429B309 | EIDO | ISHARES MSCI INDONESIA ETF | $4.7M | 2.70% | 208,984 | Common | SOLE |
| 842587107 | SO | SOUTHERN CO COM | $4.7M | 2.70% | 66,501 | Common | SOLE |
| 78464A870 | XBI | SPDR S&P BIOTECH ETF | $4.6M | 2.67% | 51,759 | Common | SOLE |
| G9456A100 | GLNG | GOLAR LNG LTD SHS | $4.6M | 2.64% | 198,031 | Common | SOLE |
| 922908769 | VTI | VANGUARD TOTAL STOCK MARKET ETF | $3.9M | 2.24% | 16,330 | Common | SOLE |
| 594918104 | MSFT | MICROSOFT CORP COM | $3.7M | 2.13% | 9,805 | Common | SOLE |
| 902494103 | TSN | TYSON FOODS INC CL A | $3.6M | 2.10% | 67,662 | Common | SOLE |
| 443628102 | HBM | HUDBAY MINERALS INC COM | $3.4M | 1.94% | 608,139 | Common | SOLE |
| 532457108 | LLY | ELI LILLY & CO COM | $3.1M | 1.81% | 5,365 | Common | SOLE |
| 17275R102 | CSCO | CISCO SYS INC COM | $3.0M | 1.75% | 59,720 | Common | SOLE |
| G7997W102 | SDRL | SEADRILL 2021 LTD COM | $3.0M | 1.73% | 63,173 | Common | SOLE |
| 10922N103 | BHF | BRIGHTHOUSE FINL INC COM | $2.9M | 1.69% | 55,220 | Common | SOLE |
| 922042775 | VEU | VANGUARD FTSE ALL-WORLD EX-US INDEX FUND | $2.6M | 1.53% | 47,014 | Common | SOLE |
| 037833100 | AAPL | APPLE INC COM | $2.6M | 1.49% | 13,412 | Common | SOLE |
| 337932107 | FE | FIRSTENERGY CORP COM | $2.4M | 1.40% | 65,960 | Common | SOLE |
| 69351T106 | PPL | PPL CORP COM | $2.3M | 1.32% | 84,367 | Common | SOLE |
| 084670108 | BRK/A | BERKSHIRE HATHAWAY INC DEL CL A | $2.2M | 1.26% | 4 | Common | SOLE |
| 67098H104 | OI | O-I GLASS INC COM | $2.1M | 1.19% | 125,708 | Common | SOLE |
| Y7542C130 | STNG | SCORPIO TANKERS INC SHS | $1.7M | 1.01% | 28,720 | Common | SOLE |
| 78463X889 | SPDW | SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF | $1.6M | 0.93% | 47,014 | Common | SOLE |
| 552676108 | MDC1USD | M D C HLDGS INC COM | $1.5M | 0.89% | 27,794 | Common | SOLE |
| 219350105 | GLW | CORNING INC COM | $1.5M | 0.87% | 49,159 | Common | SOLE |
| 78462F103 | SPY | SPDR S&P 500 ETF TRUST | $1.4M | 0.81% | 2,932 | Common | SOLE |
| 084670702 | BRK/B | BERKSHIRE HATHAWAY INC DEL CL B NEW | $1.1M | 0.66% | 3,175 | Common | SOLE |
| 46090E103 | QQQ | INVESCO QQQ TRUST SERIES I | $972,610 | 0.56% | 2,375 | Common | SOLE |
| 038222105 | AMAT | APPLIED MATLS INC COM | $956,213 | 0.55% | 5,900 | Common | SOLE |
| 30231G102 | XOM | EXXON MOBIL CORP COM | $879,224 | 0.51% | 8,794 | Common | SOLE |
| 20030N101 | CMCSA | COMCAST CORP NEW CL A | $857,311 | 0.50% | 19,551 | Common | SOLE |
| 438516106 | HON | HONEYWELL INTL INC COM | $692,882 | 0.40% | 3,304 | Common | SOLE |
| 922042742 | VT | VANGUARD TOTAL WORLD STOCK ETF | $652,774 | 0.38% | 6,345 | Common | SOLE |
| 922908744 | VTV | VANGUARD VALUE ETF | $613,698 | 0.36% | 4,105 | Common | SOLE |
| 790148100 | JOE | ST JOE CO COM | $611,489 | 0.35% | 10,161 | Common | SOLE |
| 58933Y105 | MRK | MERCK & CO INC COM | $509,232 | 0.29% | 4,671 | Common | SOLE |
| 95040Q104 | WELL | WELLTOWER INC COM | $495,574 | 0.29% | 5,496 | Common | SOLE |
| 713448108 | PEP | PEPSICO INC COM | $448,378 | 0.26% | 2,640 | Common | SOLE |
| 464287200 | IVV | ISHARES CORE S&P 500 ETF | $402,164 | 0.23% | 842 | Common | SOLE |
| 31428X106 | FDX | FEDEX CORP COM | $387,803 | 0.22% | 1,533 | Common | SOLE |
| 72201R833 | MINT | PIMCO ENHANCED SHORT MATURITY ACTIVE ETF | $386,287 | 0.22% | 3,871 | Common | SOLE |
| 75513E101 | RTX | RTX CORPORATION COM | $309,635 | 0.18% | 3,680 | Common | SOLE |
| 718172109 | PM | PHILIP MORRIS INTL INC COM | $301,056 | 0.17% | 3,200 | Common | SOLE |
| 13462K109 | CWH | CAMPING WORLD HLDGS INC CL A | $291,670 | 0.17% | 11,107 | Common | SOLE |
| 97717W851 | DXJ | WISDOMTREE JAPAN HEDGED EQUITY FUND | $282,064 | 0.16% | 3,206 | Common | SOLE |
| 369604301 | GE | GENERAL ELECTRIC CO COM NEW | $266,109 | 0.15% | 2,085 | Common | SOLE |
| 478160104 | JNJ | JOHNSON & JOHNSON COM | $225,706 | 0.13% | 1,440 | Common | SOLE |
| 78464A805 | SPTM | SPDR PORTFOLIO S&P 1500 COMPOSITE STOCK MARKET ETF | $215,797 | 0.12% | 3,692 | Common | SOLE |
| 65473P105 | NI | NISOURCE INC COM | $212,400 | 0.12% | 8,000 | Common | SOLE |
| 493267108 | KEY | KEYCORP COM | $198,144 | 0.11% | 13,760 | Common | SOLE |
Source: SEC EDGAR · raw 13F holdings as filed. The Class column shows the option type when reported (Put/Call) or Common when the issuer's equity is held directly. 13F discloses long positions only.